Location: New York, NY
CIK: 0001578299 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value: $1.109B (58.5% shares, 41.5% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PINNACLE FOODS INC DEL | 2,137,300 | $116M | 10.4% | $57.63 | — | Put | 72348P104 |
| — | YAHOO INC | 48,500,000 | $67.92M | 6.1% | $1.28 | — | NOTE 12/0 | 984332AF3 |
| — | VECTOR GROUP LTD | 42,500,000 | $61.63M | 5.6% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | VERISIGN INC | 15,000,000 | $52.02M | 4.7% | $2.51 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| — | MICROCHIP TECHNOLOGY INC | 28,500,000 | $50.59M | 4.6% | $1.78 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | LANNET INC | 2,755,400 | $44.14M | 4.0% | $16.05 | — | Put | 516012101 |
| — | PINNACLE FOODS INC DEL | 749,057 | $40.52M | 3.7% | $57.63 | — | COM | 72348P104 |
| — | IMMUNOMEDICS INC | 2,349,300 | $34.32M | 3.1% | — | — | Put | 452907108 |
| — | MOLINA HEALTHCARE INC | 16,200,000 | $32.63M | 2.9% | $2.01 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | TESARO INC | 17,500,000 | $31.57M | 2.8% | $3.92 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | IMMUNOMEDICS INC | 2,158,400 | $31.53M | 2.8% | — | — | Call | 452907108 |
| — | MEDICINES CO | 22,500,000 | $26.07M | 2.4% | $1.16 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | SCANA CORP NEW | 578,500 | $21.71M | 2.0% | — | — | Put | 80589M102 |
| — | CTRIP COM INTL LTD | 20,000,000 | $21.62M | 1.9% | $1.08 | — | NOTE 1.000% 7/0 | 22943FAF7 |
| — | INTRA CELLULAR THERAPIES INC | 1,021,000 | $21.49M | 1.9% | — | — | Call | 46116X101 |
| — | CONVERGYS CORP | 10,000,000 | $21.24M | 1.9% | $2.20 | — | SDCV 5.750% 9/1 | 212485AE6 |
| BBBY | OVERSTOCK COM INC DEL | 1,377,800 | $20.38M | 1.8% | — | — | Call | 690370101 |
| — | TRINITY INDS INC | 14,000,000 | $19.12M | 1.7% | $1.53 | — | NOTE 3.875% 6/0 | 896522AF6 |
| MRK | MERCK & CO INC | 350,000 | $19.07M | 1.7% | — | — | Call | 58933Y105 |
| NXPI | NXP SEMICONDUCTORS N V | 162,903 | $19.06M | 1.7% | $107.24 | 0.0% | COM | N6596X109 |
| — | TRANSOCEAN INC | 14,500,000 | $16.55M | 1.5% | $1.14 | — | DEB 0.500% 1/3 | 893830BJ7 |
| — | CTRIP COM INTL LTD | 350,000 | $16.32M | 1.5% | — | — | Put | 22943F100 |
| — | LANNET INC | 925,159 | $14.85M | 1.3% | $16.05 | — | COM | 516012101 |
| ESPR | ESPERION THERAPEUTICS INC NE | 203,400 | $14.71M | 1.3% | — | — | Call | 29664W105 |
| — | MONSANTO CO NEW | 125,000 | $14.59M | 1.3% | $116.69 | — | COM | 61166W101 |
| — | NIC INC | 829,600 | $11.05M | 1.0% | $13.30 | — | Put | 62914B100 |
| — | ROCKWELL COLLINS INC | 79,479 | $10.72M | 1.0% | $134.89 | — | COM | 774341101 |
| — | VALIDUS HOLDINGS LTD | 158,361 | $10.68M | 1.0% | $67.45 | — | COM SHS | G9319H102 |
| ESPR | ESPERION THERAPEUTICS INC NE | 146,900 | $10.62M | 1.0% | — | — | Put | 29664W105 |
| — | GENERAL CABLE CORP DEL NEW | 10,000,000 | $10.6M | 1.0% | $1.06 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | AETNA INC NEW | 60,000 | $10.14M | 0.9% | $169.66 | — | COM | 00817Y108 |
| — | XL GROUP LTD | 180,000 | $9.947M | 0.9% | $55.26 | — | COM | G98294104 |
