CIK: 0001578299 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 13, 2018
Total Value ($000): $2,022,990 (62.5% shares, 37.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MOLINA HEALTHCARE INC | 65,494,000 | $239,182 | 11.8% | $2.59 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | CAESARS ENTMT CORP | 88,753,000 | $145,222 | 7.2% | $1.68 | — | NOTE 5.000%10/0 | 127686AA1 |
| QCOM | QUALCOMM INC | 1,813,500 | $130,627 | 6.5% | — | — | Call | 747525103 |
| — | ADVANCED MICRO DEVICES INC | 32,250,000 | $125,311 | 6.2% | $3.89 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | YAHOO INC | 60,000,000 | $76,610 | 3.8% | $1.32 | — | NOTE 12/0 | 984332AF3 |
| — | IMMUNOMEDICS INC | 3,403,000 | $70,918 | 3.5% | — | — | Put | 452907108 |
| — | INTERCEPT PHARMACEUTICALS IN | 493,000 | $62,340 | 3.1% | — | — | Put | 45845P108 |
| — | IMMUNOMEDICS INC | 2,628,800 | $54,784 | 2.7% | — | — | Call | 452907108 |
| — | PRAXAIR INC | 329,500 | $52,963 | 2.6% | $160.73 | — | Put | 74005P104 |
| — | ANDEAVOR | 300,000 | $46,050 | 2.3% | $143.83 | — | COM | 03349M105 |
| — | AETNA INC NEW | 221,318 | $44,894 | 2.2% | $190.79 | — | COM | 00817Y108 |
| — | TWENTY FIRST CENTY FOX INC | 900,000 | $41,697 | 2.1% | $47.67 | — | CL A | 90130A101 |
| — | ROCKWELL COLLINS INC | 295,000 | $41,439 | 2.0% | $137.58 | — | COM | 774341101 |
| — | VECTOR GROUP LTD | 38,000,000 | $41,301 | 2.0% | $1.51 | — | FRNT 1/1 | 92240MAY4 |
| — | INTRA CELLULAR THERAPIES INC | 1,328,300 | $28,824 | 1.4% | — | — | Call | 46116X101 |
| — | ACCELERON PHARMA INC | 498,300 | $28,528 | 1.4% | $48.52 | — | Call | 00434H108 |
| — | PINNACLE FOODS INC DEL | 433,722 | $28,110 | 1.4% | $63.51 | — | COM | 72348P104 |
| — | CA INC | 606,207 | $26,764 | 1.3% | $44.15 | — | COM | 12673P105 |
| — | MEDICINES CO | 24,000,000 | $25,993 | 1.3% | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | DUN & BRADSTREET CORP DEL NE | 178,111 | $25,383 | 1.3% | $142.51 | — | COM | 26483E100 |
| — | EXPRESS SCRIPTS HLDG CO | 260,000 | $24,703 | 1.2% | $95.01 | — | COM | 30219G108 |
| NXPI | NXP SEMICONDUCTORS N V | 285,000 | $24,342 | 1.2% | $92.37 | -7.7% | Put | N6596X109 |
| NXPI | NXP SEMICONDUCTORS N V | 262,673 | $22,459 | 1.1% | $92.37 | -7.7% | COM | N6596X109 |
| — | CONVERGYS CORP | 10,000,000 | $22,150 | 1.1% | $2.20 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | DELL TECHNOLOGIES INC | 225,000 | $21,852 | 1.1% | $97.12 | — | COM CL V | 24703L103 |
| — | SODASTREAM INTERNATIONAL LTD | 148,783 | $21,288 | 1.1% | $143.08 | — | USD SHS | M9068E105 |
| — | INSMED INC | 24,500,000 | $20,911 | 1.0% | $0.91 | — | NOTE 1.750% 1/1 | 457669AA7 |
| DIS | DISNEY WALT CO | 176,000 | $20,580 | 1.0% | — | — | Put | 254687106 |
| — | MEDICINES CO | 646,500 | $19,337 | 1.0% | — | — | Put | 584688105 |
| — | PDC ENERGY INC | 393,900 | $19,293 | 1.0% | $48.96 | — | Put | 69327R101 |
| — | INTERCEPT PHARMACEUTICALS IN | 19,000,000 | $19,218 | 0.9% | $0.94 | — | NOTE 3.250% 7/0 | 45845PAA6 |
| — | LASALLE HOTEL PPTYS | 530,000 | $18,333 | 0.9% | $34.41 | — | COM SH BEN INT | 517942108 |
| — | DISCOVERY INC | 850,700 | $18,156 | 0.9% | $22.00 | — | COM SER C | 25470F302 |
