Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Sep 25, 2019

Total Value ($000): $2,885,864 (100.0% shares, 0.0% debt)

Holdings (31)

IWB ISHARES 11.1%

Value ($000) $320,674 Shares 3,060,743 Est. Cost $90.76 Unrealized —

MBB ISHARES 10.7%

Value ($000) $308,779 Shares 2,909,441 Est. Cost $105.27 Unrealized —

EFA ISHARES 10.1%

Value ($000) $290,302 Shares 4,319,971 Est. Cost $58.63 Unrealized —

SCHX SCHWAB STRATEGIC TR 7.7%

Value ($000) $223,427 Shares 4,997,240 Est. Cost $38.58 Unrealized —

SCHF SCHWAB STRATEGIC TR 7.0%

Value ($000) $201,142 Shares 6,385,455 Est. Cost $27.79 Unrealized —

IGIB ISHARES 5.3%

Value ($000) $151,686 Shares 1,390,846 Est. Cost $108.08 Unrealized —

HYS PIMCO ETF TR 4.2%

Value ($000) $121,063 Shares 1,135,565 Est. Cost $105.20 Unrealized —

IWM ISHARES 3.7%

Value ($000) $105,524 Shares 907,028 Est. Cost $97.72 Unrealized —

RWR SPDR SERIES TRUST 3.2%

Value ($000) $92,992 Shares 1,191,741 Est. Cost $76.27 Unrealized —

XLF SELECT SECTOR SPDR TR 3.0%

Value ($000) $85,926 Shares 3,846,302 Est. Cost $20.16 Unrealized —

IEI ISHARES 2.9%

Value ($000) $83,432 Shares 691,177 Est. Cost $121.23 Unrealized —

DXJ WISDOMTREE TR 2.7%

Value ($000) $76,798 Shares 1,622,256 Est. Cost $47.34 Unrealized —

SCHA SCHWAB STRATEGIC TR 2.6%

Value ($000) $73,903 Shares 1,378,782 Est. Cost $44.29 Unrealized —

SCZ ISHARES 2.4%

Value ($000) $69,016 Shares 1,322,153 Est. Cost $42.99 Unrealized —

SCHH SCHWAB STRATEGIC TR 2.2%

Value ($000) $64,298 Shares 1,941,960 Est. Cost $32.29 Unrealized —

SCHR SCHWAB STRATEGIC TR 2.0%

Value ($000) $57,223 Shares 1,088,918 Est. Cost $52.81 Unrealized —

— POWERSHS DB MULTI SECT COMM 2.0%

Value ($000) $56,744 Shares 1,982,684 Est. Cost $26.19 Unrealized —

— POWERSHS DB MULTI SECT COMM 1.6%

Value ($000) $46,432 Shares 1,638,955 Est. Cost $26.95 Unrealized —

AGZ ISHARES 1.6%

Value ($000) $45,129 Shares 404,421 Est. Cost $111.23 Unrealized —

XSD SPDR SERIES TRUST 1.6%

Value ($000) $44,760 Shares 650,015 Est. Cost $61.33 Unrealized —

BWX SPDR SERIES TRUST 1.5%

Value ($000) $43,530 Shares 733,073 Est. Cost $56.40 Unrealized —

LQD ISHARES 1.4%

Value ($000) $40,857 Shares 349,381 Est. Cost $116.94 Unrealized —

EEM ISHARES 1.4%

Value ($000) $40,662 Shares 991,524 Est. Cost $39.10 Unrealized —

IWC ISHARES 1.4%

Value ($000) $40,498 Shares 523,907 Est. Cost $62.04 Unrealized —

— SPDR SERIES TRUST 1.4%

Value ($000) $39,088 Shares 945,972 Est. Cost $40.57 Unrealized —

SCHC SCHWAB STRATEGIC TR 1.4%

Value ($000) $38,966 Shares 1,180,424 Est. Cost $27.21 Unrealized —

SCHE SCHWAB STRATEGIC TR 1.0%

Value ($000) $28,674 Shares 1,178,553 Est. Cost $23.61 Unrealized —

GLD SPDR GOLD TRUST 0.9%

Value ($000) $25,408 Shares 205,549 Est. Cost $126.89 Unrealized —

