Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2022 (← Previous) (Next →)

Filing Date: Aug 3, 2022

Total Value: $133M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 56.3%

Value $75.12M Shares 61,801 Est. Cost $1325.00 Unrealized —

— BK OF AMERICA CORP 17.6%

Value $23.52M Shares 19,523 Est. Cost $1312.49 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 8.3%

Value $11.04M Shares 894,695 Est. Cost $13.48 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.6%

Value $10.19M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.9%

Value $7.875M Shares 723,135 Est. Cost $12.98 Unrealized —

PFF ISHARES TR 3.9%

Value $5.144M Shares 156,436 Est. Cost $34.61 Unrealized —

AGG ISHARES TR 0.3%

Value $452K Shares 4,444 Est. Cost $108.65 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	61,801	$75.12M	56.3%	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	19,523	$23.52M	17.6%	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	894,695	$11.04M	8.3%	$13.48	—	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10.19M	7.6%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.875M	5.9%	$12.98	—	COM	092508100
PFF	ISHARES TR	156,436	$5.144M	3.9%	$34.61	—	PFD AND INCM SEC	464288687
AGG	ISHARES TR	4,444	$452K	0.3%	$108.65	—	CORE US AGGBD ET	464287226