Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q3 2022 (← Previous) (Next →)

Filing Date: Nov 2, 2022

Total Value: $125M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 58.5%

Value $72.9M Shares 60,551 Share Price $1203.99 Est. Cost/Share $1325.00 Unrealized @ Report Date —

— BK OF AMERICA CORP 16.8%

Value $20.99M Shares 17,897 Share Price $1172.99 Est. Cost/Share $1312.49 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 9.5%

Value $11.82M Shares 995,214 Share Price $11.88 Est. Cost/Share $13.47 Unrealized @ Report Date -11.8%

— HANCOCK JOHN PFD INCOME FD I 7.8%

Value $9.69M Shares 646,421 Share Price $14.99 Est. Cost/Share $18.21 Unrealized @ Report Date —

— BLACKROCK CR ALLOCATION INCO 5.5%

Value $6.899M Shares 723,135 Share Price $9.54 Est. Cost/Share $12.98 Unrealized @ Report Date —

VRP INVESCO EXCH TRADED FD TR II 1.4%

Value $1.702M Shares 77,708 Share Price $21.90 Est. Cost/Share $22.86 Unrealized @ Report Date -4.2%

PFF ISHARES TR 0.6%

Value $705K Shares 22,245 Share Price $31.69 Est. Cost/Share $34.09 Unrealized @ Report Date -7.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	WELLS FARGO CO NEW	60,551	$72.9M	58.5%	$1203.99	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	17,897	$20.99M	16.8%	$1172.99	$1312.49	—	7.25%CNV PFD L	060505682
PGX	INVESCO EXCH TRADED FD TR II	995,214	$11.82M	9.5%	$11.88	$13.47	-11.8%	PFD ETF	46138E511
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.69M	7.8%	$14.99	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$6.899M	5.5%	$9.54	$12.98	—	COM	092508100
VRP	INVESCO EXCH TRADED FD TR II	77,708	$1.702M	1.4%	$21.90	$22.86	-4.2%	VAR RATE PFD	46138G870
PFF	ISHARES TR	22,245	$705K	0.6%	$31.69	$34.09	-7.1%	PFD AND INCM SEC	464288687