TIP ISHARES 0.9%

Value ($000) $25,230 Shares 225,063 Est. Cost $112.01 Unrealized —

— POWERSHS DB MULTI SECT COMM 0.9%

Value ($000) $25,185 Shares 1,586,938 Est. Cost $16.17 Unrealized —

SCHP SCHWAB STRATEGIC TR 0.6%

Value ($000) $18,516 Shares 343,213 Est. Cost $53.81 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWB	ISHARES	3,060,743	$320,674	11.1%	$90.76	—	RUS 1000 ETF	464287622
MBB	ISHARES	2,909,441	$308,779	10.7%	$105.27	—	MBS ETF	464288588
EFA	ISHARES	4,319,971	$290,302	10.1%	$58.63	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	4,997,240	$223,427	7.7%	$38.58	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	6,385,455	$201,142	7.0%	$27.79	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,390,846	$151,686	5.3%	$108.08	—	INTERM CR BD ETF	464288638
HYS	PIMCO ETF TR	1,135,565	$121,063	4.2%	$105.20	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES	907,028	$105,524	3.7%	$97.72	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,191,741	$92,992	3.2%	$76.27	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	3,846,302	$85,926	3.0%	$20.16	—	SBI INT-FINL	81369Y605
IEI	ISHARES	691,177	$83,432	2.9%	$121.23	—	3-7 YR TR BD ETF	464288661
DXJ	WISDOMTREE TR	1,622,256	$76,798	2.7%	$47.34	—	JAPN HEDGE EQT	97717W851
SCHA	SCHWAB STRATEGIC TR	1,378,782	$73,903	2.6%	$44.29	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,322,153	$69,016	2.4%	$42.99	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	1,941,960	$64,298	2.2%	$32.29	—	US REIT ETF	808524847
SCHR	SCHWAB STRATEGIC TR	1,088,918	$57,223	2.0%	$52.81	—	INTRM TRM TRES	808524854
—	POWERSHS DB MULTI SECT COMM	1,982,684	$56,744	2.0%	$26.19	—	DB OIL FUND	73936B507
—	POWERSHS DB MULTI SECT COMM	1,638,955	$46,432	1.6%	$26.95	—	PS DB AGRICUL FD	73936B408
AGZ	ISHARES	404,421	$45,129	1.6%	$111.23	—	AGENCY BOND ETF	464288166
XSD	SPDR SERIES TRUST	650,015	$44,760	1.6%	$61.33	—	S&P SEMICNDCTR	78464A862
BWX	SPDR SERIES TRUST	733,073	$43,530	1.5%	$56.40	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES	349,381	$40,857	1.4%	$116.94	—	IBOXX INV CP ETF	464287242
EEM	ISHARES	991,524	$40,662	1.4%	$39.10	—	MSCI EMG MKT ETF	464287234
IWC	ISHARES	523,907	$40,498	1.4%	$62.04	—	MICRO-CAP ETF	464288869
—	SPDR SERIES TRUST	945,972	$39,088	1.4%	$40.57	—	BRC HGH YLD BD	78464A417
SCHC	SCHWAB STRATEGIC TR	1,180,424	$38,966	1.4%	$27.21	—	INTL SCEQT ETF	808524888
SCHE	SCHWAB STRATEGIC TR	1,178,553	$28,674	1.0%	$23.61	—	EMRG MKTEQ ETF	808524706
GLD	SPDR GOLD TRUST	205,549	$25,408	0.9%	$126.89	—	GOLD SHS	78463V107
TIP	ISHARES	225,063	$25,230	0.9%	$112.01	—	TIPS BD ETF	464287176
—	POWERSHS DB MULTI SECT COMM	1,586,938	$25,185	0.9%	$16.17	—	DB BASE METALS	73936B705
SCHP	SCHWAB STRATEGIC TR	343,213	$18,516	0.6%	$53.81	—	US TIPS ETF	808524870