| — | ENERGEN CORP | 200,000 | $17,234 | 0.9% | $86.17 | — | COM | 29265N108 |
| — | GRAMERCY PPTY TR | 626,863 | $17,201 | 0.9% | $27.37 | — | COM NEW | 385002308 |
| — | ATHENAHEALTH INC | 125,000 | $16,700 | 0.8% | $137.69 | — | COM | 04685W103 |
| — | MICROCHIP TECHNOLOGY INC | 10,000,000 | $15,169 | 0.7% | $1.78 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | ANADARKO PETE CORP | 225,000 | $15,167 | 0.7% | $67.41 | — | Put | 032511107 |
| TRUP | TRUPANION INC | 398,500 | $14,238 | 0.7% | — | — | Put | 898202106 |
| — | PRAXAIR INC | 87,102 | $14,000 | 0.7% | $160.73 | — | COM | 74005P104 |
| DVA | DAVITA INC | 188,600 | $13,510 | 0.7% | $70.70 | 0.0% | Put | 23918K108 |
| — | U S G CORP | 310,100 | $13,430 | 0.7% | $43.24 | — | COM NEW | 903293405 |
| — | FOREST CITY RLTY TR INC | 500,000 | $12,545 | 0.6% | $25.09 | — | COM CL A | 345605109 |
| — | ENVISION HEALTHCARE CORP | 270,000 | $12,347 | 0.6% | $44.78 | — | COM | 29414D100 |
| INSM | INSMED INC | 576,100 | $11,643 | 0.6% | — | — | Put | 457669307 |
| — | WEATHERFORD INTL LTD | 12,000,000 | $11,304 | 0.6% | $0.91 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | OCEAN RIG UDW INC | 301,780 | $10,448 | 0.5% | $34.62 | — | COM CL A | G66964118 |
| — | ORBOTECH LTD | 164,673 | $9,788 | 0.5% | $61.41 | — | ORD | M75253100 |
| — | ACORDA THERAPEUTICS INC | 11,000,000 | $9,432 | 0.5% | $0.92 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| — | PDC ENERGY INC | 184,763 | $9,046 | 0.4% | $48.96 | — | COM | 69327R101 |
| — | SHIRE PLC | 48,000 | $8,701 | 0.4% | $174.78 | — | SPONSORED ADR | 82481R106 |
| — | INTEGRATED DEVICE TECHNOLOGY | 185,000 | $8,697 | 0.4% | $47.01 | — | COM | 458118106 |
| — | VECTREN CORP | 110,000 | $7,864 | 0.4% | $71.45 | — | COM | 92240G101 |
| — | VECTOR GROUP LTD | 563,500 | $7,771 | 0.4% | — | — | Put | 92240M108 |
| — | ASPEN INSURANCE HOLDINGS LTD | 172,773 | $7,222 | 0.4% | $41.61 | — | SHS | G05384105 |
| — | AV HOMES INC | 360,200 | $7,204 | 0.4% | $21.40 | — | COM | 00234P102 |
| — | CAESARS ENTMT CORP | 700,000 | $7,196 | 0.4% | — | — | Put | 127686103 |
| — | MITEL NETWORKS CORP | 624,255 | $6,879 | 0.3% | $10.97 | — | COM | 60671Q104 |
| — | KLX INC | 104,710 | $6,574 | 0.3% | $70.19 | — | COM | 482539103 |
| DVA | DAVITA INC | 85,988 | $6,159 | 0.3% | $70.70 | 0.0% | COM | 23918K108 |
| — | K2M GROUP HLDGS INC | 225,000 | $6,158 | 0.3% | $27.37 | — | COM | 48273J107 |
| — | ANADARKO PETE CORP | 90,179 | $6,079 | 0.3% | $67.41 | — | COM | 032511107 |
| — | KMG CHEMICALS INC | 79,400 | $5,999 | 0.3% | $75.55 | — | COM | 482564101 |
| ILMN | ILLUMINA INC | 15,000 | $5,506 | 0.3% | $254.40 | +26.0% | COM | 452327109 |
| — | ACORDA THERAPEUTICS INC | 271,500 | $5,327 | 0.3% | — | — | Put | 00484M106 |
| ESPR | ESPERION THERAPEUTICS INC NE | 110,800 | $4,914 | 0.2% | — | — | Put | 29664W105 |
| STC | STEWART INFORMATION SVCS COR | 103,638 | $4,665 | 0.2% | $42.89 | +4.4% | COM | 860372101 |
| — | MB FINANCIAL INC NEW | 100,000 | $4,611 | 0.2% | $46.70 | — | COM | 55264U108 |
| — | ENERGY TRANSFER PARTNERS LP | 200,000 | $4,452 | 0.2% | $22.26 | — | UNIT LTD PRT INT | 29278N103 |
