Location: Greenwich, CT
CIK: 0001167456 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value: $2.99B (68.8% shares, 31.2% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | STARS GROUP INC | 3,849,961 | $78.62M | 2.6% | $26.09 | — | COM | 85570W100 |
| — | ACACIA COMMUNICATIONS INC | 1,025,306 | $68.88M | 2.3% | $65.40 | — | COM | 00401C108 |
| — | ALLERGAN PLC | 365,933 | $64.81M | 2.2% | $167.46 | — | SHS | G0177J108 |
| — | MELLANOX TECHNOLOGIES LTD | 496,708 | $60.26M | 2.0% | $116.43 | — | SHS | M51363113 |
| — | ADVANCED DISP SVCS INC DEL | 1,823,300 | $59.8M | 2.0% | $31.94 | — | COM | 00790X101 |
| — | RA PHARMACEUTICALS INC | 1,190,437 | $57.15M | 1.9% | $46.93 | — | COM | 74933V108 |
| — | WRIGHT MED GROUP N V | 1,913,551 | $54.82M | 1.8% | $30.48 | — | ORD SHS | N96617118 |
| — | WABCO HLDGS INC | 396,394 | $53.53M | 1.8% | $132.41 | — | COM | 92927K102 |
| — | TALLGRASS ENERGY LP | 3,112,990 | $51.24M | 1.7% | $22.07 | — | CLASS A SHS | 874696107 |
| — | TIFFANY & CO NEW | 382,137 | $49.49M | 1.7% | $133.65 | — | COM | 886547108 |
| — | CYPRESS SEMICONDUCTOR CORP | 1,970,325 | $45.95M | 1.5% | $22.24 | — | COM | 232806109 |
| — | E TRADE FINANCIAL CORP | 1,327,217 | $45.55M | 1.5% | $34.32 | — | COM NEW | 269246401 |
| — | FORTY SEVEN INC | 467,053 | $44.57M | 1.5% | $95.42 | — | COM | 34983P104 |
| — | LEGG MASON INC | 906,349 | $44.27M | 1.5% | $48.85 | — | COM | 524901105 |
| — | CAESARS ENTMT CORP | 6,415,433 | $43.37M | 1.5% | $11.82 | — | COM | 127686103 |
| — | FITBIT INC | 6,419,239 | $42.75M | 1.4% | $6.57 | — | CL A | 33812L102 |
| — | QIAGEN NV | 1,016,674 | $42.29M | 1.4% | $41.60 | — | SHS NEW | N72482123 |
| — | ANIXTER INTL INC | 478,048 | $42.01M | 1.4% | $91.52 | — | COM | 035290105 |
| — | TECH DATA CORP | 305,009 | $39.91M | 1.3% | $143.60 | — | COM | 878237106 |
| — | KEMET CORP | 1,603,086 | $38.73M | 1.3% | $27.05 | — | COM NEW | 488360207 |
| — | FGL HLDGS | 3,878,563 | $38.01M | 1.3% | $9.80 | — | ORD SHS | G3402M102 |
| — | MICROCHIP TECHNOLOGY INC | 40,470,000 | $37.89M | 1.3% | $1.18 | — | NOTE 2.250% 2/1 | 595017AH7 |
| — | LOGMEIN INC | 430,717 | $35.87M | 1.2% | $84.25 | — | COM | 54142L109 |
| WTW | WILLIS TOWERS WATSON PLC LTD | 207,951 | $35.32M | 1.2% | $181.50 | 0.0% | SHS | G96629103 |
| — | EL PASO ELEC CO | 517,870 | $35.19M | 1.2% | $65.76 | — | COM NEW | 283677854 |
| — | TAUBMAN CTRS INC | 765,040 | $32.04M | 1.1% | $41.88 | — | COM | 876664103 |
| — | FORESCOUT TECHNOLOGIES INC | 938,919 | $29.66M | 1.0% | $31.59 | — | COM | 34553D101 |
| — | SPRINT CORPORATION | 3,249,362 | $28.01M | 0.9% | $5.81 | — | COM | 85207U105 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 32,350,000 | $26.77M | 0.9% | $1.05 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | IBERIABANK CORP | 720,348 | $26.05M | 0.9% | $52.61 | — | COM | 450828108 |
| — | WAYFAIR INC | 35,875,000 | $24.62M | 0.8% | $1.04 | — | NOTE 1.125%11/0 | 94419LAD3 |
| TMUS | T MOBILE US INC | 260,225 | $21.83M | 0.7% | $81.74 | 0.0% | COM | 872590104 |
| — | DELPHI TECHNOLOGIES PL | 2,643,403 | $21.28M | 0.7% | $8.05 | — | SHS | G2709G107 |
| — | CHEGG INC | 14,100,000 | $20.11M | 0.7% | $1.39 | — | NOTE 0.250% 5/1 | 163092AB5 |
| — | ARES CAPITAL CORP | 22,500,000 | $19.59M | 0.7% | $1.00 | — | NOTE 4.625% 3/0 | 04010LAW3 |
| — | MERCADOLIBRE INC | 14,925,000 | $19.5M | 0.7% | $1.47 | — | NOTE 2.000% 8/1 | 58733RAD4 |
| — | CHANGE HEALTHCARE INC | 450,177 | $19.4M | 0.6% | $47.72 | — | UNIT 99/99/9999 | 15912K209 |
| — | INFINERA CORP | 22,950,000 | $19.35M | 0.6% | $0.96 | — | NOTE 2.125% 9/0 | 45667GAC7 |
| — | EXACT SCIENCES CORP | 17,037,000 | $18.56M | 0.6% | $1.42 | — | NOTE 1.000% 1/1 | 30063PAA3 |
| — | WORKDAY INC | 16,575,000 | $18.44M | 0.6% | $1.46 | — | NOTE 0.250%10/0 | 98138HAF8 |
| — | NOVELLUS SYS INC | 2,400,000 | $18.11M | 0.6% | $3.02 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | HERCULES CAPITAL INC | 19,425,000 | $17.87M | 0.6% | $1.00 | — | DBCV 4.375% 2/0 | 427096AF9 |
| GNW | GENWORTH FINL INC | 5,239,513 | $17.39M | 0.6% | $4.12 | +0.5% | COM CL A | 37247D106 |
| — | CINCINNATI BELL INC NEW | 1,186,793 | $17.38M | 0.6% | $13.21 | — | COM NEW | 171871502 |
| — | SPLUNK INC | 15,400,000 | $17.06M | 0.6% | $1.10 | — | NOTE 1.125% 9/1 | 848637AD6 |
| — | SQUARE INC | 7,175,000 | $16.51M | 0.6% | $2.75 | — | NOTE 0.375% 3/0 | 852234AB9 |
| HXL | HEXCEL CORP NEW | 436,800 | $16.25M | 0.5% | $64.57 | 0.0% | COM | 428291108 |
| — | THERAVANCE INC | 16,543,000 | $15.44M | 0.5% | $0.85 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 17,250,000 | $15.32M | 0.5% | $1.00 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | MERITOR INC | 17,925,000 | $15.26M | 0.5% | $0.99 | — | NOTE 3.250%10/1 | 59001KAF7 |
| — | PALO ALTO NETWORKS INC | 15,625,000 | $15.12M | 0.5% | $1.00 | — | NOTE 0.750% 7/0 | 697435AD7 |
| — | DEXCOM INC | 8,075,000 | $14.14M | 0.5% | $1.75 | — | NOTE 0.750%12/0 | 252131AH0 |
| — | LUMENTUM HLDGS INC | 10,421,000 | $14.1M | 0.5% | $1.17 | — | NOTE 0.250% 3/1 | 55024UAB5 |
| — | HOPE BANCORP INC | 16,300,000 | $13.64M | 0.5% | $0.92 | — | NOTE 2.000% 5/1 | 43940TAB5 |
| — | MICROCHIP TECHNOLOGY INC | 9,251,000 | $13.43M | 0.4% | $1.59 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | FRONT YD RESIDENTIAL CORP | 1,122,018 | $13.41M | 0.4% | $11.95 | — | COM | 35904G107 |
| — | CENTERSTATE BK CORP | 759,263 | $13.08M | 0.4% | $17.23 | — | COM | 15201P109 |
| — | TERRAFORM PWR INC | 821,177 | $12.95M | 0.4% | $15.77 | — | COM CL A | 88104R209 |
| — | SEACOR HOLDINGS INC | 13,669,000 | $12.82M | 0.4% | $0.98 | — | NOTE 2.500%12/1 | 811904AM3 |
| — | CLEVELAND CLIFFS INC | 17,513,000 | $12.46M | 0.4% | $1.10 | — | DBCV 1.500% 1/1 | 185899AA9 |
| — | RAYTHEON CO | 94,314 | $12.37M | 0.4% | $173.88 | — | COM NEW | 755111507 |
| — | ALLEGHENY TECHNOLOGIES INC | 13,700,000 | $12.19M | 0.4% | $1.38 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| — | SCORPIO TANKERS INC | 14,250,000 | $12.18M | 0.4% | $0.93 | — | NOTE 3.000% 5/1 | 80918TAB5 |
| — | FIREEYE INC | 14,375,000 | $12.15M | 0.4% | $0.98 | — | NOTE 0.875% 6/0 | 31816QAF8 |
| — | OPKO HEALTH INC | 18,175,000 | $12.02M | 0.4% | $0.95 | — | NOTE 4.500% 2/1 | 68375NAD5 |
| — | GOGO INC | 16,875,000 | $11.97M | 0.4% | $0.71 | — | NOTE 6.000% 5/1 | 38046CAD1 |
| — | PROSPECT CAPITAL CORPORATION | 13,950,000 | $11.93M | 0.4% | $1.01 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | WORLD WRESTLING ENTMT INC | 7,825,000 | $11.81M | 0.4% | $1.51 | — | NOTE 3.375%12/1 | 98156QAB4 |
| — | LANDCADIA HLDGS II INC | 1,193,432 | $11.79M | 0.4% | $9.71 | — | CL A | 51476X105 |
| — | VISHAY INTERTECHNOLOGY INC | 13,200,000 | $11.76M | 0.4% | $0.93 | — | NOTE 2.250% 6/1 | 928298AP3 |
| — | BENEFITFOCUS INC | 14,700,000 | $11.35M | 0.4% | $0.87 | — | NOTE 1.250%12/1 | 08180DAB2 |
