Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2022 (← Previous) (Next →)

Filing Date: May 9, 2022

Total Value: $163M (100.0% shares, 0.0% debt)

Holdings (8)

— WELLS FARGO CO NEW 55.4%

Value $90.09M Shares 67,990 Est. Cost $1325.00 Unrealized —

— BK OF AMERICA CORP 16.0%

Value $26.07M Shares 19,860 Est. Cost $1312.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.1%

Value $11.61M Shares 646,421 Est. Cost $18.21 Unrealized —

AGG ISHARES TR 6.7%

Value $10.9M Shares 101,801 Est. Cost $108.65 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.6%

Value $9.083M Shares 723,135 Est. Cost $12.98 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 5.1%

Value $8.342M Shares 614,746 Est. Cost $14.00 Unrealized —

PFF ISHARES TR 3.8%

Value $6.17M Shares 169,403 Est. Cost $34.61 Unrealized —

LQD ISHARES TR 0.2%

Value $355K Shares 2,933 Est. Cost $121.04 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	67,990	$90.09M	55.4%	$1325.00	—	PERP PFD CNV A	949746804
—	BK OF AMERICA CORP	19,860	$26.07M	16.0%	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$11.61M	7.1%	$18.21	—	COM	41021P103
AGG	ISHARES TR	101,801	$10.9M	6.7%	$108.65	—	CORE US AGGBD ET	464287226
—	BLACKROCK CR ALLOCATION INCO	723,135	$9.083M	5.6%	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	614,746	$8.342M	5.1%	$14.00	—	PFD ETF	46138E511
PFF	ISHARES TR	169,403	$6.17M	3.8%	$34.61	—	PFD AND INCM SEC	464288687
LQD	ISHARES TR	2,933	$355K	0.2%	$121.04	—	IBOXX INV CP ETF	464287242