Castle Rock Wealth Management, LLC Diversified Active

CIK: 0001727605 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 13, 2020

Total Value ($000): $110,989 (100.0% shares, 0.0% debt)

Holdings (167)

AMZN AMAZON COM INC 3.6%
Value ($000) $3,966 Shares 1,844 Est. Cost $93.15 Unrealized -5.0%
AAPL APPLE INC 3.5%
Value ($000) $3,856 Shares 12,060 Est. Cost $41.13 Unrealized +50.8%
MSFT MICROSOFT CORP 2.4%
Value ($000) $2,631 Shares 14,267 Est. Cost $105.82 Unrealized +31.6%
CVX CHEVRON CORP NEW 2.3%
Value ($000) $2,607 Shares 23,445 Est. Cost $88.77 Unrealized +1.0%
V VISA INC 2.3%
Value ($000) $2,528 Shares 12,397 Est. Cost $156.53 Unrealized +10.2%
GBIL GOLDMAN SACHS ETF TR 1.5%
Value ($000) $1,671 Shares 16,667 Est. Cost $100.31 Unrealized —
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value ($000) $1,592 Shares 7,005 Est. Cost $206.92 Unrealized +5.0%
UNH UNITEDHEALTH GROUP INC 1.4%
Value ($000) $1,574 Shares 5,414 Est. Cost $219.56 Unrealized +7.8%
DIS DISNEY WALT CO 1.4%
Value ($000) $1,548 Shares 10,972 Est. Cost $130.63 Unrealized +3.9%
IEF ISHARES TR 1.4%
Value ($000) $1,535 Shares 13,559 Est. Cost $110.36 Unrealized —
CEFS EXCHANGE LISTED FDS TR 1.4%
Value ($000) $1,525 Shares 72,417 Est. Cost $20.22 Unrealized —
ABT ABBOTT LABS 1.3%
Value ($000) $1,444 Shares 16,192 Est. Cost $66.69 Unrealized +12.9%
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $1,395 Shares 4,130 Est. Cost $298.40 Unrealized 0.0%
HD HOME DEPOT INC 1.3%
Value ($000) $1,391 Shares 5,764 Est. Cost $158.46 Unrealized +23.1%
GIGB GOLDMAN SACHS ETF TR 1.2%
Value ($000) $1,376 Shares 25,672 Est. Cost $22.94 Unrealized —
VNLA JANUS DETROIT STR TR 1.1%
Value ($000) $1,220 Shares 24,451 Est. Cost $7.72 Unrealized —
PG PROCTER & GAMBLE CO 1.1%
Value ($000) $1,209 Shares 9,734 Est. Cost $103.50 Unrealized +1.7%
T AT&T INC 1.0%
Value ($000) $1,156 Shares 30,284 Est. Cost $14.72 Unrealized +28.2%
DIA SPDR DOW JONES INDL AVRG ETF 1.0%
Value ($000) $1,155 Shares 3,942 Est. Cost $273.69 Unrealized —
CWB SPDR SERIES TRUST 1.0%
Value ($000) $1,131 Shares 19,151 Est. Cost $23.17 Unrealized —
RSP INVESCO EXCHANGE TRADED FD T 1.0%
Value ($000) $1,125 Shares 9,543 Est. Cost $111.54 Unrealized —
— NUVEEN CA QUALTY MUN INCOME 1.0%
Value ($000) $1,068 Shares 68,760 Est. Cost $12.32 Unrealized —
NVDA NVIDIA CORP 1.0%
Value ($000) $1,055 Shares 3,937 Est. Cost $4.68 Unrealized +10.7%
PGX INVESCO EXCHNG TRADED FD TR 0.9%
Value ($000) $1,053 Shares 69,063 Est. Cost $14.63 Unrealized —
GOOG ALPHABET INC 0.9%
Value ($000) $1,044 Shares 692 Est. Cost $58.28 Unrealized +9.9%
GLD SPDR GOLD TRUST 0.9%
