Charles Schwab Investment Advisory, Inc. Diversified Active

CIK: 0001501902 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: Sep 25, 2019

Total Value: $2.886B (100.0% shares, 0.0% debt)

Holdings (31)

IWB ISHARES 11.1%

Value $321M Shares 3,060,743 Share Price $104.77 Est. Cost/Share $90.76 Unrealized @ Report Date —

MBB ISHARES 10.7%

Value $309M Shares 2,909,441 Share Price $106.13 Est. Cost/Share $105.27 Unrealized @ Report Date —

EFA ISHARES 10.1%

Value $290M Shares 4,319,971 Share Price $67.20 Est. Cost/Share $58.63 Unrealized @ Report Date —

SCHX SCHWAB STRATEGIC TR 7.7%

Value $223M Shares 4,997,240 Share Price $44.71 Est. Cost/Share $38.58 Unrealized @ Report Date —

SCHF SCHWAB STRATEGIC TR 7.0%

Value $201M Shares 6,385,455 Share Price $31.50 Est. Cost/Share $27.79 Unrealized @ Report Date —

IGIB ISHARES 5.3%

Value $152M Shares 1,390,846 Share Price $109.06 Est. Cost/Share $108.08 Unrealized @ Report Date —

HYS PIMCO ETF TR 4.2%

Value $121M Shares 1,135,565 Share Price $106.61 Est. Cost/Share $105.20 Unrealized @ Report Date —

IWM ISHARES 3.7%

Value $106M Shares 907,028 Share Price $116.34 Est. Cost/Share $97.72 Unrealized @ Report Date —

RWR SPDR SERIES TRUST 3.2%

Value $92.99M Shares 1,191,741 Share Price $78.03 Est. Cost/Share $76.27 Unrealized @ Report Date —

XLF SELECT SECTOR SPDR TR 3.0%

Value $85.93M Shares 3,846,302 Share Price $22.34 Est. Cost/Share $20.16 Unrealized @ Report Date —

IEI ISHARES 2.9%

Value $83.43M Shares 691,177 Share Price $120.71 Est. Cost/Share $121.23 Unrealized @ Report Date —

DXJ WISDOMTREE TR 2.7%

Value $76.8M Shares 1,622,256 Share Price $47.34 Est. Cost/Share $47.34 Unrealized @ Report Date —

SCHA SCHWAB STRATEGIC TR 2.6%

Value $73.9M Shares 1,378,782 Share Price $53.60 Est. Cost/Share $44.29 Unrealized @ Report Date —

SCZ ISHARES 2.4%

Value $69.02M Shares 1,322,153 Share Price $52.20 Est. Cost/Share $42.99 Unrealized @ Report Date —

SCHH SCHWAB STRATEGIC TR 2.2%

Value $64.3M Shares 1,941,960 Share Price $33.11 Est. Cost/Share $32.29 Unrealized @ Report Date —

SCHR SCHWAB STRATEGIC TR 2.0%

Value $57.22M Shares 1,088,918 Share Price $52.55 Est. Cost/Share $52.81 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 2.0%

Value $56.74M Shares 1,982,684 Share Price $28.62 Est. Cost/Share $26.19 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 1.6%

Value $46.43M Shares 1,638,955 Share Price $28.33 Est. Cost/Share $26.95 Unrealized @ Report Date —

AGZ ISHARES 1.6%

Value $45.13M Shares 404,421 Share Price $111.59 Est. Cost/Share $111.23 Unrealized @ Report Date —

XSD SPDR SERIES TRUST 1.6%

Value $44.76M Shares 650,015 Share Price $68.86 Est. Cost/Share $61.33 Unrealized @ Report Date —

BWX SPDR SERIES TRUST 1.5%

Value $43.53M Shares 733,073 Share Price $59.38 Est. Cost/Share $56.40 Unrealized @ Report Date —

LQD ISHARES 1.4%

Value $40.86M Shares 349,381 Share Price $116.94 Est. Cost/Share $116.94 Unrealized @ Report Date —

EEM ISHARES 1.4%

Value $40.66M Shares 991,524 Share Price $41.01 Est. Cost/Share $39.10 Unrealized @ Report Date —

IWC ISHARES 1.4%

Value $40.5M Shares 523,907 Share Price $77.30 Est. Cost/Share $62.04 Unrealized @ Report Date —

— SPDR SERIES TRUST 1.4%

Value $39.09M Shares 945,972 Share Price $41.32 Est. Cost/Share $40.57 Unrealized @ Report Date —

SCHC SCHWAB STRATEGIC TR 1.4%

Value $38.97M Shares 1,180,424 Share Price $33.01 Est. Cost/Share $27.21 Unrealized @ Report Date —

SCHE SCHWAB STRATEGIC TR 1.0%

Value $28.67M Shares 1,178,553 Share Price $24.33 Est. Cost/Share $23.61 Unrealized @ Report Date —

GLD SPDR GOLD TRUST 0.9%

Value $25.41M Shares 205,549 Share Price $123.61 Est. Cost/Share $126.89 Unrealized @ Report Date —

