Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 2, 2022

Total Value: $125M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 58.5%

Value $72.9M Shares 60,551 Est. Cost $1325.00 Unrealized —

— BK OF AMERICA CORP 16.8%

Value $20.99M Shares 17,897 Est. Cost $1312.49 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 9.5%

Value $11.82M Shares 995,214 Est. Cost $13.32 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.8%

Value $9.69M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.5%

Value $6.899M Shares 723,135 Est. Cost $12.98 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 1.4%

Value $1.702M Shares 77,708 Est. Cost $21.90 Unrealized —

PFF ISHARES TR 0.6%

Value $705K Shares 22,245 Est. Cost $34.61 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	60,551	$72.9M	58.5%	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	17,897	$20.99M	16.8%	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	995,214	$11.82M	9.5%	$13.32	—	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.69M	7.8%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$6.899M	5.5%	$12.98	—	COM	092508100
VRP	INVESCO EXCH TRADED FD TR II	77,708	$1.702M	1.4%	$21.90	—	VAR RATE PFD	46138G870
PFF	ISHARES TR	22,245	$705K	0.6%	$34.61	—	PFD AND INCM SEC	464288687