| — | INSMED INC | 10,500,000 | $9.45M | 0.9% | $0.90 | — | NOTE 1.750% 1/1 | 457669AA7 |
| NXPI | NXP SEMICONDUCTORS N V | 79,700 | $9.323M | 0.8% | $107.24 | 0.0% | Put | N6596X109 |
| — | NIC INC | 697,556 | $9.277M | 0.8% | $13.30 | — | COM | 62914B100 |
| HRTX | HERON THERAPEUTICS INC | 335,500 | $9.267M | 0.8% | — | — | Call | 427746102 |
| — | WEATHERFORD INTL LTD | 10,000,000 | $8.988M | 0.8% | $0.90 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | DST SYS INC DEL | 98,500 | $8.24M | 0.7% | $83.65 | — | COM | 233326107 |
| — | INTERDIGITAL INC | 7,000,000 | $8.151M | 0.7% | $1.20 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | ANI PHARMACEUTICALS INC | 7,000,000 | $7.718M | 0.7% | $1.09 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | KAPSTONE PAPER & PACKAGING C | 209,720 | $7.195M | 0.6% | $34.31 | — | COM | 48562P103 |
| — | ACORDA THERAPEUTICS INC | 7,500,000 | $6.902M | 0.6% | $0.92 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | MICROSEMI CORP | 103,000 | $6.666M | 0.6% | $64.72 | — | COM | 595137100 |
| — | TRIBUNE MEDIA CO | 160,781 | $6.513M | 0.6% | $40.57 | — | CL A | 896047503 |
| PRTA | PROTHENA CORP PLC | 164,200 | $6.024M | 0.5% | — | — | Call | G72800108 |
| — | TIME WARNER INC | 63,000 | $5.959M | 0.5% | $94.86 | — | COM NEW | 887317303 |
| — | MEDICINES CO | 164,500 | $5.418M | 0.5% | — | — | Put | 584688105 |
| — | CAVIUM INC | 63,000 | $5.001M | 0.5% | $79.73 | — | COM | 14964U108 |
| PRTA | PROTHENA CORP PLC | 133,900 | $4.913M | 0.4% | — | — | Put | G72800108 |
| — | ORBOTECH LTD | 75,000 | $4.664M | 0.4% | $62.19 | — | ORD | M75253100 |
| — | ALON USA ENERGY INC | 3,000,000 | $4.595M | 0.4% | $1.53 | — | NOTE 3.000% 9/1 | 020520AB8 |
| — | HRG GROUP INC | 272,000 | $4.485M | 0.4% | $16.52 | — | COM | 40434J100 |
| — | MULESOFT INC | 100,000 | $4.398M | 0.4% | $43.98 | — | CL A | 625207105 |
| AVA | AVISTA CORP | 84,425 | $4.327M | 0.4% | $36.12 | 0.0% | COM | 05379B107 |
| — | BLACKHAWK NETWORK HLDGS INC | 90,754 | $4.057M | 0.4% | $44.70 | — | COM | 09238E104 |
| — | BLUE BUFFALO PET PRODS INC | 100,000 | $3.981M | 0.4% | $39.81 | — | COM | 09531U102 |
| — | JOUNCE THERAPEUTICS INC | 142,600 | $3.187M | 0.3% | — | — | Call | 481116101 |
| NL | NL INDS INC | 391,200 | $3.083M | 0.3% | $8.53 | -17.7% | Call | 629156407 |
| T | AT&T INC | 84,000 | $2.995M | 0.3% | — | — | Put | 00206R102 |
| — | INFINITY PPTY & CAS CORP | 24,702 | $2.925M | 0.3% | $118.41 | — | COM | 45665Q103 |
| — | RSP PERMIAN INC | 60,000 | $2.813M | 0.3% | $46.88 | — | COM | 74978Q105 |
| — | CHESAPEAKE ENERGY CORP | 3,000,000 | $2.591M | 0.2% | $0.86 | — | NOTE 5.500% 9/1 | 165167CY1 |
| INSM | INSMED INC | 110,000 | $2.477M | 0.2% | — | — | Put | 457669307 |
| — | CSRA INC | 60,000 | $2.474M | 0.2% | $41.23 | — | COM | 12650T104 |
| RIG | TRANSOCEAN LTD | 226,400 | $2.239M | 0.2% | — | — | Put | H8817H100 |
| — | AQUINOX PHARMACEUTICALS INC | 147,900 | $2.078M | 0.2% | — | — | Call | 03842B101 |
| — | ZOGENIX INC | 51,800 | $2.073M | 0.2% | — | — | Call | 98978L204 |
| — | TESARO INC | 36,100 | $2.062M | 0.2% | — | — | Put | 881569107 |