| — | VIAVI SOLUTIONS INC | 10,875,000 | $11.26M | 0.4% | $1.19 | — | NOTE 1.750% 6/0 | 925550AE5 |
| — | GX ACQUISITION CORP | 1,148,800 | $11.26M | 0.4% | $9.95 | — | COM CL A | 36251A107 |
| — | SWITCHBACK ENERGY ACQUISTN C | 1,159,999 | $11.19M | 0.4% | $9.71 | — | COM CL A | 87105M102 |
| — | LIGAND PHARMACEUTICALS INC | 13,431,000 | $11.12M | 0.4% | $0.86 | — | NOTE 0.750% 5/1 | 53220KAF5 |
| — | GFL ENVIRONMENTAL INC | 261,075 | $10.98M | 0.4% | $42.05 | — | UNIT 99/99/9999T | 36168Q120 |
| — | HUBSPOT INC | 7,350,000 | $10.94M | 0.4% | $1.80 | — | NOTE 0.250% 6/0 | 443573AB6 |
| — | ETSY INC | 8,405,000 | $10.61M | 0.4% | $1.63 | — | NOTE 3/0 | 29786AAC0 |
| — | EXACT SCIENCES CORP | 12,845,000 | $10.14M | 0.3% | $0.79 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| — | JUNIPER INDL HLDGS INC | 1,050,000 | $10.1M | 0.3% | $9.62 | — | COM CL A | 48205G106 |
| — | DYCOM INDS INC | 11,800,000 | $10.02M | 0.3% | $0.94 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | BLACKSTONE MTG TR INC | 12,575,000 | $9.934M | 0.3% | $0.99 | — | NOTE 4.750% 3/1 | 09257WAC4 |
| — | FTI CONSULTING INC | 7,510,000 | $9.833M | 0.3% | $1.22 | — | NOTE 2.000% 8/1 | 302941AP4 |
| — | HAYMAKER ACQUISITION CORP II | 999,999 | $9.79M | 0.3% | $9.90 | — | COM CL A | 42087L101 |
| — | UNION ACQUISITION CORP II | 1,000,000 | $9.78M | 0.3% | $9.85 | — | SHS | G9402Q100 |
| THBR | THUNDER BRDG ACQUISTION II L | 1,000,000 | $9.75M | 0.3% | $9.95 | — | CL A SHS | G8857S116 |
| — | APOLLO COML REAL EST FIN INC | 13,825,000 | $9.301M | 0.3% | $0.96 | — | NOTE 5.375%10/1 | 03762UAC9 |
| — | RETROPHIN INC | 11,500,000 | $9.078M | 0.3% | $0.90 | — | NOTE 2.500% 9/1 | 761299AB2 |
| ALC | ALCON INC | 175,852 | $8.937M | 0.3% | $57.87 | -2.1% | ORD SHS | H01301128 |
| — | INTREXON CORP | 17,500,000 | $8.881M | 0.3% | $1.19 | — | NOTE 3.500% 7/0 | 46122TAA0 |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | 501,957 | $8.804M | 0.3% | $20.35 | — | COM SHS BEN INT | 456237106 |
| — | REDWOOD TR INC | 15,700,000 | $8.699M | 0.3% | $0.99 | — | NOTE 5.625% 7/1 | 758075AD7 |
| — | FORTIVE CORP | 9,300,000 | $8.666M | 0.3% | $0.93 | — | NOTE 0.875% 2/1 | 34959JAK4 |
| CTVA | CORTEVA INC | 363,590 | $8.544M | 0.3% | $25.35 | +0.9% | COM | 22052L104 |
| — | NEW PROVIDENCE ACQUISITION | 850,000 | $8.33M | 0.3% | $9.86 | — | COM CL A | 64822P106 |
| ACA | ARCOSA INC | 207,693 | $8.254M | 0.3% | $27.18 | +52.6% | COM | 039653100 |
| — | MFA FINL INC | 13,475,000 | $8.185M | 0.3% | $1.01 | — | NOTE 6.250% 6/1 | 55272XAA0 |
| — | VEONEER INCORPORATED | 10,000,000 | $8.037M | 0.3% | $0.87 | — | NOTE 4.000% 6/0 | 92336XAA7 |
| — | REDWOOD TR INC | 12,100,000 | $7.906M | 0.3% | $0.99 | — | NOTE 4.750% 8/1 | 758075AC9 |
| — | ACT II GLOBAL ACQUISITION CO | 800,000 | $7.896M | 0.3% | $9.70 | — | CL A SHS | G0080J104 |
| MAPS | SILVER SPIKE ACQUISITION COR | 800,000 | $7.872M | 0.3% | $9.92 | — | CL A SHS | G8136L106 |
| — | EXPERIENCE INVT CORP | 799,998 | $7.736M | 0.3% | $9.75 | — | COM CL A | 30217C109 |
| — | FINSERV ACQUISITION CORP | 800,000 | $7.68M | 0.3% | $9.60 | — | CL A | 318085107 |
| — | ECHO GLOBAL LOGISTICS INC | 7,631,000 | $7.634M | 0.3% | $0.99 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | TEAM INC | 10,000,000 | $7.625M | 0.3% | $1.11 | — | NOTE 5.000% 8/0 | 878155AE0 |
| — | NEUROCRINE BIOSCIENCES INC | 5,900,000 | $7.59M | 0.3% | $1.38 | — | NOTE 2.250% 5/1 | 64125CAD1 |
| — | INOVIO PHARMACEUTICALS INC | 5,000,000 | $7.484M | 0.3% | $1.50 | — | NOTE 6.500% 3/0 | 45773HAB8 |
| ILMN | ILLUMINA INC | 27,602 | $7.473M | 0.2% | $304.66 | -8.2% | COM | 452327109 |
| — | RMG ACQUISITION CORP | 749,896 | $7.442M | 0.2% | $9.77 | — | CL A | 749641106 |
| — | DISH NETWORK CORPORATION | 8,650,000 | $7.044M | 0.2% | $0.88 | — | NOTE 3.375% 8/1 | 25470MAB5 |
| — | TESLA INC | 3,825,000 | $6.987M | 0.2% | $0.98 | — | NOTE 2.000% 5/1 | 88160RAG6 |
| — | ACAMAR PARTNERS ACQSITION CO | 700,000 | $6.895M | 0.2% | $9.72 | — | CL A | 004285102 |
| FOXA | FOX CORP | 291,623 | $6.891M | 0.2% | $35.28 | -13.8% | CL A COM | 35137L105 |
| — | RAPID7 INC | 5,575,000 | $6.784M | 0.2% | $1.25 | — | NOTE 1.250% 8/0 | 753422AB0 |
| — | AEROJET ROCKETDYNE HLDGS INC | 4,000,000 | $6.615M | 0.2% | $1.34 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | CYTOKINETICS INC | 5,000,000 | $6.608M | 0.2% | $1.32 | — | NOTE 4.000%11/1 | 23282WAA8 |
| — | AVAYA HLDGS CORP | 8,225,000 | $6.602M | 0.2% | $0.80 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | AIR TRANSPORT SERVICES GRP I | 7,650,000 | $6.579M | 0.2% | $0.94 | — | NOTE 1.125%10/1 | 00922RAB1 |
| — | CHP MERGER CORP | 675,000 | $6.548M | 0.2% | $9.70 | — | COM CL A | 12558Y106 |
| — | PIVOTAL INVT CORP II | 649,996 | $6.441M | 0.2% | $9.70 | — | COM CL A | 72582K100 |
| — | VEECO INSTRS INC DEL | 7,750,000 | $6.393M | 0.2% | $0.92 | — | NOTE 2.700% 1/1 | 922417AD2 |
| — | MONOCLE ACQUISITION CORP | 630,597 | $6.337M | 0.2% | $9.80 | — | COM | 609754106 |
| — | SOUTH MTN MERGER CORP | 650,000 | $6.305M | 0.2% | $9.80 | — | COM CL A | 838884104 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 650,000 | $6.24M | 0.2% | $9.60 | — | SHS CL A | G0232J101 |
| — | ZENDESK INC | 5,225,000 | $6.192M | 0.2% | $1.51 | — | NOTE 0.250% 3/1 | 98936JAB7 |
| DOW | DOW INC | 211,571 | $6.186M | 0.2% | $36.37 | -15.9% | COM | 260557103 |
| — | ALTAIR ENGR INC | 7,100,000 | $6.183M | 0.2% | $0.87 | — | NOTE 0.250% 6/0 | 021369AA1 |
| — | IAA INC | 204,902 | $6.139M | 0.2% | $43.64 | — | COM | 449253103 |
| — | HCI GROUP INC | 6,000,000 | $6.082M | 0.2% | $0.98 | — | NOTE 4.250% 3/0 | 40416EAD5 |
| — | DIAMONDPEAK HLDGS COR | 599,999 | $5.982M | 0.2% | $9.72 | — | COM CL A | 25280H100 |
| — | BLACKSTONE MTG TR INC | 7,475,000 | $5.943M | 0.2% | $1.02 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | GORDON POINTE ACQUISITION CO | 579,800 | $5.885M | 0.2% | $9.79 | — | COM CLASS A | 382788107 |
| — | KARYOPHARM THERAPEUTICS INC | 4,100,000 | $5.876M | 0.2% | $1.43 | — | NOTE 3.000%10/1 | 48576UAA4 |
| — | TUSCAN HLDGS CORP II | 600,000 | $5.838M | 0.2% | $9.81 | — | COM | 90070A103 |
| — | OSPREY TECHNLGY AQUISTION CO | 600,000 | $5.832M | 0.2% | $9.72 | — | COM CL A | 68839R104 |
| — | LIVENT CORP | 1,096,453 | $5.756M | 0.2% | $10.37 | — | COM | 53814L108 |
| WH | WYNDHAM HOTELS & RESORTS INC | 182,382 | $5.747M | 0.2% | $60.38 | -15.8% | COM | 98311A105 |
| FTDR | FRONTDOOR INC | 163,914 | $5.701M | 0.2% | $29.63 | +43.7% | COM | 35905A109 |
| KTB | KONTOOR BRANDS INC | 297,383 | $5.701M | 0.2% | $29.07 | +22.7% | COM | 50050N103 |
| — | MERIDA MERGER CORP I | 600,000 | $5.7M | 0.2% | $9.73 | — | COM | 58953M106 |
| — | NEW MTN FIN CORP | 6,875,000 | $5.638M | 0.2% | $1.01 | — | NOTE 5.750% 8/1 | 647551AC4 |