Value ($000) $983 Shares 6,655 Est. Cost $141.32 Unrealized —
SPY SPDR S&P 500 ETF TR 0.9%
Value ($000) $968 Shares 2,885 Est. Cost $295.64 Unrealized —
META FACEBOOK INC 0.9%
Value ($000) $963 Shares 4,642 Est. Cost $187.61 Unrealized +2.5%
FPE FIRST TR EXCHANGE-TRADED FD 0.9%
Value ($000) $953 Shares 46,578 Est. Cost $5.86 Unrealized —
USMV ISHARES TR 0.8%
Value ($000) $942 Shares 13,670 Est. Cost $63.35 Unrealized —
BMY BRISTOL MYERS SQUIBB CO 0.8%
Value ($000) $934 Shares 13,951 Est. Cost $38.09 Unrealized +18.6%
JNJ JOHNSON & JOHNSON 0.8%
Value ($000) $925 Shares 6,084 Est. Cost $114.63 Unrealized -0.5%
CL COLGATE PALMOLIVE CO 0.8%
Value ($000) $922 Shares 12,110 Est. Cost $54.99 Unrealized +7.5%
UDEC INNOVATOR ETFS TR 0.8%
Value ($000) $905 Shares 33,554 Est. Cost $26.97 Unrealized —
ADBE ADOBE INC 0.8%
Value ($000) $903 Shares 2,445 Est. Cost $277.72 Unrealized +5.9%
GOOGL ALPHABET INC 0.8%
Value ($000) $902 Shares 597 Est. Cost $58.46 Unrealized +9.5%
IONS IONIS PHARMACEUTICALS INC 0.8%
Value ($000) $896 Shares 14,863 Est. Cost $65.17 Unrealized -8.6%
TGT TARGET CORP 0.8%
Value ($000) $878 Shares 7,527 Est. Cost $83.90 Unrealized +19.0%
NOC NORTHROP GRUMMAN CORP 0.8%
Value ($000) $872 Shares 2,370 Est. Cost $276.77 Unrealized +14.8%
ABBV ABBVIE INC 0.8%
Value ($000) $871 Shares 9,069 Est. Cost $59.17 Unrealized +9.2%
GDX VANECK VECTORS ETF TRUST 0.8%
Value ($000) $870 Shares 30,617 Est. Cost $27.21 Unrealized —
QTEC FIRST TR NASDAQ100 TECH INDE 0.8%
Value ($000) $849 Shares 7,917 Est. Cost $94.69 Unrealized —
TIP ISHARES TR 0.8%
Value ($000) $844 Shares 7,129 Est. Cost $115.58 Unrealized —
VPU VANGUARD WORLD FDS 0.8%
Value ($000) $835 Shares 5,488 Est. Cost $136.46 Unrealized —
QQEW FIRST TR NAS100 EQ WEIGHTED 0.7%
Value ($000) $799 Shares 10,245 Est. Cost $69.99 Unrealized —
WM WASTE MGMT INC DEL 0.7%
Value ($000) $790 Shares 6,319 Est. Cost $98.67 Unrealized +3.5%
QQQ INVESCO QQQ TR 0.7%
Value ($000) $783 Shares 3,377 Est. Cost $203.91 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.7%
Value ($000) $775 Shares 13,471 Est. Cost $56.13 Unrealized —
WMT WALMART INC 0.7%
Value ($000) $772 Shares 6,687 Est. Cost $35.86 Unrealized +1.4%
CCI CROWN CASTLE INTL CORP NEW 0.7%
Value ($000) $734 Shares 4,560 Est. Cost $97.42 Unrealized +6.9%
QYLD GLOBAL X FDS 0.7%
Value ($000) $731 Shares 30,395 Est. Cost $24.05 Unrealized —
— GLOBAL X FDS 0.7%
Value ($000) $725 Shares 46,869 Est. Cost $15.47 Unrealized —
MOAT VANECK VECTORS ETF TRUST 0.6%
Value ($000) $721 Shares 12,791 Est. Cost $51.83 Unrealized —
IWM ISHARES TR 0.6%
