CIK: 0001578299 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 14, 2018
Total Value ($000): $1,327,729 (55.0% shares, 45.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MOLINA HEALTHCARE INC | 51,000,000 | $123,481 | 9.3% | $2.29 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | YAHOO INC | 80,000,000 | $109,500 | 8.2% | $1.32 | — | NOTE 12/0 | 984332AF3 |
| — | CAESARS ENTMT CORP | 53,000,000 | $90,200 | 6.8% | $1.70 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | IMMUNOMEDICS INC | 2,682,100 | $63,458 | 4.8% | — | — | Put | 452907108 |
| — | VECTOR GROUP LTD | 43,500,000 | $58,725 | 4.4% | $1.51 | — | FRNT 1/1 | 92240MAY4 |
| — | IMMUNOMEDICS INC | 2,411,600 | $57,058 | 4.3% | — | — | Call | 452907108 |
| AXP | AMERICAN EXPRESS CO | 400,000 | $39,200 | 3.0% | $88.59 | 0.0% | Put | 025816109 |
| — | INSMED INC | 37,500,000 | $34,500 | 2.6% | $0.91 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | TESARO INC | 20,000,000 | $29,825 | 2.2% | $3.62 | — | NOTE 3.000%10/0 | 881569AA5 |
| — | HERBALIFE LTD | 21,500,000 | $27,785 | 2.1% | $1.29 | — | NOTE 2.000% 8/1 | 42703MAB9 |
| — | MEDICINES CO | 22,500,000 | $27,506 | 2.1% | $1.16 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | CONVERGYS CORP | 11,000,000 | $25,018 | 1.9% | $2.20 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | MICROCHIP TECHNOLOGY INC | 12,500,000 | $21,977 | 1.7% | $1.78 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | INTRA CELLULAR THERAPIES INC | 1,159,300 | $20,473 | 1.5% | — | — | Call | 46116X101 |
| — | ROCKWELL COLLINS INC | 150,000 | $20,202 | 1.5% | $134.79 | — | COM | 774341101 |
| — | XL GROUP LTD | 358,214 | $20,042 | 1.5% | $55.60 | — | COM | G98294104 |
| — | VALIDUS HOLDINGS LTD | 295,790 | $19,995 | 1.5% | $67.52 | — | COM SHS | G9319H102 |
| — | MEDICINES CO | 538,500 | $19,763 | 1.5% | — | — | Put | 584688105 |
| — | PINNACLE FOODS INC DEL | 290,700 | $18,936 | 1.4% | $57.63 | — | Call | 72348P104 |
| — | TWENTY FIRST CENTY FOX INC | 360,000 | $17,888 | 1.3% | $49.69 | — | CL A | 90130A101 |
| — | RSP PERMIAN INC | 401,112 | $17,657 | 1.3% | $44.45 | — | COM | 74978Q105 |
| AXP | AMERICAN EXPRESS CO | 177,891 | $17,433 | 1.3% | $88.59 | 0.0% | COM | 025816109 |
| — | AETNA INC NEW | 95,000 | $17,433 | 1.3% | $174.76 | — | COM | 00817Y108 |
| — | ANDEAVOR | 130,000 | $17,053 | 1.3% | $131.18 | — | COM | 03349M105 |
| — | EURONET WORLDWIDE INC | 12,500,000 | $15,344 | 1.2% | $1.23 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | ACCELERON PHARMA INC | 291,900 | $14,157 | 1.1% | $48.52 | — | Put | 00434H108 |
| INSM | INSMED INC | 583,000 | $13,782 | 1.0% | — | — | Put | 457669307 |
| — | WEATHERFORD INTL LTD | 12,000,000 | $11,880 | 0.9% | $0.91 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | DCT INDUSTRIAL TRUST INC | 172,015 | $11,479 | 0.9% | $66.73 | — | COM NEW | 233153204 |
| ILMN | ILLUMINA INC | 39,950 | $11,158 | 0.8% | $254.40 | 0.0% | COM | 452327109 |
| — | INTERCEPT PHARMACEUTICALS IN | 129,000 | $10,824 | 0.8% | — | — | Put | 45845P108 |
| — | CAVIUM INC | 120,000 | $10,380 | 0.8% | $82.95 | — | COM | 14964U108 |
| — | VERIFONE SYS INC | 422,982 | $9,652 | 0.7% | $22.82 | — | COM | 92342Y109 |
| — | GRAMERCY PPTY TR | 353,191 | $9,649 | 0.7% | $27.32 | — | COM NEW | 385002308 |
| — | LASALLE HOTEL PPTYS | 271,768 | $9,303 | 0.7% | $34.23 | — | COM SH BEN INT | 517942108 |