| — | TORTOISE ACQUISITION CORP | 562,350 | $5.528M | 0.2% | $9.72 | — | CL A | 89154L100 |
| — | INTERPRIVATE ACQUISITION COR | 550,000 | $5.44M | 0.2% | $9.89 | — | UNIT 10/29/2024 | 46064A202 |
| — | HEALTHCARE MERGER CORP | 550,000 | $5.418M | 0.2% | $9.85 | — | COM CL A | 42227L102 |
| — | SPLUNK INC | 5,000,000 | $5.39M | 0.2% | $1.08 | — | NOTE 0.500% 9/1 | 848637AC8 |
| NVT | NVENT ELECTRIC PLC | 310,804 | $5.153M | 0.2% | $21.97 | -5.3% | SHS | G6700G107 |
| — | PLUG POWER INC | 3,000,000 | $5.024M | 0.2% | $1.11 | — | NOTE 5.500% 3/1 | 72919PAB9 |
| — | CAROLINA FINL CORP NEW | 191,166 | $4.945M | 0.2% | $34.59 | — | COM | 143873107 |
| — | GREEN PLAINS INC | 7,250,000 | $4.889M | 0.2% | $0.96 | — | NOTE 4.125% 9/0 | 393222AF1 |
| — | PROPTECH ACQUISITION CORP | 487,500 | $4.802M | 0.2% | $9.85 | — | COM CL A | 74349F101 |
| — | NUANCE COMMUNICATIONS INC | 5,000,000 | $4.791M | 0.2% | $1.01 | — | DBCV 1.000%12/1 | 67020YAK6 |
| — | AMAG PHARMACEUTICALS INC | 6,100,000 | $4.714M | 0.2% | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | APOLLO COML REAL EST FIN INC | 6,700,000 | $4.661M | 0.2% | $1.01 | — | NOTE 4.750% 8/2 | 03762UAB1 |
| — | RH | 5,600,000 | $4.523M | 0.2% | $1.08 | — | NOTE 6/1 | 74967XAA1 |
| — | PACIRA BIOSCIENCES | 4,650,000 | $4.493M | 0.2% | $0.99 | — | NOTE 2.375% 4/0 | 695127AD2 |
| — | TPG SPECIALTY LENDING INC | 4,750,000 | $4.418M | 0.1% | $1.02 | — | NOTE 4.500% 8/0 | 87265KAD4 |
| NMRK | NEWMARK GROUP INC | 1,033,976 | $4.394M | 0.1% | $8.31 | +10.9% | CL A | 65158N102 |
| — | COLFAX CORP | 48,775 | $4.327M | 0.1% | $130.29 | — | UNIT 01/15/2022T | 194014205 |
| — | MOBILE MINI INC | 164,955 | $4.327M | 0.1% | $26.23 | — | COM | 60740F105 |
| — | CF FIN ACQUISITION CORP | 417,006 | $4.291M | 0.1% | $9.90 | — | COM CL A | 12528N107 |
| — | EZCORP INC | 5,500,000 | $4.126M | 0.1% | $0.91 | — | NOTE 2.375% 5/0 | 302301AE6 |
| — | OPUS BK IRVINE CALIF | 235,000 | $4.073M | 0.1% | $17.33 | — | COM | 684000102 |
| — | GORES METROPOULOS INC | 399,999 | $4.06M | 0.1% | $9.75 | — | COM CL A | 382872109 |
| — | WELLPOINT INC | 1,279,000 | $4.046M | 0.1% | $2.04 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | GREENBRIER COS INC | 5,187,000 | $3.975M | 0.1% | $0.97 | — | NOTE 2.875% 2/0 | 393657AK7 |
| — | CITIC CAPITAL ACQUISITION CO | 400,000 | $3.94M | 0.1% | $9.85 | — | UNIT 99/99/9999 | G21513125 |
| — | CTRIP COM INTL LTD | 4,000,000 | $3.895M | 0.1% | $0.97 | — | DBCV 1.990% 7/0 | 22943FAH3 |
| — | COVETRUS INC | 482,874 | $3.882M | 0.1% | $21.94 | — | COM | 22304C100 |
| — | TESLA INC | 2,500,000 | $3.847M | 0.1% | $1.54 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | SUPERNUS PHARMACEUTICALS INC | 4,750,000 | $3.838M | 0.1% | $0.89 | — | NOTE 0.625% 4/0 | 868459AD0 |
| — | SOUTHERN CO | 85,375 | $3.812M | 0.1% | $54.09 | — | UNIT 08/01/2022 | 842587602 |
| — | STABLE RD ACQUISITION CORP | 375,000 | $3.656M | 0.1% | $9.75 | — | COM CL A | 85236Q109 |
| — | CIIG MERGER CORP | 375,000 | $3.638M | 0.1% | $9.70 | — | COM CL A | 12559C103 |
| — | KBR INC | 3,475,000 | $3.61M | 0.1% | $1.04 | — | NOTE 2.500%11/0 | 48242WAB2 |
| — | COLLIER CREEK HOLDINGS | 349,998 | $3.58M | 0.1% | $9.64 | — | COM CL A | G22707106 |
| — | FAR PT ACQUISITION CORP | 349,998 | $3.542M | 0.1% | $9.75 | — | COM CL A | 30734W109 |
| REZI | RESIDEO TECHNOLOGIES INC | 727,867 | $3.523M | 0.1% | $21.11 | -55.3% | COM | 76118Y104 |
| — | IAC INTERACTIVECORP | 19,456 | $3.487M | 0.1% | $223.45 | — | COM | 44919P508 |
| — | NUVEEN AMT FREE MUN CR INC F | 237,410 | $3.485M | 0.1% | $14.68 | — | COM | 67071L106 |
| — | CRESCENT ACQUISITION CORP | 350,000 | $3.448M | 0.1% | $9.80 | — | COM CL A | 22564L105 |
| OPTU | ALTICE USA INC | 149,285 | $3.328M | 0.1% | $17.78 | +46.8% | CL A | 02156K103 |
| — | OSI SYSTEMS INC | 3,450,000 | $3.198M | 0.1% | $1.18 | — | NOTE 1.250% 9/0 | 671044AD7 |
| — | INSMED INC | 3,800,000 | $3.192M | 0.1% | $0.84 | — | NOTE 1.750% 1/1 | 457669AA7 |
| — | TUSCAN HOLDINGS CORP | 320,000 | $3.19M | 0.1% | $9.90 | — | COM | 90069K104 |
| — | CENTERPOINT ENERGY INC | 108,750 | $3.184M | 0.1% | $50.45 | — | DEP RP PFD CV B | 15189T503 |
| TCBI | TEXAS CAPITAL BANCSHARES INC | 142,790 | $3.166M | 0.1% | $46.38 | 0.0% | COM | 88224Q107 |
| — | VECTOIQ ACQUISITION CORP | 1,620,000 | $3.159M | 0.1% | $0.51 | — | *W EXP 05/11/202 | 92243N111 |
| — | GALILEO ACQUISITION CORP | 325,000 | $3.146M | 0.1% | $9.80 | — | SHS | G3770A102 |
| — | APEX TECHNOLOGY ACQUISITION | 320,000 | $3.126M | 0.1% | $9.88 | — | COM CL A | 03768F102 |
| — | COMPUCREDIT HLDGS CORP | 5,000,000 | $3.1M | 0.1% | $0.42 | — | NOTE 5.875%11/3 | 20478NAD2 |
| — | OMEROS CORP | 3,375,000 | $3.004M | 0.1% | $0.97 | — | NOTE 6.250%11/1 | 682143AE2 |
| — | CHURCHILL CAP CORP III | 300,000 | $3M | 0.1% | $10.00 | — | UNIT 03/01/2027 | 17144C203 |
| — | INNOVIVA INC | 3,000,000 | $2.91M | 0.1% | $1.14 | — | NOTE 2.500% 8/1 | 45781MAB7 |
| GNRUQ | GREENROSE ACQUISITION CORP | 300,000 | $2.91M | 0.1% | $9.70 | — | UNIT 02/28/2024 | 395392202 |
| — | VECTOR GROUP LTD | 2,850,000 | $2.851M | 0.1% | $1.06 | — | FRNT 4/1 | 92240MBC1 |
| — | NUVEEN MUNICIPAL CREDIT INC | 200,875 | $2.826M | 0.1% | $14.07 | — | COM SH BEN INT | 67070X101 |
| — | VIAVI SOLUTIONS INC | 2,665,000 | $2.82M | 0.1% | $1.18 | — | NOTE 1.000% 3/0 | 925550AB1 |
| — | MOMO INC | 3,500,000 | $2.811M | 0.1% | $0.91 | — | NOTE 1.250% 7/0 | 60879BAB3 |
| — | SOFTWARE ACQUISITION GROUP I | 290,880 | $2.801M | 0.1% | $9.63 | — | COM CL A | 83406B101 |
| — | CHURCHILL CAP CORP II | 279,999 | $2.786M | 0.1% | $10.02 | — | CL A | 17143G106 |
| — | GRANITE PT MTG TR INC | 5,000,000 | $2.775M | 0.1% | $0.99 | — | NOTE 6.375%10/0 | 38741LAC1 |
| — | NEXTERA ENERGY INC | 56,425 | $2.763M | 0.1% | $50.38 | — | UNIT 09/01/2022S | 65339F796 |
| RPLA | REPLAY ACQUISITION CORP | 280,000 | $2.75M | 0.1% | $9.73 | — | COM | G75130107 |
| — | MAGNACHIP SEMICONDUCTOR SA | 2,000,000 | $2.7M | 0.1% | $1.36 | — | NOTE 5.000% 3/0 | 55932XAB0 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 281,250 | $2.686M | 0.1% | $9.55 | — | COM CL A | 03212A105 |
| — | VEONEER INCORPORATED | 364,536 | $2.668M | 0.1% | $46.72 | — | COM | 92336X109 |
| — | EAST STONE ACQUISITION CORP | 275,000 | $2.654M | 0.1% | $9.65 | — | SHS | G2911D108 |
| — | SEMPRA ENERGY | 27,925 | $2.62M | 0.1% | $102.79 | — | 6% PFD CONV A | 816851406 |
| — | LENDINGTREE INC NEW | 2,375,000 | $2.606M | 0.1% | $1.57 | — | NOTE 0.625% 6/0 | 52603BAA5 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 30,756 | $2.541M | 0.1% | $91.23 | -5.6% | COM | 09061G101 |
| — | FLEXION THERAPEUTICS INC | 3,245,000 | $2.521M | 0.1% | $0.87 | — | NOTE 3.375% 5/0 | 33938JAB2 |
| — | TRINE ACQUISITION CORP | 250,000 | $2.485M | 0.1% | $9.70 | — | COM CL A | 89628U108 |