Value ($000) $714 Shares 4,278 Est. Cost $166.90 Unrealized —
UNP UNION PACIFIC CORP 0.6%
Value ($000) $709 Shares 3,867 Est. Cost $146.22 Unrealized +2.1%
PEP PEPSICO INC 0.6%
Value ($000) $708 Shares 4,845 Est. Cost $106.84 Unrealized +5.6%
NOBL PROSHARES TR 0.6%
Value ($000) $707 Shares 9,323 Est. Cost $47.21 Unrealized —
COST COSTCO WHSL CORP NEW 0.6%
Value ($000) $698 Shares 2,242 Est. Cost $228.51 Unrealized +18.8%
IHI ISHARES TR 0.6%
Value ($000) $697 Shares 2,547 Est. Cost $273.66 Unrealized —
LMBS FIRST TR EXCHANGE TRADED FD 0.6%
Value ($000) $695 Shares 13,330 Est. Cost $34.19 Unrealized —
PFF ISHARES TR 0.6%
Value ($000) $691 Shares 18,036 Est. Cost $37.62 Unrealized —
MCD MCDONALDS CORP 0.6%
Value ($000) $690 Shares 3,199 Est. Cost $173.30 Unrealized -0.8%
— HANESBRANDS INC 0.6%
Value ($000) $690 Shares 48,076 Est. Cost $0.35 Unrealized —
ICE INTERCONTINENTAL EXCHANGE IN 0.6%
Value ($000) $687 Shares 7,251 Est. Cost $75.97 Unrealized +12.9%
EMB ISHARES TR 0.6%
Value ($000) $680 Shares 5,877 Est. Cost $114.08 Unrealized —
— ALPS ETF TR 0.6%
Value ($000) $663 Shares 83,533 Est. Cost $2.18 Unrealized —
FVD FIRST TR VALUE LINE DIVID IN 0.6%
Value ($000) $659 Shares 17,950 Est. Cost $35.26 Unrealized —
AVGO BROADCOM INC 0.6%
Value ($000) $652 Shares 2,037 Est. Cost $24.20 Unrealized +7.0%
O REALTY INCOME CORP 0.6%
Value ($000) $647 Shares 8,225 Est. Cost $49.47 Unrealized +11.1%
VWO VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $630 Shares 14,401 Est. Cost $42.60 Unrealized —
PCAR PACCAR INC 0.6%
Value ($000) $628 Shares 8,299 Est. Cost $36.20 Unrealized +12.2%
SYK STRYKER CORP 0.6%
Value ($000) $622 Shares 2,851 Est. Cost $179.85 Unrealized +8.0%
CHD CHURCH & DWIGHT INC 0.6%
Value ($000) $620 Shares 8,287 Est. Cost $68.41 Unrealized -3.4%
NOW SERVICENOW INC 0.6%
Value ($000) $616 Shares 1,794 Est. Cost $52.56 Unrealized +0.2%
IYG ISHARES TR 0.6%
Value ($000) $616 Shares 3,979 Est. Cost $145.84 Unrealized —
REM ISHARES TR 0.5%
Value ($000) $596 Shares 12,724 Est. Cost $42.16 Unrealized —
CRM SALESFORCE COM INC 0.5%
Value ($000) $592 Shares 3,131 Est. Cost $154.83 Unrealized +0.0%
VZ VERIZON COMMUNICATIONS INC 0.5%
Value ($000) $588 Shares 10,025 Est. Cost $40.27 Unrealized +6.2%
ISRG INTUITIVE SURGICAL INC 0.5%
Value ($000) $564 Shares 959 Est. Cost $171.34 Unrealized +9.3%
— FIRST TRUST MORTGAGE INCM FD 0.5%
Value ($000) $561 Shares 39,955 Est. Cost $14.11 Unrealized —
AMT AMERICAN TOWER CORP NEW 0.5%
Value ($000) $559 Shares 2,200 Est. Cost $183.38 Unrealized +0.2%
FTSM FIRST TR EXCHANGE TRADED FD 0.5%
Value ($000) $541 Shares 8,989 Est. Cost $60.39 Unrealized —