| NXPI | NXP SEMICONDUCTORS N V | 85,000 | $9,288 | 0.7% | $107.24 | -8.7% | COM | N6596X109 |
| — | HRG GROUP INC | 705,700 | $9,238 | 0.7% | $14.41 | — | COM | 40434J100 |
| — | INTERCEPT PHARMACEUTICALS IN | 10,000,000 | $8,794 | 0.7% | $0.88 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | ACORDA THERAPEUTICS INC | 9,000,000 | $8,730 | 0.7% | $0.93 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| AVA | AVISTA CORP | 160,000 | $8,426 | 0.6% | $36.84 | +2.2% | COM | 05379B107 |
| — | UNITED TECHNOLOGIES CORP | 66,000 | $8,253 | 0.6% | — | — | Put | 913017109 |
| — | TRIBUNE MEDIA CO | 214,781 | $8,220 | 0.6% | $40.00 | — | CL A | 896047503 |
| — | KAPSTONE PAPER & PACKAGING C | 225,244 | $7,771 | 0.6% | $34.32 | — | COM | 48562P103 |
| — | ORBOTECH LTD | 124,913 | $7,720 | 0.6% | $62.03 | — | ORD | M75253100 |
| — | UNITED TECHNOLOGIES CORP | 500,000 | $7,720 | 0.6% | — | — | Call | 913017909 |
| — | AV HOMES INC | 360,200 | $7,708 | 0.6% | $21.40 | — | COM | 00234P102 |
| ILMN | ILLUMINA INC | 27,000 | $7,542 | 0.6% | $254.40 | 0.0% | Put | 452327109 |
| HRTX | HERON THERAPEUTICS INC | 193,500 | $7,514 | 0.6% | — | — | Put | 427746102 |
| — | CHENIERE ENERGY PTNRS LP HLD | 236,280 | $7,431 | 0.6% | $31.45 | — | COM REP LLC IN | 16411W108 |
| — | VECTREN CORP | 100,000 | $7,145 | 0.5% | $71.45 | — | COM | 92240G101 |
| — | INFINITY PPTY & CAS CORP | 50,004 | $7,118 | 0.5% | $130.52 | — | COM | 45665Q103 |
| — | MITEL NETWORKS CORP | 624,255 | $6,848 | 0.5% | $10.97 | — | COM | 60671Q104 |
| — | ENVISION HEALTHCARE CORP | 150,000 | $6,602 | 0.5% | $44.01 | — | COM | 29414D100 |
| — | ACCELERON PHARMA INC | 130,606 | $6,337 | 0.5% | $48.52 | — | COM | 00434H108 |
| — | KLX INC | 85,000 | $6,112 | 0.5% | $71.91 | — | COM | 482539103 |
| — | ILG INC | 180,000 | $5,945 | 0.4% | $33.03 | — | COM | 44967H101 |
| — | AKORN INC | 356,600 | $5,927 | 0.4% | $16.59 | — | Put | 009728106 |
| ILMN | ILLUMINA INC | 21,000 | $5,866 | 0.4% | $254.40 | 0.0% | Call | 452327109 |
| RIG | TRANSOCEAN LTD | 428,600 | $5,769 | 0.4% | — | — | Put | H8817H100 |
| — | PINNACLE FOODS INC DEL | 78,559 | $5,111 | 0.4% | $57.63 | — | COM | 72348P104 |
| — | ABAXIS INC | 58,277 | $4,838 | 0.4% | $83.02 | — | COM | 002567105 |
| — | U S G CORP | 110,000 | $4,743 | 0.4% | $43.12 | — | COM NEW | 903293405 |
| — | MB FINANCIAL INC NEW | 100,000 | $4,670 | 0.4% | $46.70 | — | COM | 55264U108 |
| STC | STEWART INFORMATION SVCS COR | 103,638 | $4,464 | 0.3% | $42.89 | 0.0% | COM | 860372101 |
| — | SHIRE PLC | 25,000 | $4,220 | 0.3% | $168.80 | — | SPONSORED ADR | 82481R106 |
| — | XCERRA CORP | 300,000 | $4,191 | 0.3% | $13.97 | — | COM | 98400J108 |
| — | CHESAPEAKE ENERGY CORP | 4,000,000 | $4,090 | 0.3% | $0.90 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | ACORDA THERAPEUTICS INC | 140,500 | $4,028 | 0.3% | — | — | Put | 00484M106 |
| — | EXPRESS SCRIPTS HLDG CO | 50,000 | $3,861 | 0.3% | — | — | Put | 30219G108 |
| — | DISCOVERY INC | 150,000 | $3,825 | 0.3% | $25.10 | — | COM SER C | 25470F302 |
| WDC | WESTERN DIGITAL CORP | 46,400 | $3,592 | 0.3% | $58.47 | 0.0% | COM | 958102105 |
| — | ATHENAHEALTH INC | 20,000 | $3,183 | 0.2% | $159.15 | — | COM | 04685W103 |
| — | FIRST CONN BANCORP INC MD | 100,000 | $3,060 | 0.2% | $30.60 | — | COM | 319850103 |
| — | CBS CORP NEW | 50,000 | $2,812 | 0.2% | — | — | Call | 124857202 |