| — | NEW RELIC INC | 2,900,000 | $2.448M | 0.1% | $0.95 | — | NOTE 0.500% 5/0 | 64829BAB6 |
| ARLO | ARLO TECHNOLOGIES INC | 997,602 | $2.424M | 0.1% | $5.54 | -37.3% | COM | 04206A101 |
| — | CARDTRONICS INC | 2,500,000 | $2.389M | 0.1% | $0.96 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | PARATEK PHARMACEUTICALS INC | 3,050,000 | $2.375M | 0.1% | $0.68 | — | NOTE 4.750% 5/0 | 699374AB0 |
| — | HELIX ENERGY SOLUTIONS GRP I | 3,500,000 | $2.311M | 0.1% | $0.98 | — | NOTE 4.125% 9/1 | 42330PAJ6 |
| — | DTE ENERGY CO | 55,875 | $2.225M | 0.1% | $51.59 | — | UNIT 11/01/2022S | 233331842 |
| — | EQUITRANS MIDSTREAM CORP | 493,914 | $2.198M | 0.1% | $21.78 | — | COM | 294600101 |
| — | INVESCO VALUE MUN INCOME TR | 153,890 | $2.176M | 0.1% | $14.14 | — | COM | 46132P108 |
| — | CAESARS ENTMT CORP | 2,000,000 | $2.14M | 0.1% | $1.70 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | LEISURE ACQUISITION CORP | 200,000 | $2.09M | 0.1% | $9.57 | — | COM | 52539T107 |
| — | LEGACY ACQUISITION CORP | 200,000 | $2.074M | 0.1% | $9.59 | — | COM CL A | 524643103 |
| — | LF CAP ACQUISITION CORP | 200,000 | $2.038M | 0.1% | $9.56 | — | CL A | 50200K108 |
| — | HENNESSY CAP ACQUSTION CORP | 200,000 | $2.022M | 0.1% | $9.90 | — | CL A COM | 42589C104 |
| — | GIGCAPITAL2 INC | 203,000 | $2.02M | 0.1% | $9.83 | — | COM | 375036100 |
| — | INSURANCE ACQUISITION CORP | 200,000 | $2.012M | 0.1% | $9.65 | — | CL A | 457867109 |
| SCPE | SC HEALTH CORP | 200,000 | $2.01M | 0.1% | $9.82 | — | COM CL A | G78516203 |
| — | OAKTREE ACQUISITION CORP | 199,998 | $2M | 0.1% | $9.75 | — | SHS CL A | G67145105 |
| — | FINTECH ACQUISITION CORP III | 200,000 | $1.998M | 0.1% | $9.75 | — | COM CL A | 31811A101 |
| — | SCVX CORP | 200,000 | $1.994M | 0.1% | $9.97 | — | UNIT 99/99/9999 | G79448109 |
| NFIN | NETFIN ACQUISITION CORP | 200,000 | $1.973M | 0.1% | $9.76 | — | SHS CL A | G6455A107 |
| — | NUVEEN AMT FREE QLTY MUN INC | 145,653 | $1.972M | 0.1% | $13.54 | — | COM | 670657105 |
| — | GORES HLDGS IV INC | 200,000 | $1.94M | 0.1% | $9.70 | — | COM CL A | 382865103 |
| — | YUNHONG INTL | 200,000 | $1.9M | 0.1% | $9.50 | — | UNIT 99/99/9999 | G98882114 |
| — | BECTON DICKINSON & CO | 34,150 | $1.871M | 0.1% | $65.56 | — | PFD SHS CONV A | 075887208 |
| GTX | GARRETT MOTION INC | 643,844 | $1.841M | 0.1% | $13.82 | -47.3% | COM | 366505105 |
| — | DOMINION ENERGY INC | 19,350 | $1.817M | 0.1% | $103.47 | — | UNIT 99/99/9999 | 25746U133 |
| — | INVACARE CORP | 1,950,000 | $1.774M | 0.1% | $1.33 | — | NOTE 4.500% 6/0 | 461203AH4 |
| — | HL ACQUISITIONS CORP | 151,887 | $1.58M | 0.1% | $9.50 | — | SHS | G4603R106 |
| — | EZCORP INC | 2,000,000 | $1.562M | 0.1% | $1.10 | — | NOTE 2.875% 7/0 | 302301AF3 |
| — | PURE ACQUISITION CORP | 150,000 | $1.559M | 0.1% | $9.64 | — | CL A | 74621Q106 |
| — | INTERCEPT PHARMACEUTICALS IN | 1,800,000 | $1.558M | 0.1% | $0.95 | — | NOTE 2.000% 5/1 | 45845PAB4 |
| — | MUDRICK CAP ACQUISITION CORP | 150,000 | $1.553M | 0.1% | $9.62 | — | COM CLASS A | 624745105 |
| — | ALLEGRO MERGER CORP | 150,000 | $1.55M | 0.1% | $9.51 | — | COM | 01749N103 |
| — | MEGALITH FINL ACQUISITION CO | 150,000 | $1.544M | 0.1% | $9.51 | — | CL A COM | 58518F109 |
| — | FORUM MERGER II CORP | 150,000 | $1.544M | 0.1% | $9.55 | — | CL A | 34986F103 |
| — | GRID DYNAMICS HLDGS INC | 810,000 | $1.539M | 0.1% | $1.90 | — | *W EXP 03/05/202 | 39813G117 |
| — | GRAF INDL CORP | 150,000 | $1.526M | 0.1% | $9.60 | — | COM | 384278107 |
| — | AMCI ACQUISITION CORP | 150,000 | $1.524M | 0.1% | $9.84 | — | CLASS A | 00165R101 |
| AGILQ | LIV CAP ACQUISITION CORP | 160,000 | $1.523M | 0.1% | $9.52 | — | CL A | G5510C108 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 150,000 | $1.518M | 0.1% | $9.78 | — | COM | 80821R109 |
| — | SPARTAN ENERGY ACQUISITION C | 150,000 | $1.518M | 0.1% | $9.63 | — | CL A COM STK | 846784106 |
| — | ANDINA ACQUISITION CORP III | 150,000 | $1.511M | 0.1% | $9.75 | — | SHS | G04415108 |
| — | PROFICIENT ALPHA ACQUSTN COR | 150,000 | $1.5M | 0.1% | $9.74 | — | COM | 74317H105 |
| — | NEBULA ACQUISITION CORP | 144,865 | $1.47M | 0.0% | $9.65 | — | COM CLASS A | 629076100 |
| — | NRG ENERGY INC | 1,500,000 | $1.433M | 0.0% | $0.96 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | BLACKROCK MUN TARGET TERM TR | 63,078 | $1.431M | 0.0% | $22.69 | — | COM SHS BEN IN | 09257P105 |
| — | FRANKLIN FINL NETWORK INC | 67,794 | $1.382M | 0.0% | $20.39 | — | COM | 35352P104 |
| — | QTS RLTY TR INC | 10,450 | $1.353M | 0.0% | $105.87 | — | 6.50% CON PFD B | 74736A301 |
| — | GOL LINHAS AEREAS INTLG S A | 301,042 | $1.285M | 0.0% | $7.72 | — | SPON ADR PFD NEW | 38045R206 |
| — | NUVEEN QUALITY MUNCP INCOME | 89,864 | $1.235M | 0.0% | $13.74 | — | COM | 67066V101 |
| — | TIMKENSTEEL CORP | 1,500,000 | $1.224M | 0.0% | $1.04 | — | NOTE 6.000% 6/0 | 887399AA1 |
| — | HOWARD HUGHES CORP | 23,488 | $1.187M | 0.0% | $126.66 | — | COM | 44267D107 |
| — | PATRICK INDS INC | 1,500,000 | $1.186M | 0.0% | $0.79 | — | DBCV 1.000% 2/0 | 703343AB9 |
| EMBJ | EMBRAER S.A. | 159,946 | $1.184M | 0.0% | $7.40 | — | SPONSORED ADS | 29082A107 |
| — | ARBOR RLTY TR INC | 1,500,000 | $1.129M | 0.0% | $1.07 | — | NOTE 5.250% 7/0 | 038923AH1 |
| — | LGL SYS ACQUISITION CORP | 115,000 | $1.124M | 0.0% | $9.77 | — | COM CL A | 50201G106 |
| — | OASIS PETROLEUM INC | 8,000,000 | $1.119M | 0.0% | $0.92 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | ATLAS TECHNICAL CONSULTANTS | 1,565,744 | $1.064M | 0.0% | $0.68 | — | *W EXP 11/26/202 | 049430119 |
| — | ENVESTNET INC | 1,000,000 | $1.027M | 0.0% | $1.03 | — | NOTE 1.750% 6/0 | 29404KAB2 |
| ATLC | ATLANTICUS HLDGS CORP | 103,450 | $1.026M | 0.0% | $5.11 | +129.2% | COM | 04914Y102 |
| — | ARYA SCIENCES ACQUISITION CO | 100,000 | $1.017M | 0.0% | $9.80 | — | SHS CL A | G3165V109 |
| — | INVESCO CALIF VALUE MUN INCO | 88,131 | $999K | 0.0% | $11.34 | — | COM | 46132H106 |
| — | ENCORE CAP GROUP INC | 1,000,000 | $982K | 0.0% | $0.98 | — | NOTE 3.000% 7/0 | 292554AF9 |
| — | LIBERTY MEDIA CORP | 1,367,341 | $966K | 0.0% | $0.71 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | PENNYMAC CORP | 1,000,000 | $966K | 0.0% | $0.97 | — | NOTE 5.375% 5/0 | 70932AAB9 |
| — | KALEYRA INC | 1,125,000 | $956K | 0.0% | $1.13 | — | *W EXP 12/12/202 | 483379111 |
| — | LIBERTY MEDIA CORP DEL | 1,000,000 | $948K | 0.0% | $1.07 | — | NOTE 1.375%10/1 | 531229AB8 |
| — | PROGENICS PHARMACEUTICALS IN | 247,948 | $942K | 0.0% | $5.09 | — | COM | 743187106 |
| — | TEVA PHARMACEUTICAL FIN LLC | 1,000,000 | $931K | 0.0% | $0.91 | — | DBCV 0.250% 2/0 | 88163VAE9 |
| — | BLACKROCK TAX MUNICPAL BD TR | 42,111 | $918K | 0.0% | $21.80 | — | SHS | 09248X100 |
| — | VERTIV HOLDINGS CO | 500,000 | $900K | 0.0% | $1.80 | — | *W EXP 06/12/202 | 92537N116 |