| ANIP | ANI PHARMACEUTICALS INC | 32,000 | $1.863M | 0.2% | — | — | Put | 00182C103 |
| — | ABLYNX NV | 34,994 | $1.56M | 0.1% | $44.58 | — | SPONSORED ADR | 00372Y105 |
| PCRX | PACIRA PHARMACEUTICALS INC | 43,500 | $1.356M | 0.1% | $39.63 | -10.1% | Call | 695127100 |
| — | ACTINIUM PHARMACEUTICALS INC | 3,548,193 | $1.295M | 0.1% | $0.36 | — | COM | 00507W107 |
| — | DERMIRA INC | 159,000 | $1.27M | 0.1% | — | — | Put | 24983L104 |
| — | IKANG HEALTHCARE GROUP INC | 53,114 | $1.06M | 0.1% | $19.96 | — | SPONSORED ADR | 45174L108 |
| — | PINNACLE ENTMT INC NEW | 30,000 | $904K | 0.1% | $30.13 | — | COM | 72348Y105 |
| BBBY | OVERSTOCK COM INC DEL | 60,900 | $901K | 0.1% | — | — | Put | 690370101 |
| — | AVEO PHARMACEUTICALS INC | 290,300 | $845K | 0.1% | — | — | Call | 053588109 |
| — | COMMERCEHUB INC | 35,400 | $796K | 0.1% | $22.49 | — | COM SER C | 20084V306 |
| — | SYNLOGIC INC | 83,500 | $783K | 0.1% | $9.38 | — | COM | 87166L100 |
| — | ACORDA THERAPEUTICS INC | 31,000 | $731K | 0.1% | — | — | Put | 00484M106 |
| — | VASCULAR BIOGENICS LTD | 244,500 | $555K | 0.1% | — | — | Call | M96883109 |
| INFY | INFOSYS LTD | 29,000 | $518K | 0.0% | $16.23 | — | Put | 456788108 |
| — | ACTINIUM PHARMACEUTICALS INC | 4,019,998 | $426K | 0.0% | $0.36 | — | Call | 00507W107 |
| — | FNB BANCORP CALIF | 10,000 | $368K | 0.0% | $36.80 | — | COM | 302515101 |
| — | COASTWAY BANCORP INC | 13,000 | $354K | 0.0% | $27.23 | — | COM | 190632109 |
| — | ORBITAL ATK INC | 2,500 | $332K | 0.0% | $132.80 | — | COM | 68557N103 |
| — | CHICAGO BRIDGE & IRON CO N V | 20,000 | $288K | 0.0% | $14.40 | — | COM | 167250109 |
| — | CALLIDUS SOFTWARE INC | 7,900 | $284K | 0.0% | $35.95 | — | COM | 13123E500 |
| — | ALMOST FAMILY INC | 5,000 | $280K | 0.0% | $56.00 | — | COM | 020409108 |
| — | NABORS INDUSTRIES LTD | 40,000 | $280K | 0.0% | — | — | Call | G6359F103 |
| — | CAPELLA EDUCATION COMPANY | 3,000 | $262K | 0.0% | $87.33 | — | COM | 139594105 |
| — | DYNEGY INC NEW DEL | 18,800 | $254K | 0.0% | $13.51 | — | COM | 26817R108 |
| — | KLONDEX MNS LTD | 100,000 | $235K | 0.0% | $2.35 | — | COM | 498696103 |
| — | WEATHERFORD INTL PLC | 100,000 | $229K | 0.0% | — | — | Put | G48833100 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 7,000 | $219K | 0.0% | $31.29 | — | SHS CL A | G5480U104 |
| — | SCHULMAN A INC | 5,000 | $215K | 0.0% | $43.00 | — | COM | 808194104 |
| — | DISCOVERY COMMUNICATNS NEW | 10,000 | $195K | 0.0% | $19.50 | — | COM SER C | 25470F302 |
| — | SPARTON CORP | 10,000 | $174K | 0.0% | $17.40 | — | COM | 847235108 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $150K | 0.0% | — | — | Put | 165167107 |
| — | BAY BANCORP INC | 10,000 | $134K | 0.0% | $12.20 | — | COM | 07203T106 |
| — | ATLANTIC COAST FINL CORP | 11,100 | $114K | 0.0% | $9.49 | — | COM | 048426100 |
| — | BBX CAP CORP NEW | 10,300 | $95,000 | 0.0% | $9.22 | — | CL A | 05491N104 |
| SVA | SINOVAC BIOTECH LTD | 10,000 | $86,000 | 0.0% | $5.93 | +39.0% | SHS | P8696W104 |
| — | LIPOCINE INC NEW | 18,700 | $29,000 | 0.0% | $3.99 | — | Call | 53630X104 |