RIGS ALPS ETF TR 0.5%
Value ($000) $535 Shares 21,548 Est. Cost $24.73 Unrealized —
NEE NEXTERA ENERGY INC 0.5%
Value ($000) $531 Shares 1,950 Est. Cost $46.25 Unrealized +8.5%
PANW PALO ALTO NETWORKS INC 0.5%
Value ($000) $509 Shares 2,062 Est. Cost $37.48 Unrealized +0.9%
NMFC NEW MTN FIN CORP 0.5%
Value ($000) $507 Shares 35,425 Est. Cost $6.52 Unrealized +5.2%
IWV ISHARES TR 0.5%
Value ($000) $504 Shares 2,572 Est. Cost $195.96 Unrealized —
— INVESCO EXCH TRD SLF IDX FD 0.4%
Value ($000) $488 Shares 22,515 Est. Cost $0.41 Unrealized —
GMF SPDR INDEX SHS FDS 0.4%
Value ($000) $471 Shares 4,586 Est. Cost $99.13 Unrealized —
— CBRE CLARION GLOBAL REAL EST 0.4%
Value ($000) $468 Shares 56,120 Est. Cost $7.49 Unrealized —
MCO MOODYS CORP 0.4%
Value ($000) $463 Shares 1,708 Est. Cost $198.70 Unrealized +6.3%
MLM MARTIN MARIETTA MATLS INC 0.4%
Value ($000) $459 Shares 1,748 Est. Cost $211.16 Unrealized +21.0%
— COHEN & STEERS INFRASTRUCTUR 0.4%
Value ($000) $447 Shares 16,445 Est. Cost $26.77 Unrealized —
SCHM SCHWAB STRATEGIC TR 0.4%
Value ($000) $447 Shares 7,284 Est. Cost $58.52 Unrealized —
IGHG PROSHARES TR 0.4%
Value ($000) $447 Shares 5,839 Est. Cost $75.11 Unrealized —
PDP INVESCO EXCHANGE TRADED FD T 0.4%
Value ($000) $441 Shares 6,440 Est. Cost $61.60 Unrealized —
— NUVEEN FLOATING RATE INCOME 0.4%
Value ($000) $439 Shares 42,461 Est. Cost $9.72 Unrealized —
SHM SPDR SERIES TRUST 0.4%
Value ($000) $437 Shares 8,850 Est. Cost $49.05 Unrealized —
GII SPDR INDEX SHS FDS 0.4%
Value ($000) $431 Shares 7,600 Est. Cost $54.09 Unrealized —
ADP AUTOMATIC DATA PROCESSING IN 0.4%
Value ($000) $429 Shares 2,410 Est. Cost $140.97 Unrealized +2.9%
BA BOEING CO 0.4%
Value ($000) $423 Shares 1,230 Est. Cost $357.10 Unrealized -1.7%
MGK VANGUARD WORLD FD 0.4%
Value ($000) $422 Shares 2,658 Est. Cost $137.65 Unrealized —
INTC INTEL CORP 0.4%
Value ($000) $414 Shares 6,142 Est. Cost $43.73 Unrealized +12.6%
— BROOKFIELD PROPERTY REIT INC 0.4%
Value ($000) $402 Shares 22,066 Est. Cost $18.78 Unrealized —
BNDX VANGUARD CHARLOTTE FDS 0.4%
Value ($000) $397 Shares 6,899 Est. Cost $57.83 Unrealized —
— ETF MANAGERS TR 0.4%
Value ($000) $393 Shares 7,341 Est. Cost $46.85 Unrealized —
— MAGELLAN MIDSTREAM PRTNRS LP 0.4%
Value ($000) $391 Shares 6,645 Est. Cost $63.80 Unrealized —
XAR SPDR SERIES TRUST 0.3%
Value ($000) $382 Shares 3,225 Est. Cost $110.08 Unrealized —
PYPL PAYPAL HLDGS INC 0.3%
Value ($000) $367 Shares 3,090 Est. Cost $110.50 Unrealized -5.9%
MAIN MAIN STREET CAPITAL CORP 0.3%
Value ($000) $365 Shares 8,224 Est. Cost $39.84 Unrealized +7.3%
— INVESCO EXCHNG TRADED FD TR 0.3%