| — | WESTERN DIGITAL CORP. | 1,000,000 | $875K | 0.0% | $0.88 | — | NOTE 1.500% 2/0 | 958102AP0 |
| — | NUVEEN CA QUALTY MUN INCOME | 63,660 | $872K | 0.0% | $13.70 | — | COM | 67066Y105 |
| — | BLACKROCK MUNIYIELD QLTY FD | 67,536 | $863K | 0.0% | $12.78 | — | COM | 09254E103 |
| — | CRESCENT ACQUISITION CORP | 1,000,000 | $850K | 0.0% | $0.75 | — | *W EXP 03/08/202 | 22564L113 |
| — | CREE INC | 925,000 | $847K | 0.0% | $1.10 | — | NOTE 0.875% 9/0 | 225447AB7 |
| — | EATON VANCE MUNI INCOME TRUS | 70,678 | $847K | 0.0% | $11.98 | — | SH BEN INT | 27826U108 |
| — | TILRAY INC | 2,550,000 | $819K | 0.0% | $0.53 | — | NOTE 5.000%10/0 | 88688TAB6 |
| — | APERGY CORP | 140,304 | $807K | 0.0% | $41.39 | — | COM | 03755L104 |
| NWSA | NEWS CORP NEW | 85,532 | $768K | 0.0% | $11.88 | 0.0% | CL A | 65249B109 |
| — | BROOGE HLDGS LTD | 955,002 | $764K | 0.0% | $0.74 | — | *W EXP 12/20/202 | G1611B115 |
| — | SEACOR HOLDINGS INC | 1,000,000 | $764K | 0.0% | $0.91 | — | NOTE 3.250% 5/1 | 811904AN1 |
| — | INVESCO TR INVT GRADE MUNS | 62,481 | $755K | 0.0% | $12.08 | — | COM | 46131M106 |
| — | CF FIN ACQUISITION CORP | 1,500,000 | $750K | 0.0% | $0.43 | — | *W EXP 04/30/202 | 12528N115 |
| — | FINTECH ACQUISITION CORP III | 1,150,000 | $748K | 0.0% | $0.91 | — | *W EXP 12/01/202 | 31811A119 |
| LSAK | NET 1 UEPS TECHNOLOGIES INC | 248,450 | $723K | 0.0% | $3.70 | 0.0% | COM NEW | 64107N206 |
| — | LEO HOLDINGS CORP | 1,115,000 | $714K | 0.0% | $1.07 | — | *W EXP 07/31/202 | G5463L113 |
| — | JAZZ INVESTMENTS I LTD | 750,000 | $713K | 0.0% | $0.95 | — | NOTE 1.875% 8/1 | 472145AB7 |
| — | DWS MUN INCOME TR | 65,869 | $710K | 0.0% | $10.78 | — | COM | 233368109 |
| — | SOUTH MTN MERGER CORP | 750,000 | $705K | 0.0% | $0.85 | — | *W EXP 06/20/202 | 838884112 |
| — | HAYMAKER ACQUISITION CORP II | 666,666 | $700K | 0.0% | $1.50 | — | *W EXP 10/31/202 | 42087L119 |
| — | TEKLA HEALTHCARE INVS | 39,088 | $696K | 0.0% | $18.14 | — | SH BEN INT | 87911J103 |
| — | GABELLI DIVID & INCOME TR | 46,913 | $695K | 0.0% | $18.01 | — | COM | 36242H104 |
| — | TRINE ACQUISITION CORP | 1,150,000 | $690K | 0.0% | $0.76 | — | *W EXP 03/31/202 | 89628U116 |
| — | INVESCO ADVANTAGE MUN INCOME | 66,496 | $683K | 0.0% | $10.27 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK MUNIYIELD MICH QUA | 46,588 | $678K | 0.0% | $14.55 | — | COM | 09254F100 |
| PGEN | PRECIGEN INC | 195,834 | $666K | 0.0% | $4.32 | 0.0% | COM | 74017N105 |
| — | COHEN & STEERS QUALITY INCOM | 71,205 | $644K | 0.0% | $9.04 | — | COM | 19247L106 |
| — | CONYERS PK II ACQUISITION CO | 60,000 | $640K | 0.0% | $9.95 | — | COM CL A | 212896104 |
| — | COHEN & STEERS INFRASTRUCTUR | 33,767 | $637K | 0.0% | $18.86 | — | COM | 19248A109 |
| — | INVESCO QUALITY MUNI INC TRS | 54,302 | $636K | 0.0% | $11.71 | — | COM | 46133G107 |
| — | FORTIVE CORP | 875 | $633K | 0.0% | $1055.52 | — | 5% PFD CNV SER A | 34959J207 |
| — | ACT II GLOBAL ACQUISITION CO | 900,000 | $630K | 0.0% | $0.88 | — | *W EXP 04/30/202 | G0080J120 |
| — | TUSCAN HOLDINGS CORP | 1,600,000 | $624K | 0.0% | $0.78 | — | *W EXP 04/01/202 | 90069K112 |
| — | EATON VANCE TAX-MANAGED GLOB | 95,179 | $607K | 0.0% | $6.38 | — | COM | 27829F108 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 52,800 | $598K | 0.0% | $11.33 | — | COM SHS | 723763108 |
| — | BLACKROCK ENHANCED EQUITY DI | 91,463 | $597K | 0.0% | $6.53 | — | COM | 09251A104 |
| XPMAX | PIONEER MUN HIGH INCOME ADVA | 58,040 | $591K | 0.0% | $10.18 | — | COM | 723762100 |
| — | EATON VANCE TXMGD GL BUYWR O | 77,907 | $581K | 0.0% | $7.46 | — | COM | 27829C105 |
| — | GX ACQUISITION CORP | 1,000,000 | $580K | 0.0% | $0.60 | — | *W EXP 05/24/202 | 36251A115 |
| — | EATON VANCE MUN BD FD | 46,100 | $575K | 0.0% | $12.47 | — | COM | 27827X101 |
| — | DIAMOND EAGLE ACQUISITION CO | 200,000 | $572K | 0.0% | $0.81 | — | *W EXP 06/30/202 | 25258L117 |
| — | BROOKFIELD REAL ASSETS INCOM | 38,257 | $562K | 0.0% | $14.69 | — | SHS BEN INT | 112830104 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 44,062 | $559K | 0.0% | $12.69 | — | SH BEN INT | 09248E102 |
| — | BNY MELLON STRATEGIC MUN BD | 75,171 | $539K | 0.0% | $7.17 | — | COM | 09662E109 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 42,170 | $536K | 0.0% | $12.71 | — | COM | 09253W104 |
| — | INSURANCE ACQUISITION CORP | 550,000 | $536K | 0.0% | $0.97 | — | *W EXP 03/31/202 | 457867117 |
| CQP | CHENIERE ENERGY PARTNERS LP | 19,842 | $536K | 0.0% | $29.69 | — | COM UNIT | 16411Q101 |
| — | MUDRICK CAP ACQUISITION CORP | 1,520,755 | $532K | 0.0% | $0.64 | — | *W EXP 02/12/202 | 624745113 |
| — | VOYA GLBL EQTY DIV & PREM OP | 115,775 | $528K | 0.0% | $5.94 | — | COM | 92912T100 |
| — | VOYA INFRASTRUCTURE INDLS & | 64,516 | $525K | 0.0% | $10.95 | — | COM | 92912X101 |
| — | HENNESSY CAP ACQUSTION CORP | 1,500,000 | $525K | 0.0% | $0.85 | — | *W EXP 09/05/202 | 42589C112 |
| — | RMG ACQUISITION CORP | 833,332 | $517K | 0.0% | $0.58 | — | *W EXP 02/21/202 | 749641114 |
| — | MONOCLE ACQUISITION CORP | 1,680,597 | $504K | 0.0% | $0.32 | — | *W EXP 12/06/202 | 609754114 |
| — | ROYCE VALUE TR INC | 51,698 | $500K | 0.0% | $9.67 | — | COM | 780910105 |
| — | PAE INC | 333,332 | $497K | 0.0% | $1.49 | — | *W EXP 09/11/202 | 69290Y117 |
| — | AMCI ACQUISITION CORP | 2,300,000 | $495K | 0.0% | $0.28 | — | *W EXP 05/20/202 | 00165R119 |
| — | TC PIPELINES LP | 17,965 | $494K | 0.0% | $46.02 | — | UT COM LTD PRT | 87233Q108 |
| — | BP MIDSTREAM PARTNERS LP | 51,205 | $477K | 0.0% | $13.34 | — | UNIT LTD PTNR | 0556EL109 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 33,474 | $474K | 0.0% | $14.16 | — | COM | 670651108 |
| — | RANPAK HLDGS CORP | 405,000 | $466K | 0.0% | $1.20 | — | *W EXP 06/03/202 | 75321W111 |
| — | INVESCO MUN TR | 39,655 | $464K | 0.0% | $11.70 | — | COM | 46131J103 |
| — | TEKLA HEALTHCARE OPPORTUNITI | 29,356 | $451K | 0.0% | $15.36 | — | SHS | 879105104 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 55,419 | $449K | 0.0% | $8.10 | — | COM | 09253R105 |
| — | BLACKROCK MUNIYIELD PA QLTY | 33,380 | $448K | 0.0% | $13.11 | — | COM | 09255G107 |
| — | BLACKROCK FLOATING RATE INCO | 44,411 | $445K | 0.0% | $11.29 | — | COM | 09255X100 |
| — | INTL GNRL INSURANCE HLDNGS L | 1,057,500 | $444K | 0.0% | $0.42 | — | *W EXP 03/17/202 | G4809J114 |
| — | EATON VANCE FLTING RATE INC | 43,299 | $444K | 0.0% | $11.66 | — | COM | 278279104 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 12,033 | $439K | 0.0% | $71.65 | — | COM UNIT RP LP | 559080106 |
| — | HOLLY ENERGY PARTNERS L P | 31,164 | $437K | 0.0% | $25.91 | — | COM UT LTD PTN | 435763107 |
| — | CNX MIDSTREAM PARTNERS LP | 53,409 | $433K | 0.0% | $14.92 | — | COM UNIT REPST | 12654A101 |
| — | TEKLA LIFE SCIENCES INVS | 28,908 | $433K | 0.0% | $15.03 | — | SH BEN INT | 87911K100 |
