Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 3, 2022

Total Value ($000): $133,340 (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 56.3%

Value ($000) $75,119 Shares 61,801 Est. Cost $1325.00 Unrealized —

— BK OF AMERICA CORP 17.6%

Value ($000) $23,515 Shares 19,523 Est. Cost $1312.49 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 8.3%

Value ($000) $11,041 Shares 894,695 Est. Cost $13.48 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.6%

Value ($000) $10,194 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.9%

Value ($000) $7,875 Shares 723,135 Est. Cost $12.98 Unrealized —

PFF ISHARES TR 3.9%

Value ($000) $5,144 Shares 156,436 Est. Cost $34.61 Unrealized —

AGG ISHARES TR 0.3%

Value ($000) $452 Shares 4,444 Est. Cost $108.65 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	61,801	$75,119	56.3%	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	19,523	$23,515	17.6%	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	894,695	$11,041	8.3%	$13.48	—	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10,194	7.6%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7,875	5.9%	$12.98	—	COM	092508100
PFF	ISHARES TR	156,436	$5,144	3.9%	$34.61	—	PFD AND INCM SEC	464288687
AGG	ISHARES TR	4,444	$452	0.3%	$108.65	—	CORE US AGGBD ET	464287226