Value ($000) $360 Shares 4,800 Est. Cost $72.08 Unrealized —
VCSH VANGUARD SCOTTSDALE FDS 0.3%
Value ($000) $354 Shares 4,345 Est. Cost $80.86 Unrealized —
MUNI PIMCO ETF TR 0.3%
Value ($000) $350 Shares 6,259 Est. Cost $54.90 Unrealized —
— ARISTA NETWORKS INC 0.3%
Value ($000) $343 Shares 1,480 Est. Cost $261.50 Unrealized —
MINT PIMCO ETF TR 0.3%
Value ($000) $326 Shares 3,200 Est. Cost $101.60 Unrealized —
VXF VANGUARD INDEX FDS 0.3%
Value ($000) $317 Shares 2,436 Est. Cost $120.99 Unrealized —
EFA ISHARES TR 0.3%
Value ($000) $317 Shares 4,550 Est. Cost $68.35 Unrealized —
BABA ALIBABA GROUP HLDG LTD 0.3%
Value ($000) $316 Shares 1,454 Est. Cost $175.05 Unrealized —
RDVY FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $310 Shares 8,528 Est. Cost $32.58 Unrealized —
EMLP FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $307 Shares 11,860 Est. Cost $24.82 Unrealized —
TNET TRINET GROUP INC 0.3%
Value ($000) $301 Shares 5,546 Est. Cost $61.42 Unrealized -11.7%
ITW ILLINOIS TOOL WKS INC 0.3%
Value ($000) $294 Shares 1,573 Est. Cost $128.58 Unrealized +13.8%
MGV VANGUARD WORLD FD 0.3%
Value ($000) $294 Shares 3,350 Est. Cost $85.32 Unrealized —
WFC WELLS FARGO CO NEW 0.3%
Value ($000) $291 Shares 6,067 Est. Cost $41.83 Unrealized +6.9%
RIO RIO TINTO PLC 0.3%
Value ($000) $285 Shares 5,290 Est. Cost $62.06 Unrealized —
HYG ISHARES TR 0.3%
Value ($000) $285 Shares 3,239 Est. Cost $86.78 Unrealized —
MMM 3M CO 0.3%
Value ($000) $284 Shares 1,750 Est. Cost $120.63 Unrealized -7.3%
XLF SELECT SECTOR SPDR TR 0.3%
Value ($000) $284 Shares 9,138 Est. Cost $29.91 Unrealized —
MA MASTERCARD INC 0.3%
Value ($000) $279 Shares 844 Est. Cost $242.31 Unrealized +12.5%
— NUVEEN CALIFORNIA AMT QLT MU 0.2%
Value ($000) $272 Shares 17,060 Est. Cost $13.11 Unrealized —
CGW INVESCO EXCHNG TRADED FD TR 0.2%
Value ($000) $266 Shares 6,150 Est. Cost $43.25 Unrealized —
IGM ISHARES TR 0.2%
Value ($000) $265 Shares 1,000 Est. Cost $229.00 Unrealized —
STNE STONECO LTD 0.2%
Value ($000) $261 Shares 6,486 Est. Cost $30.04 Unrealized —
CVS CVS HEALTH CORP 0.2%
Value ($000) $260 Shares 3,520 Est. Cost $45.06 Unrealized +28.2%
IBB ISHARES TR 0.2%
Value ($000) $260 Shares 2,117 Est. Cost $110.79 Unrealized —
BAC BANK AMER CORP 0.2%
Value ($000) $259 Shares 7,462 Est. Cost $24.50 Unrealized +13.4%
VTI VANGUARD INDEX FDS 0.2%
Value ($000) $257 Shares 1,507 Est. Cost $158.57 Unrealized —
MTUM ISHARES TR 0.2%
Value ($000) $251 Shares 1,866 Est. Cost $118.41 Unrealized —
— EATON VANCE TX MNG BY WRT OP 0.2%
Value ($000) $247 Shares 16,142 Est. Cost $15.08 Unrealized —