| — | TEMPLETON GLOBAL INCOME FD | 80,277 | $429K | 0.0% | $5.34 | — | COM | 880198106 |
| — | PHILLIPS 66 PARTNERS LP | 11,784 | $429K | 0.0% | $60.36 | — | COM UNIT REP INT | 718549207 |
| — | BLACKSTONE GSO STRATEGIC CR | 41,080 | $428K | 0.0% | $10.42 | — | COM SHS BEN IN | 09257R101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 30,887 | $418K | 0.0% | $13.53 | — | COM | 09254N103 |
| — | NUVEEN PFD & INCM SECURTIES | 57,314 | $416K | 0.0% | $7.26 | — | COM | 67072C105 |
| — | COHEN & STEERS REIT & PFD &I | 25,416 | $410K | 0.0% | $16.13 | — | COM | 19247X100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 28,025 | $401K | 0.0% | $32.63 | — | COM | 293792107 |
| — | FEDERATED PREM MUN INC FD | 30,347 | $396K | 0.0% | $12.89 | — | COM | 31423P108 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 55,275 | $396K | 0.0% | $8.90 | — | SH BEN INT | 18914E106 |
| — | NUVEEN CR STRATEGIES INCOME | 68,894 | $391K | 0.0% | $5.68 | — | COM SHS | 67073D102 |
| — | EQM MIDSTREAM PARTNERS LP | 32,992 | $389K | 0.0% | $27.21 | — | UNIT LTD PARTN | 26885B100 |
| — | BROADMARK RLTY CAP INC | 1,750,000 | $385K | 0.0% | $0.38 | — | *W EXP 11/15/202 | 11135B118 |
| — | INVESCO TR INVT GRADE NEW YO | 31,732 | $384K | 0.0% | $12.10 | — | COM | 46131T101 |
| — | ALLIANZGI NFJ DIVID INT & PR | 39,951 | $384K | 0.0% | $9.61 | — | COM | 01883A107 |
| — | ALTA EQUIPMENT GROUP INC | 425,000 | $383K | 0.0% | $0.90 | — | *W EXP 02/14/202 | 02128L114 |
| — | INVESCO MUN OPPORTUNITY TR | 33,435 | $383K | 0.0% | $11.46 | — | COM | 46132C107 |
| — | WESTERN ASSET MANAGED MUNS F | 31,912 | $382K | 0.0% | $11.97 | — | COM | 95766M105 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 31,897 | $381K | 0.0% | $11.71 | — | COM | 09254A101 |
| — | MFS MUN INCOME TR | 59,180 | $378K | 0.0% | $6.39 | — | SH BEN INT | 552738106 |
| — | WELLS FARGO INCOME OPPORTUNI | 59,264 | $378K | 0.0% | $6.38 | — | WF INC OPPTY FD | 94987B105 |
| — | SHELL MIDSTREAM PARTNERS L P | 37,501 | $374K | 0.0% | $24.88 | — | UNIT LTD INT | 822634101 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 49,785 | $370K | 0.0% | $8.44 | — | COM SHS | 6706EN100 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 29,309 | $366K | 0.0% | $12.49 | — | COM | 670656107 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 55,312 | $364K | 0.0% | $6.58 | — | COM SH BEN INT | 00326L100 |
| — | EATON VANCE SR FLTNG RTE TR | 36,603 | $362K | 0.0% | $11.52 | — | COM | 27828Q105 |
| — | ACAMAR PARTNERS ACQSITION CO | 750,000 | $360K | 0.0% | $0.69 | — | *W EXP 02/26/202 | 004285110 |
| — | ADAMS DIVERSIFIED EQUITY FD | 28,104 | $354K | 0.0% | $12.60 | — | COM | 006212104 |
| — | BLACKROCK ENHANCED GLOBAL DI | 42,722 | $354K | 0.0% | $10.15 | — | COM | 092501105 |
| — | SWITCHBACK ENERGY ACQUISTN C | 566,666 | $353K | 0.0% | $0.95 | — | *W EXP 07/25/202 | 87105M110 |
| — | BLACKROCK MUN INCOME TR | 27,001 | $350K | 0.0% | $12.96 | — | SH BEN INT | 09248F109 |
| — | THUNDER BRDG ACQUISTION II L | 500,000 | $350K | 0.0% | $0.90 | — | *W EXP 11/30/202 | G8857S108 |
| — | DIAMONDPEAK HLDGS COR | 766,666 | $345K | 0.0% | $0.88 | — | *W EXP 02/22/202 | 25280H118 |
| MPLX | MPLX LP | 29,395 | $342K | 0.0% | $39.71 | — | COM UNIT REP LTD | 55336V100 |
| — | BLACKROCK LTD DURATION INC T | 27,007 | $341K | 0.0% | $12.63 | — | COM SHS | 09249W101 |
| — | REPLAY ACQUISITION CORP | 575,000 | $339K | 0.0% | $0.69 | — | *W EXP 03/01/202 | G75130115 |
| — | JUNIPER INDL HLDGS INC | 600,000 | $336K | 0.0% | $0.56 | — | *W EXP 11/13/202 | 48205G114 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 33,056 | $334K | 0.0% | $10.10 | — | COM | 6706ER101 |
| — | TRI CONTL CORP | 15,997 | $334K | 0.0% | $20.88 | — | COM | 895436103 |
| — | BLACKROCK MUNIYIELD NY QLTY | 27,004 | $330K | 0.0% | $12.22 | — | COM | 09255E102 |
| CHR | GLRY STR NW MDIA GRUP HLDG L | 78,844 | $325K | 0.0% | $3245.40 | 0.0% | SHS | G39973105 |
| — | FORUM MERGER II CORP | 1,620,000 | $324K | 0.0% | $0.58 | — | *W EXP 09/30/202 | 34986F111 |
| — | WESTERN ASSET INTER MUNI FD | 38,014 | $320K | 0.0% | $8.46 | — | COM | 958435109 |
| BKNG | BOOKING HLDGS INC | 236 | $317K | 0.0% | $1923.78 | -10.3% | COM | 09857L108 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 1,440,000 | $317K | 0.0% | $0.35 | — | *W EXP 12/31/202 | 80821R117 |
| — | NUVEEN ENHANCED MUN VALUE FD | 24,211 | $316K | 0.0% | $13.05 | — | COM | 67074M101 |
| — | OSPREY TECHNLGY AQUISTION CO | 375,000 | $315K | 0.0% | $0.84 | — | *W EXP 10/30/202 | 68839R120 |
| — | LEGACY ACQUISITION CORP | 1,250,000 | $313K | 0.0% | $0.35 | — | *W EXP 11/30/202 | 524643111 |
| — | LF CAP ACQUISITION CORP | 1,200,000 | $312K | 0.0% | $0.55 | — | *W EXP 06/22/202 | 50200K116 |
| — | NUVEEN NEW YORK QLT MUN INC | 23,450 | $308K | 0.0% | $13.13 | — | COM | 67066X107 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 23,458 | $303K | 0.0% | $12.30 | — | COM | 67064R102 |
| — | BNY MELLON MUN BD INFRASTRUC | 24,274 | $301K | 0.0% | $12.40 | — | COM SHS | 09662W109 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 32,302 | $299K | 0.0% | $9.26 | — | COM | 01879R106 |
| — | TORTOISE ACQUISITION CORP | 1,038,969 | $290K | 0.0% | $0.70 | — | *W EXP 03/04/202 | 89154L118 |
| — | BLACKROCK DEBT STRATEGIES FD | 33,963 | $287K | 0.0% | $8.45 | — | COM NEW | 09255R202 |
| — | SC HEALTH CORP | 300,000 | $287K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G78516401 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 21,749 | $284K | 0.0% | $13.06 | — | COM | 09254P108 |
| — | APOLLO SR FLOATING RATE FD I | 23,594 | $274K | 0.0% | $14.55 | — | COM | 037636107 |
| — | CHP MERGER CORP | 500,000 | $270K | 0.0% | $0.54 | — | *W EXP 11/22/202 | 12558Y114 |
| — | BLACKROCK MUN BD TR | 18,452 | $264K | 0.0% | $14.31 | — | COM | 09249H104 |
| ET | ENERGY TRANSFER LP | 56,890 | $262K | 0.0% | $13.13 | — | COM UT LTD PTN | 29273V100 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 21,555 | $259K | 0.0% | $12.02 | — | COM | 09254C107 |
| — | BLACKROCK FLOATING RATE INCO | 26,253 | $258K | 0.0% | $11.77 | — | COM | 091941104 |
| — | NEW PROVIDENCE ACQUISITION | 500,000 | $255K | 0.0% | $0.90 | — | *W EXP 09/11/202 | 64822P114 |
| — | MEGALITH FINL ACQUISITION CO | 1,153,800 | $254K | 0.0% | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | NUVEEN ARIZONA QLTY MUN INC | 20,319 | $252K | 0.0% | $12.07 | — | COM | 67061W104 |
| — | UNION ACQUISITION CORP II | 1,000,000 | $250K | 0.0% | $0.38 | — | *W EXP 04/01/202 | G9402Q126 |
| — | DFP HEALTHCARE ACQUISITNS CO | 25,000 | $248K | 0.0% | $9.92 | — | UNIT 03/31/2025 | 23343Q209 |
| — | LEO HOLDINGS CORP | 23,986 | $247K | 0.0% | $9.65 | — | COM CL A | G5463L105 |
| — | ALUSSA ENERGY ACQUISITION CO | 325,000 | $244K | 0.0% | $0.75 | — | *W EXP 10/31/202 | G0232J119 |
