Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 9, 2023

Total Value: $129M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 44.0%

Value $56.8M Shares 48,293 Share Price $1176.25 Est. Cost/Share $1325.00 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 23.1%

Value $29.86M Shares 2,600,964 Share Price $11.48 Est. Cost/Share $12.34 Unrealized @ Report Date -7.0%

— BANK AMERICA CORP 10.8%

Value $13.99M Shares 11,979 Share Price $1167.76 Est. Cost/Share $1312.49 Unrealized @ Report Date —

— HANCOCK JOHN PFD INCOME FD I 7.3%

Value $9.457M Shares 646,421 Share Price $14.63 Est. Cost/Share $18.21 Unrealized @ Report Date —

VRP INVESCO EXCH TRADED FD TR II 7.3%

Value $9.415M Shares 425,058 Share Price $22.15 Est. Cost/Share $22.26 Unrealized @ Report Date -0.5%

— BLACKROCK CR ALLOCATION INCO 5.8%

Value $7.441M Shares 723,135 Share Price $10.29 Est. Cost/Share $12.98 Unrealized @ Report Date —

PFF ISHARES TR 1.7%

Value $2.191M Shares 70,185 Share Price $31.22 Est. Cost/Share $32.12 Unrealized @ Report Date -2.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	WELLS FARGO CO NEW	48,293	$56.8M	44.0%	$1176.25	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,600,964	$29.86M	23.1%	$11.48	$12.34	-7.0%	PFD ETF	46138E511
—	BANK AMERICA CORP	11,979	$13.99M	10.8%	$1167.76	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.457M	7.3%	$14.63	$18.21	—	COM	41021P103
VRP	INVESCO EXCH TRADED FD TR II	425,058	$9.415M	7.3%	$22.15	$22.26	-0.5%	VAR RATE PFD	46138G870
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.441M	5.8%	$10.29	$12.98	—	COM	092508100
PFF	ISHARES TR	70,185	$2.191M	1.7%	$31.22	$32.12	-2.8%	PFD AND INCM SEC	464288687