— AMERICAN CAMPUS CMNTYS INC 0.2%
Value ($000) $239 Shares 5,094 Est. Cost $46.12 Unrealized —
ISTB ISHARES TR 0.2%
Value ($000) $236 Shares 4,650 Est. Cost $50.34 Unrealized —
CVY INVESCO EXCHANGE TRADED FD T 0.2%
Value ($000) $229 Shares 10,100 Est. Cost $23.09 Unrealized —
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $228 Shares 1,571 Est. Cost $102.19 Unrealized +6.5%
MEDP MEDPACE HLDGS INC 0.2%
Value ($000) $227 Shares 2,341 Est. Cost $77.40 Unrealized 0.0%
LMT LOCKHEED MARTIN CORP 0.2%
Value ($000) $227 Shares 517 Est. Cost $324.81 Unrealized 0.0%
VCIT VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $227 Shares 2,443 Est. Cost $90.27 Unrealized —
— CERIDIAN HCM HLDG INC 0.2%
Value ($000) $226 Shares 3,297 Est. Cost $50.60 Unrealized +9.2%
COP CONOCOPHILLIPS 0.2%
Value ($000) $226 Shares 3,857 Est. Cost $47.16 Unrealized 0.0%
JPST JP MORGAN EXCHANGE TRADED FD 0.2%
Value ($000) $226 Shares 4,477 Est. Cost $50.59 Unrealized —
— BROOKFIELD REAL ASSETS INCOM 0.2%
Value ($000) $223 Shares 10,004 Est. Cost $21.71 Unrealized —
UPLD UPLAND SOFTWARE INC 0.2%
Value ($000) $222 Shares 5,188 Est. Cost $37.36 Unrealized 0.0%
PPL PPL CORP 0.2%
Value ($000) $222 Shares 6,135 Est. Cost $23.32 Unrealized +11.1%
— GABELLI DIVD & INCOME TR 0.2%
Value ($000) $221 Shares 9,974 Est. Cost $21.24 Unrealized —
VHT VANGUARD WORLD FDS 0.2%
Value ($000) $219 Shares 1,112 Est. Cost $196.94 Unrealized —
ICSH ISHARES TR 0.2%
Value ($000) $219 Shares 4,347 Est. Cost $50.54 Unrealized —
VGK VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $217 Shares 3,712 Est. Cost $58.46 Unrealized —
— ALLIANZGI NFJ DIVID INT & PR 0.2%
Value ($000) $214 Shares 15,800 Est. Cost — Unrealized —
SO SOUTHERN CO 0.2%
Value ($000) $209 Shares 3,050 Est. Cost $48.90 Unrealized 0.0%
VNQ VANGUARD INDEX FDS 0.2%
Value ($000) $208 Shares 2,138 Est. Cost $97.29 Unrealized —
ITOT ISHARES TR 0.2%
Value ($000) $205 Shares 2,715 Est. Cost $75.51 Unrealized —
GAIN GLADSTONE INVT CORP 0.2%
Value ($000) $186 Shares 13,710 Est. Cost $4.68 Unrealized +47.0%
CCIF VERTICAL CAP INCOME FUND 0.2%
Value ($000) $175 Shares 16,179 Est. Cost $9.48 Unrealized —
— EATON VANCE TXMGD GL BUYWR O 0.1%
Value ($000) $161 Shares 15,250 Est. Cost — Unrealized —
— NUVEEN CALIF MUN VALUE FD 0.1%
Value ($000) $131 Shares 12,172 Est. Cost $10.76 Unrealized —
— TEMPLETON GLOBAL INCOME FD 0.1%
Value ($000) $83 Shares 13,562 Est. Cost $6.05 Unrealized —
GPRO GOPRO INC 0.0%
Value ($000) $47 Shares 11,500 Est. Cost $4.69 Unrealized -11.6%
— PALATIN TECHNOLOGIES INC 0.0%
Value ($000) $12 Shares 20,000 Est. Cost $1.16 Unrealized —