| — | EXPERIENCE INVT CORP | 333,332 | $243K | 0.0% | $0.67 | — | *W EXP 09/01/202 | 30217C117 |
| PAA | PLAINS ALL AMERN PIPELINE L | 44,625 | $236K | 0.0% | $24.40 | — | UNIT LTD PARTN | 726503105 |
| — | GIGCAPITAL2 INC | 765,000 | $236K | 0.0% | $0.28 | — | *W EXP 02/28/202 | 375036118 |
| — | WELLS FARGO MULTI SECTOR INC | 24,413 | $235K | 0.0% | $9.63 | — | COM | 94987D101 |
| — | NUVEEN AMT-FREE MUN VALUE FD | 14,922 | $234K | 0.0% | $15.68 | — | COM | 670695105 |
| — | LANDCADIA HLDGS II INC | 583,332 | $233K | 0.0% | $0.71 | — | *W EXP 05/09/202 | 51476X113 |
| — | PIVOTAL INVT CORP II | 333,332 | $233K | 0.0% | $1.07 | — | *W EXP 06/01/202 | 72582K118 |
| — | SOURCE CAP INC | 7,553 | $232K | 0.0% | $36.63 | — | COM | 836144105 |
| — | NUVEEN MICHIGAN QLT MUN INC | 17,247 | $231K | 0.0% | $12.75 | — | COM | 670979103 |
| — | NEW FRONTIER HEALTH CORP | 240,847 | $228K | 0.0% | $1.53 | — | *W EXP 11/30/202 | G6461G114 |
| — | PROPTECH ACQUISITION CORP | 325,000 | $228K | 0.0% | $0.70 | — | *W EXP 05/26/202 | 74349F119 |
| — | NUSTAR ENERGY LP | 26,485 | $228K | 0.0% | $35.72 | — | UNIT COM | 67058H102 |
| — | GAIN CAP HLDGS INC | 225,000 | $224K | 0.0% | $1.03 | — | NOTE 5.000% 8/1 | 36268WAF7 |
| — | BLACKROCK MULTI-SECTOR INC T | 18,446 | $223K | 0.0% | $12.09 | — | COM | 09258A107 |
| — | ARES DYNAMIC CR ALLOCATION F | 20,588 | $222K | 0.0% | $12.51 | — | COM | 04014F102 |
| — | BLACKROCK MUNIENHANCED FD IN | 20,835 | $222K | 0.0% | $10.66 | — | COM | 09253Y100 |
| — | ALLIANZGI EQUITY & CONV INCO | 11,861 | $221K | 0.0% | $18.63 | — | COM | 018829101 |
| — | ENABLE MIDSTREAM PARTNERS LP | 85,661 | $220K | 0.0% | $9.15 | — | COM UNIT RP IN | 292480100 |
| — | SPARTAN ENERGY ACQUISITION C | 434,999 | $217K | 0.0% | $0.97 | — | *W EXP 08/27/202 | 846784122 |
| — | GORES METROPOULOS INC | 166,666 | $217K | 0.0% | $1.40 | — | *W EXP 01/28/202 | 382872117 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 17,398 | $215K | 0.0% | $12.36 | — | COM | 09254G108 |
| — | NUVEEN NEW JERSEY QULT MUN F | 15,901 | $214K | 0.0% | $13.46 | — | COM | 67069Y102 |
| — | BLACKROCK CORE BD TR | 16,084 | $213K | 0.0% | $13.24 | — | SHS BEN INT | 09249E101 |
| PNBK | PATRIOT NATL BANCORP INC | 34,442 | $211K | 0.0% | $19.52 | -39.9% | COM NEW | 70336F203 |
| — | INVESCO PA VALUE MUN INC TR | 17,293 | $210K | 0.0% | $12.14 | — | COM | 46132K109 |
| — | BLACKROCK MUNI INCOME TR II | 15,583 | $208K | 0.0% | $13.35 | — | COM | 09249N101 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 15,359 | $204K | 0.0% | $12.32 | — | SH BEN INT | 09248L106 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 16,497 | $204K | 0.0% | $12.11 | — | COM | 24610V103 |
| — | GORDON POINTE ACQUISITION CO | 1,106,820 | $199K | 0.0% | $0.60 | — | *W EXP 07/30/202 | 382788115 |
| — | FLYING EAGLE ACQUISITION COR | 20,000 | $199K | 0.0% | $9.95 | — | UNIT 99/99/9999 | 34407Y202 |
| — | EATON VANCE LTD DUR INCOME F | 18,394 | $194K | 0.0% | $10.55 | — | COM | 27828H105 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 24,336 | $194K | 0.0% | $7.97 | — | COM | 46132R104 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 15,352 | $193K | 0.0% | $12.57 | — | COM | 09255C106 |
| — | EATON VANCE TX ADV GLBL DIV | 16,172 | $193K | 0.0% | $11.93 | — | COM | 27828S101 |
| — | CHURCHILL CAP CORP II | 116,666 | $192K | 0.0% | $1.50 | — | *W EXP 07/02/202 | 17143G114 |
| — | KKR INCOME OPPORTUNITIES FD | 17,892 | $191K | 0.0% | $10.68 | — | COM | 48249T106 |
| — | GREENVISION ACQUISITION CORP | 19,500 | $189K | 0.0% | $9.83 | — | COM | 39678G103 |
| — | MERIDA MERGER CORP I | 375,000 | $188K | 0.0% | $0.50 | — | *W EXP 11/07/202 | 58953M114 |
| — | NEBULA ACQUISITION CORP | 233,332 | $187K | 0.0% | $0.91 | — | *W EXP 03/12/202 | 629076118 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 13,818 | $184K | 0.0% | $13.32 | — | COM | 09254L107 |
| — | FIRST TR SR FLG RTE INCM FD | 19,264 | $183K | 0.0% | $11.39 | — | COM | 33733U108 |
| — | 1LIFE HEALTHCARE INC | 10,000 | $182K | 0.0% | $18.20 | — | COM | 68269G107 |
| XPHDX | PIONEER FLOATING RATE TR | 23,465 | $180K | 0.0% | $10.00 | — | COM | 72369J102 |
| — | APEX TECHNOLOGY ACQUISITION | 200,000 | $180K | 0.0% | $1.25 | — | *W EXP 09/18/202 | 03768F110 |
| — | GRAF INDL CORP | 1,782,000 | $178K | 0.0% | $0.40 | — | *W EXP 12/31/202 | 384278115 |
| — | PPD INC | 10,000 | $178K | 0.0% | $17.80 | — | COM | 69355F102 |
| — | ENLINK MIDSTREAM LLC | 159,607 | $176K | 0.0% | $4.97 | — | COM UNIT REP LTD | 29336T100 |
| — | BIOCERES CROP SOLUTIONS CORP | 1,249,900 | $175K | 0.0% | $0.27 | — | *W EXP 03/14/202 | G1117K106 |
| — | CIIG MERGER CORP | 250,000 | $175K | 0.0% | $0.70 | — | *W EXP 12/31/202 | 12559C111 |
| — | DTF TAX-FREE INCOME INC | 12,452 | $174K | 0.0% | $13.33 | — | COM | 23334J107 |
| — | BLACKROCK ENH CAP & INC FD I | 13,246 | $172K | 0.0% | $12.99 | — | COM | 09256A109 |
| — | RATTLER MIDSTREAM LP | 47,882 | $167K | 0.0% | $12.84 | — | COM UNITS | 75419T103 |
| — | NETFIN ACQUISITION CORP | 500,000 | $167K | 0.0% | $0.30 | — | *W EXP 08/01/202 | G6455A115 |
| — | WESTERN ASSET MUN PARTNERS F | 11,932 | $163K | 0.0% | $13.66 | — | COM | 95766P108 |
| — | NUVEEN REAL ASSET INCOME & G | 16,525 | $163K | 0.0% | $9.86 | — | COM | 67074Y105 |
| — | STABLE RD ACQUISITION CORP | 250,000 | $163K | 0.0% | $0.65 | — | *W EXP 05/15/202 | 85236Q117 |
| — | INVESCO MUNI INCOME OPP TRST | 23,600 | $162K | 0.0% | $6.86 | — | COM | 46132X101 |
| — | FAR PT ACQUISITION CORP | 299,999 | $162K | 0.0% | $1.39 | — | *W EXP 06/01/202 | 30734W117 |
| GEL | GENESIS ENERGY L P | 41,175 | $161K | 0.0% | $24.43 | — | UNIT LTD PARTN | 371927104 |
| — | COLLIER CREEK HOLDINGS | 116,666 | $157K | 0.0% | $1.20 | — | *W EXP 99/99/999 | G22707114 |
| — | INOVIO PHARMACEUTICALS INC | 21,020 | $156K | 0.0% | $7.42 | — | COM NEW | 45773H201 |
| MAPSW | SILVER SPIKE ACQUISITION COR | 400,000 | $156K | 0.0% | $0.43 | — | *W EXP 08/02/202 | G8136L114 |
| — | BLACKROCK RES & COMMODITIES | 30,895 | $156K | 0.0% | $5.05 | — | SHS | 09257A108 |
| — | DWS STRATEGIC MUN INCOME TR | 15,089 | $156K | 0.0% | $10.34 | — | COM | 23342Q101 |
| — | NUVEEN DOW 30 DYNAMIC OVERWR | 12,370 | $155K | 0.0% | $12.53 | — | SHS | 67075F105 |
| — | FRANKLIN LTD DURATION INCOME | 19,762 | $155K | 0.0% | $7.84 | — | COM | 35472T101 |
| — | BLACKROCK MUNIYIELD CALIF FD | 11,491 | $152K | 0.0% | $13.23 | — | COM | 09254M105 |
| — | DCP MIDSTREAM LP | 36,693 | $149K | 0.0% | $22.35 | — | COM UT LTD PTN | 23311P100 |
| — | DIVIDEND & INCOME FUND | 16,785 | $148K | 0.0% | $11.19 | — | COM NEW | 25538A204 |
| — | GLRY STR NW MDIA GRUP HLDG L | 1,850,000 | $148K | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |
| WES | WESTERN MIDSTREAM PARTNERS L | 45,454 | $147K | 0.0% | $17.41 | — | COM UNIT LP INT | 958669103 |