TIP ISHARES 0.9%

Value $25.23M Shares 225,063 Share Price $112.10 Est. Cost/Share $112.01 Unrealized @ Report Date —

— POWERSHS DB MULTI SECT COMM 0.9%

Value $25.18M Shares 1,586,938 Share Price $15.87 Est. Cost/Share $16.17 Unrealized @ Report Date —

SCHP SCHWAB STRATEGIC TR 0.6%

Value $18.52M Shares 343,213 Share Price $53.95 Est. Cost/Share $53.81 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWB	ISHARES	3,060,743	$321M	11.1%	$104.77	$90.76	—	RUS 1000 ETF	464287622
MBB	ISHARES	2,909,441	$309M	10.7%	$106.13	$105.27	—	MBS ETF	464288588
EFA	ISHARES	4,319,971	$290M	10.1%	$67.20	$58.63	—	MSCI EAFE ETF	464287465
SCHX	SCHWAB STRATEGIC TR	4,997,240	$223M	7.7%	$44.71	$38.58	—	US LRG CAP ETF	808524201
SCHF	SCHWAB STRATEGIC TR	6,385,455	$201M	7.0%	$31.50	$27.79	—	INTL EQTY ETF	808524805
IGIB	ISHARES	1,390,846	$152M	5.3%	$109.06	$108.08	—	INTERM CR BD ETF	464288638
HYS	PIMCO ETF TR	1,135,565	$121M	4.2%	$106.61	$105.20	—	0-5 HIGH YIELD	72201R783
IWM	ISHARES	907,028	$106M	3.7%	$116.34	$97.72	—	RUSSELL 2000 ETF	464287655
RWR	SPDR SERIES TRUST	1,191,741	$92.99M	3.2%	$78.03	$76.27	—	DJ REIT ETF	78464A607
XLF	SELECT SECTOR SPDR TR	3,846,302	$85.93M	3.0%	$22.34	$20.16	—	SBI INT-FINL	81369Y605
IEI	ISHARES	691,177	$83.43M	2.9%	$120.71	$121.23	—	3-7 YR TR BD ETF	464288661
DXJ	WISDOMTREE TR	1,622,256	$76.8M	2.7%	$47.34	$47.34	—	JAPN HEDGE EQT	97717W851
SCHA	SCHWAB STRATEGIC TR	1,378,782	$73.9M	2.6%	$53.60	$44.29	—	US SML CAP ETF	808524607
SCZ	ISHARES	1,322,153	$69.02M	2.4%	$52.20	$42.99	—	EAFE SML CP ETF	464288273
SCHH	SCHWAB STRATEGIC TR	1,941,960	$64.3M	2.2%	$33.11	$32.29	—	US REIT ETF	808524847
SCHR	SCHWAB STRATEGIC TR	1,088,918	$57.22M	2.0%	$52.55	$52.81	—	INTRM TRM TRES	808524854
—	POWERSHS DB MULTI SECT COMM	1,982,684	$56.74M	2.0%	$28.62	$26.19	—	DB OIL FUND	73936B507
—	POWERSHS DB MULTI SECT COMM	1,638,955	$46.43M	1.6%	$28.33	$26.95	—	PS DB AGRICUL FD	73936B408
AGZ	ISHARES	404,421	$45.13M	1.6%	$111.59	$111.23	—	AGENCY BOND ETF	464288166
XSD	SPDR SERIES TRUST	650,015	$44.76M	1.6%	$68.86	$61.33	—	S&P SEMICNDCTR	78464A862
BWX	SPDR SERIES TRUST	733,073	$43.53M	1.5%	$59.38	$56.40	—	BRCLYS INTL ETF	78464A516
LQD	ISHARES	349,381	$40.86M	1.4%	$116.94	$116.94	—	IBOXX INV CP ETF	464287242
EEM	ISHARES	991,524	$40.66M	1.4%	$41.01	$39.10	—	MSCI EMG MKT ETF	464287234
IWC	ISHARES	523,907	$40.5M	1.4%	$77.30	$62.04	—	MICRO-CAP ETF	464288869
—	SPDR SERIES TRUST	945,972	$39.09M	1.4%	$41.32	$40.57	—	BRC HGH YLD BD	78464A417
SCHC	SCHWAB STRATEGIC TR	1,180,424	$38.97M	1.4%	$33.01	$27.21	—	INTL SCEQT ETF	808524888
SCHE	SCHWAB STRATEGIC TR	1,178,553	$28.67M	1.0%	$24.33	$23.61	—	EMRG MKTEQ ETF	808524706
GLD	SPDR GOLD TRUST	205,549	$25.41M	0.9%	$123.61	$126.89	—	GOLD SHS	78463V107
TIP	ISHARES	225,063	$25.23M	0.9%	$112.10	$112.01	—	TIPS BD ETF	464287176
—	POWERSHS DB MULTI SECT COMM	1,586,938	$25.18M	0.9%	$15.87	$16.17	—	DB BASE METALS	73936B705
SCHP	SCHWAB STRATEGIC TR	343,213	$18.52M	0.6%	$53.95	$53.81	—	US TIPS ETF	808524870