Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2023 (← Previous) (Next →)

Filing Date: May 9, 2023

Total Value: $129M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 44.0%

Value $56.8M Shares 48,293 Est. Cost $1325.00 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 23.1%

Value $29.86M Shares 2,600,964 Est. Cost $12.03 Unrealized —

— BANK AMERICA CORP 10.8%

Value $13.99M Shares 11,979 Est. Cost $1312.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.3%

Value $9.457M Shares 646,421 Est. Cost $18.21 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 7.3%

Value $9.415M Shares 425,058 Est. Cost $22.35 Unrealized —

— BLACKROCK CR ALLOCATION INCO 5.8%

Value $7.441M Shares 723,135 Est. Cost $12.98 Unrealized —

PFF ISHARES TR 1.7%

Value $2.191M Shares 70,185 Est. Cost $31.22 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	48,293	$56.8M	44.0%	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,600,964	$29.86M	23.1%	$12.03	—	PFD ETF	46138E511
—	BANK AMERICA CORP	11,979	$13.99M	10.8%	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.457M	7.3%	$18.21	—	COM	41021P103
VRP	INVESCO EXCH TRADED FD TR II	425,058	$9.415M	7.3%	$22.35	—	VAR RATE PFD	46138G870
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.441M	5.8%	$12.98	—	COM	092508100
PFF	ISHARES TR	70,185	$2.191M	1.7%	$31.22	—	PFD AND INCM SEC	464288687