| — | BLACKROCK MUNIYLD MICH QLTY | 11,013 | $146K | 0.0% | $13.26 | — | COM | 09254V105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 13,754 | $145K | 0.0% | $10.54 | — | COM | 27828A100 |
| — | APOLLO TACTICAL INCOME FD IN | 12,008 | $136K | 0.0% | $11.33 | — | COM | 037638103 |
| — | EATON VANCE RISK MNGD DIV EQ | 16,227 | $135K | 0.0% | $8.32 | — | COM | 27829G106 |
| — | THL CR SR LN FD | 11,581 | $134K | 0.0% | $15.21 | — | COM | 87244R103 |
| — | BLACKROCK MUN INCOME INVT TR | 10,912 | $134K | 0.0% | $12.28 | — | SHS BEN INT | 09248H105 |
| — | WESTERN ASSET HGH YLD DFNDFD | 10,786 | $133K | 0.0% | $12.33 | — | COM | 95768B107 |
| — | SWISS HELVETIA FD INC | 18,876 | $131K | 0.0% | $8.35 | — | COM | 870875101 |
| — | BARINGS GLOBAL SHORT DURATIO | 11,558 | $129K | 0.0% | $11.16 | — | COM | 06760L100 |
| — | PUTNAM MUN OPPORTUNITIES TR | 10,727 | $128K | 0.0% | $11.93 | — | SH BEN INT | 746922103 |
| — | CALAMOS STRATEGIC TOTL RETN | 12,891 | $126K | 0.0% | $9.77 | — | COM SH BEN INT | 128125101 |
| — | ABERDEEN INCOME CR STRATEGIE | 16,991 | $125K | 0.0% | $7.36 | — | COM | 003057106 |
| — | NUVEEN REAL ESTATE INCOME FD | 18,176 | $123K | 0.0% | $6.77 | — | COM | 67071B108 |
| — | AMPLITUDE HLTHCRE AQUSTIN CO | 187,500 | $122K | 0.0% | $0.65 | — | *W EXP 12/01/202 | 03212A113 |
| — | BOULDER GROWTH & INCOME FD I | 13,120 | $121K | 0.0% | $9.22 | — | COM | 101507101 |
| — | BLACKSTONE GSO FLTING RTE FU | 10,349 | $121K | 0.0% | $11.69 | — | COM | 09256U105 |
| SNAXW | ANDINA ACQUISITION CORP III | 1,200,000 | $120K | 0.0% | $0.21 | — | *W EXP 07/31/202 | G04415124 |
| — | TUSCAN HLDGS CORP II | 475,000 | $119K | 0.0% | $0.55 | — | *W EXP 99/99/999 | 90070A111 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 27,758 | $118K | 0.0% | $4.25 | — | COM SH BEN INT | 00302L108 |
| MMLP | MARTIN MIDSTREAM PRTNRS L P | 106,076 | $117K | 0.0% | $9.69 | — | UNIT L P INT | 573331105 |
| — | CRESTWOOD EQUITY PARTNERS LP | 26,790 | $113K | 0.0% | $21.28 | — | UNIT LTD PARTNER | 226344208 |
| — | IVY HIGH INCOME OPPORTUNITIE | 10,598 | $110K | 0.0% | $10.38 | — | COM | 465893105 |
| — | LEISURE ACQUISITION CORP | 625,000 | $106K | 0.0% | $0.75 | — | *W EXP 12/05/201 | 52539T115 |
| — | ROYCE MICRO-CAP TR INC | 18,912 | $105K | 0.0% | $5.55 | — | COM | 780915104 |
| — | ACCEL ENTERTAINMENT INC | 66,666 | $100K | 0.0% | $2.96 | — | *W EXP 11/20/202 | 00436Q114 |
| — | WESTERN ASSET MUN HIGH INCOM | 14,153 | $100K | 0.0% | $7.07 | — | COM | 95766N103 |
| — | NUVEEN MUN VALUE FD INC | 10,251 | $100K | 0.0% | $9.76 | — | COM | 670928100 |
| — | FIRST TR SR FLOATING RATE 20 | 12,744 | $93,000 | 0.0% | $7.30 | — | COM SHS | 33740K101 |
| — | TIVO CORP | 12,971 | $92,000 | 0.0% | $8.48 | — | COM | 88870P106 |
| — | ARYA SCIENCES ACQUISITION CO | 50,000 | $92,000 | 0.0% | $1.60 | — | *W EXP 10/10/202 | G3165V125 |
| — | VOYA GLBL ADV & PREM OPP FD | 11,598 | $89,000 | 0.0% | $7.67 | — | COM | 92912R104 |
| NESRW | NATIONAL ENERGY SERVICES REU | 259,500 | $86,000 | 0.0% | $0.55 | — | *W EXP 05/05/202 | G6375R115 |
| XPHTX | PIONEER HIGH INCOME TR | 13,308 | $85,000 | 0.0% | $6.39 | — | COM | 72369H106 |
| — | CBRE CLARION GLOBAL REAL EST | 15,966 | $84,000 | 0.0% | $5.26 | — | COM | 12504G100 |
| — | WESTERN ASSET GLOBAL HIGH IN | 10,989 | $82,000 | 0.0% | $7.46 | — | COM | 95766B109 |
| SHPSQ | GALILEO ACQUISITION CORP | 325,000 | $81,000 | 0.0% | $0.48 | — | *W EXP 10/31/202 | G3770A110 |
| — | BLACKROCK ENERGY & RES TR | 12,334 | $78,000 | 0.0% | $6.32 | — | COM | 09250U101 |
| — | NUVEEN DIVERSIFIED DIVID & I | 10,947 | $77,000 | 0.0% | $7.03 | — | COM | 6706EP105 |
| — | OAKTREE ACQUISITION CORP | 66,666 | $69,000 | 0.0% | $0.86 | — | *W EXP 99/99/999 | G67145113 |
| — | HIGHLAND GLOBAL ALLOCATION F | 14,534 | $63,000 | 0.0% | $4.33 | — | COM | 43010T104 |
| — | MADISON COVERED CALL & EQUIT | 11,560 | $58,000 | 0.0% | $6.30 | — | COM | 557437100 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 93,600 | $57,000 | 0.0% | $9.33 | — | COM UNIT LTD | 866142102 |
| — | ALLEGRO MERGER CORP | 900,000 | $54,000 | 0.0% | $0.35 | — | *W EXP 01/06/202 | 01749N111 |
| — | AKAZOO SA | 147,836 | $48,000 | 0.0% | $0.77 | — | *W EXP 09/11/202 | L0164E116 |
| — | GORES HLDGS IV INC | 50,000 | $46,000 | 0.0% | $0.92 | — | *W EXP 01/22/202 | 382865111 |
| AGLWQ | LIV CAP ACQUISITION CORP | 160,000 | $41,000 | 0.0% | $0.26 | — | *W EXP 12/13/202 | G5510C116 |
| — | TARGET HOSPITALITY CORP | 266,666 | $40,000 | 0.0% | $0.69 | — | *W EXP 03/15/202 | 87615L115 |
| — | GREENVISION ACQUISITION CORP | 170,000 | $39,000 | 0.0% | $0.18 | — | RIGHT 06/01/2021 | 39678G129 |
| — | LGL SYS ACQUISITION CORP | 57,500 | $35,000 | 0.0% | $0.61 | — | *W EXP 11/12/202 | 50201G114 |
| — | KBL MERGER CORP IV | 500,000 | $35,000 | 0.0% | $0.17 | — | *W EXP 01/15/202 | 48242A112 |
| — | DASEKE INC | 378,003 | $34,000 | 0.0% | $1.12 | — | *W EXP 02/27/202 | 23753F115 |
| — | FALCON MINERALS CORP | 222,879 | $33,000 | 0.0% | $1.72 | — | *W EXP 07/21/202 | 30607B208 |
| — | EAST STONE ACQUISITION CORP | 275,000 | $33,000 | 0.0% | $0.12 | — | RIGHT 12/31/2026 | G2911D132 |
| — | CONYERS PK II ACQUISITION CO | 18,750 | $27,000 | 0.0% | $2.03 | — | *W EXP 07/18/202 | 212896112 |
| — | BIG ROCK PARTNERS ACQUISI CO | 200,000 | $26,000 | 0.0% | $0.37 | — | RIGHT 12/01/2022 | 089482129 |
| — | TENZING ACQUISITION CORP | 250,000 | $23,000 | 0.0% | $0.33 | — | *W EXP 02/23/202 | G8708A108 |
| — | GREENVISION ACQUISITION CORP | 170,000 | $23,000 | 0.0% | $0.14 | — | *W EXP 10/28/202 | 39678G111 |
| — | INFRA AND ENERGY ALTRNTIVE I | 343,006 | $21,000 | 0.0% | $0.95 | — | *W EXP 05/20/202 | 45686J112 |
| — | PROFICIENT ALPHA ACQUSTN COR | 400,000 | $20,000 | 0.0% | $0.14 | — | *W EXP 04/30/202 | 74317H113 |
| — | EAST STONE ACQUISITION CORP | 275,000 | $19,000 | 0.0% | $0.07 | — | *W EXP 12/31/202 | G2911D116 |
| — | LONGEVITY ACQUISITION CORP | 125,000 | $19,000 | 0.0% | $0.40 | — | RIGHT 07/31/2020 | G56372124 |
| — | OPES ACQUISITION CORP | 250,000 | $17,000 | 0.0% | $0.14 | — | *W EXP 03/13/202 | 68373P118 |
| — | NESCO HLDGS INC | 83,328 | $15,000 | 0.0% | $0.86 | — | *W EXP 01/01/202 | 64083J112 |
| — | LONGEVITY ACQUISITION CORP | 125,000 | $14,000 | 0.0% | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | HL ACQUISITIONS CORP | 270,000 | $14,000 | 0.0% | $0.36 | — | *W EXP 06/21/202 | G4603R122 |
| — | PENSARE ACQUISITION CORP | 250,000 | $13,000 | 0.0% | $0.50 | — | *W EXP 07/27/202 | 70957E113 |
| — | PHUNWARE INC | 58,632 | $7,000 | 0.0% | $0.29 | — | *W EXP 12/26/202 | 71948P118 |
| — | ROSEHILL RES INC | 244,800 | $7,000 | 0.0% | $1.09 | — | *W EXP 04/27/202 | 777385113 |
| — | BIG ROCK PARTNERS ACQUISI CO | 100,000 | $6,000 | 0.0% | $0.40 | — | *W EXP 12/01/202 | 089482111 |