Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 2, 2022

Total Value ($000): $124,715 (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 58.5%

Value ($000) $72,903 Shares 60,551 Est. Cost $1325.00 Unrealized —

— BK OF AMERICA CORP 16.8%

Value ($000) $20,993 Shares 17,897 Est. Cost $1312.49 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 9.5%

Value ($000) $11,823 Shares 995,214 Est. Cost $13.32 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.8%

Value ($000) $9,690 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.5%

Value ($000) $6,899 Shares 723,135 Est. Cost $12.98 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 1.4%

Value ($000) $1,702 Shares 77,708 Est. Cost $21.90 Unrealized —

PFF ISHARES TR 0.6%

Value ($000) $705 Shares 22,245 Est. Cost $34.61 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	60,551	$72,903	58.5%	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	17,897	$20,993	16.8%	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	995,214	$11,823	9.5%	$13.32	—	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9,690	7.8%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$6,899	5.5%	$12.98	—	COM	092508100
VRP	INVESCO EXCH TRADED FD TR II	77,708	$1,702	1.4%	$21.90	—	VAR RATE PFD	46138G870
PFF	ISHARES TR	22,245	$705	0.6%	$34.61	—	PFD AND INCM SEC	464288687