Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q4 2022 (← Previous) (Next →)

Filing Date: Feb 9, 2023

Total Value ($000): $139,120 (100.0% shares, 0.0% debt)

Holdings (6)

— WELLS FARGO CO NEW 45.0%

Value ($000) $62,664 Shares 52,881 Est. Cost $1325.00 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 18.4%

Value ($000) $25,663 Shares 2,295,453 Est. Cost $12.11 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 14.6%

Value ($000) $20,265 Shares 905,108 Est. Cost $22.35 Unrealized —

— BK OF AMERICA CORP 10.0%

Value ($000) $13,896 Shares 11,979 Est. Cost $1312.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 6.7%

Value ($000) $9,328 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.2%

Value ($000) $7,304 Shares 723,135 Est. Cost $12.98 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	52,881	$62,664	45.0%	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,295,453	$25,663	18.4%	$12.11	—	PFD ETF	46138E511
VRP	INVESCO EXCH TRADED FD TR II	905,108	$20,265	14.6%	$22.35	—	VAR RATE PFD	46138G870
—	BK OF AMERICA CORP	11,979	$13,896	10.0%	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9,328	6.7%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7,304	5.2%	$12.98	—	COM	092508100