| — | AVEO PHARMACEUTICALS INC | 1,045,400 | $2,353 | 0.2% | — | — | Call | 053588109 |
| — | PINNACLE ENTMT INC NEW | 69,767 | $2,353 | 0.2% | $32.18 | — | COM | 72348Y105 |
| — | AKORN INC | 133,416 | $2,213 | 0.2% | $16.59 | — | COM | 009728106 |
| — | ACTINIUM PHARMACEUTICALS INC | 3,298,193 | $2,111 | 0.2% | $0.36 | — | COM | 00507W107 |
| — | AQUINOX PHARMACEUTICALS INC | 763,100 | $2,030 | 0.2% | $2.65 | — | Call | 03842B101 |
| — | TESARO INC | 45,000 | $2,001 | 0.2% | — | — | Put | 881569107 |
| HTO | SJW GROUP | 30,000 | $1,987 | 0.1% | $60.77 | 0.0% | COM | 784305104 |
| — | CTRIP COM INTL LTD | 38,000 | $1,810 | 0.1% | — | — | Put | 22943F100 |
| WDC | WESTERN DIGITAL CORP | 22,500 | $1,742 | 0.1% | $58.47 | 0.0% | Put | 958102105 |
| — | RITE AID CORP | 1,000,000 | $1,730 | 0.1% | $1.73 | — | COM | 767754104 |
| — | COBIZ FINANCIAL INC | 80,000 | $1,718 | 0.1% | $21.48 | — | COM | 190897108 |
| ENTX | ENTERA BIO LTD | 248,500 | $1,566 | 0.1% | $6.29 | 0.0% | SHS | M40527109 |
| — | VITAL THERAPIES INC | 219,100 | $1,507 | 0.1% | — | — | Put | 92847R104 |
| — | TWENTY FIRST CENTY FOX INC | 30,000 | $1,478 | 0.1% | $49.27 | — | CL B | 90130A200 |
| UPBD | RENT A CTR INC NEW | 100,000 | $1,471 | 0.1% | — | — | Put | 76009N100 |
| COHU | COHU INC | 60,000 | $1,471 | 0.1% | — | — | Put | 192576106 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 48,560 | $1,337 | 0.1% | $28.07 | — | SHS CL A | G5480U104 |
| — | IKANG HEALTHCARE GROUP INC | 63,114 | $1,291 | 0.1% | $20.04 | — | SPONSORED ADR | 45174L108 |
| — | NABORS INDUSTRIES LTD | 198,700 | $1,274 | 0.1% | $6.41 | — | SHS | G6359F103 |
| — | CONVERGYS CORP | 52,000 | $1,271 | 0.1% | — | — | Put | 212485106 |
| — | ASPEN INSURANCE HOLDINGS LTD | 30,000 | $1,221 | 0.1% | $40.70 | — | SHS | G05384105 |
| — | HOSTESS BRANDS INC | 89,200 | $1,214 | 0.1% | — | — | Call | 44109J106 |
| — | AQUINOX PHARMACEUTICALS INC | 379,300 | $1,009 | 0.1% | $2.65 | — | Put | 03842B101 |
| — | AQUINOX PHARMACEUTICALS INC | 379,900 | $1,007 | 0.1% | $2.65 | — | COM | 03842B101 |
| — | PARATEK PHARMACEUTICALS INC | 82,200 | $837 | 0.1% | — | — | Put | 699374302 |
| — | AKORN INC | 50,000 | $831 | 0.1% | $16.59 | — | Call | 009728106 |
| — | SHIP FINANCE INTERNATIONAL L | 50,000 | $747 | 0.1% | — | — | Put | G81075106 |
| GME | GAMESTOP CORP NEW | 50,000 | $729 | 0.1% | $3.09 | 0.0% | CL A | 36467W109 |
| — | VIACOM INC NEW | 20,000 | $603 | 0.0% | $30.15 | — | CL B | 92553P201 |
| — | MTGE INVT CORP | 22,620 | $443 | 0.0% | $19.58 | — | COM | 55378A105 |
| — | FNB BANCORP CALIF | 10,000 | $367 | 0.0% | $36.80 | — | COM | 302515101 |
| — | COASTWAY BANCORP INC | 13,000 | $360 | 0.0% | $27.23 | — | COM | 190632109 |
| — | KLONDEX MNS LTD | 150,000 | $347 | 0.0% | $2.34 | — | COM | 498696103 |
| — | WEATHERFORD INTL PLC | 100,000 | $329 | 0.0% | — | — | Put | G48833100 |
| AKBA | AKEBIA THERAPEUTICS INC | 30,000 | $299 | 0.0% | $10.01 | 0.0% | COM | 00972D105 |
| — | CAPELLA EDUCATION COMPANY | 3,000 | $296 | 0.0% | $87.33 | — | COM | 139594105 |
| — | CHESAPEAKE ENERGY CORP | 50,000 | $262 | 0.0% | — | — | Put | 165167107 |
| — | ENTERA BIO LTD | 284,400 | $230 | 0.0% | — | — | Call | M40527117 |
| — | NATIONSTAR MTG HLDGS INC | 10,500 | $184 | 0.0% | $17.52 | — | COM | 63861C109 |
| — | MATTERSIGHT CORP | 60,000 | $161 | 0.0% | $2.68 | — | COM | 577097108 |
| — | FOAMIX PHARMACEUTICALS LTD | 22,100 | $111 | 0.0% | — | — | Call | M46135105 |