Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 3, 2022

Total Value: $133M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 56.3%

Value $75.12M Shares 61,801 Share Price $1215.50 Est. Cost/Share $1325.00 Unrealized @ Report Date —

— BK OF AMERICA CORP 17.6%

Value $23.52M Shares 19,523 Share Price $1204.48 Est. Cost/Share $1312.49 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 8.3%

Value $11.04M Shares 894,695 Share Price $12.34 Est. Cost/Share $13.56 Unrealized @ Report Date -9.0%

— HANCOCK JOHN PFD INCOME FD I 7.6%

Value $10.19M Shares 646,421 Share Price $15.77 Est. Cost/Share $18.21 Unrealized @ Report Date —

— BLACKROCK CR ALLOCATION INCO 5.9%

Value $7.875M Shares 723,135 Share Price $10.89 Est. Cost/Share $12.98 Unrealized @ Report Date —

PFF ISHARES TR 3.9%

Value $5.144M Shares 156,436 Share Price $32.88 Est. Cost/Share $34.09 Unrealized @ Report Date -3.6%

AGG ISHARES TR 0.3%

Value $452K Shares 4,444 Share Price $101.71 Est. Cost/Share $111.15 Unrealized @ Report Date -8.5%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	WELLS FARGO CO NEW	61,801	$75.12M	56.3%	$1215.50	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	19,523	$23.52M	17.6%	$1204.48	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	894,695	$11.04M	8.3%	$12.34	$13.56	-9.0%	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10.19M	7.6%	$15.77	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.875M	5.9%	$10.89	$12.98	—	COM	092508100
PFF	ISHARES TR	156,436	$5.144M	3.9%	$32.88	$34.09	-3.6%	PFD AND INCM SEC	464288687
AGG	ISHARES TR	4,444	$452K	0.3%	$101.71	$111.15	-8.5%	CORE US AGGBD ET	464287226