| ILMN | ILLUMINA INC | 12,000 | $4,404 | 0.2% | $254.40 | +26.0% | Put | 452327109 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 147,383 | $4,264 | 0.2% | $28.65 | — | SHS CL A | G5480U104 |
| — | REALPAGE INC | 2,500,000 | $4,079 | 0.2% | $1.63 | — | NOTE 1.500%11/1 | 75606NAB5 |
| — | TRIBUNE MEDIA CO | 92,500 | $3,555 | 0.2% | $40.00 | — | CL A | 896047503 |
| — | AVEO PHARMACEUTICALS INC | 1,075,500 | $3,539 | 0.2% | — | — | Call | 053588109 |
| — | NAVIGATORS GROUP INC | 49,970 | $3,453 | 0.2% | $69.10 | — | COM | 638904102 |
| — | EXTRACTION OIL AND GAS INC | 268,400 | $3,033 | 0.1% | $11.29 | — | Put | 30227M105 |
| — | FIRST CONN BANCORP INC MD | 100,000 | $2,955 | 0.1% | $30.60 | — | COM | 319850103 |
| — | CHESAPEAKE ENERGY CORP | 3,000,000 | $2,954 | 0.1% | $0.90 | — | NOTE 5.500% 9/1 | 165167CY1 |
| — | SELECT INCOME REIT | 130,000 | $2,852 | 0.1% | $21.94 | — | COM SH BEN INT | 81618T100 |
| — | AKORN INC | 200,000 | $2,596 | 0.1% | $16.59 | — | Call | 009728106 |
| — | COBIZ FINANCIAL INC | 115,000 | $2,546 | 0.1% | $21.68 | — | COM | 190897108 |
| RGLD | ROYAL GOLD INC | 31,100 | $2,397 | 0.1% | $82.30 | 0.0% | COM | 780287108 |
| — | PINNACLE ENTMT INC NEW | 69,767 | $2,350 | 0.1% | $32.18 | — | COM | 72348Y105 |
| VKTX | VIKING THERAPEUTICS INC | 123,300 | $2,147 | 0.1% | — | — | Call | 92686J106 |
| — | CONATUS PHARMACEUTICALS INC | 348,300 | $2,020 | 0.1% | — | — | Call | 20600T108 |
| RIG | TRANSOCEAN LTD | 125,000 | $1,745 | 0.1% | — | — | Put | H8817H100 |
| GME | GAMESTOP CORP NEW | 110,000 | $1,680 | 0.1% | $3.33 | +6.1% | CL A | 36467W109 |
| — | NABORS INDUSTRIES LTD | 265,591 | $1,636 | 0.1% | $6.35 | — | SHS | G6359F103 |
| ENTX | ENTERA BIO LTD | 280,112 | $1,627 | 0.1% | $6.20 | -11.4% | SHS | M40527109 |
| UPBD | RENT A CTR INC NEW | 100,000 | $1,436 | 0.1% | — | — | Put | 76009N100 |
| — | CTRIP COM INTL LTD | 38,000 | $1,412 | 0.1% | — | — | Put | 22943F100 |
| — | CONVERGYS CORP | 52,000 | $1,234 | 0.1% | — | — | Put | 212485106 |
| RGLD | ROYAL GOLD INC | 14,000 | $1,079 | 0.1% | $82.30 | 0.0% | Put | 780287108 |
| RGLD | ROYAL GOLD INC | 14,000 | $1,079 | 0.1% | $82.30 | 0.0% | Call | 780287108 |
| — | EXTRACTION OIL AND GAS INC | 93,475 | $1,055 | 0.1% | $11.29 | — | COM | 30227M105 |
| — | ACTINIUM PHARMACEUTICALS INC | 1,313,431 | $974 | 0.0% | $0.36 | — | COM | 00507W107 |
| — | RITE AID CORP | 700,000 | $896 | 0.0% | $1.73 | — | COM | 767754104 |
| — | SHIP FINANCE INTERNATIONAL L | 50,000 | $694 | 0.0% | — | — | Put | G81075106 |
| — | ASPEN INSURANCE HOLDINGS LTD | 15,800 | $660 | 0.0% | $41.61 | — | Put | G05384105 |
| — | WEATHERFORD INTL PLC | 230,000 | $623 | 0.0% | — | — | Put | G48833100 |
| — | COASTWAY BANCORP INC | 13,000 | $367 | 0.0% | $27.23 | — | COM | 190632109 |
| — | SANOFI | 600,293 | $330 | 0.0% | $0.55 | — | RIGHT 12/31/2020 | 80105N113 |
| — | REIS INC | 10,000 | $230 | 0.0% | $23.00 | — | COM | 75936P105 |
| — | NABORS INDUSTRIES LTD | 31,500 | $194 | 0.0% | $6.35 | — | Call | G6359F103 |
| AKBA | AKEBIA THERAPEUTICS INC | 10,000 | $88 | 0.0% | $10.01 | -10.7% | COM | 00972D105 |
| — | AQUINOX PHARMACEUTICALS INC | 22,100 | $65 | 0.0% | $2.65 | — | Call | 03842B101 |