Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 7, 2023

Total Value: $121M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 43.8%

Value $53.04M Shares 46,041 Share Price $1152.00 Est. Cost/Share $1325.00 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 23.9%

Value $28.96M Shares 2,547,224 Share Price $11.37 Est. Cost/Share $12.34 Unrealized @ Report Date -7.9%

— BANK AMERICA CORP 11.2%

Value $13.55M Shares 11,562 Share Price $1171.82 Est. Cost/Share $1312.49 Unrealized @ Report Date —

— HANCOCK JOHN PFD INCOME FD I 7.5%

Value $9.056M Shares 646,421 Share Price $14.01 Est. Cost/Share $18.21 Unrealized @ Report Date —

— BLACKROCK CR ALLOCATION INCO 6.1%

Value $7.34M Shares 723,135 Share Price $10.15 Est. Cost/Share $12.98 Unrealized @ Report Date —

PFF ISHARES TR 5.1%

Value $6.168M Shares 199,412 Share Price $30.93 Est. Cost/Share $31.13 Unrealized @ Report Date -0.6%

VRP INVESCO EXCH TRADED FD TR II 2.5%

Value $3.022M Shares 135,809 Share Price $22.25 Est. Cost/Share $22.26 Unrealized @ Report Date -0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	WELLS FARGO CO NEW	46,041	$53.04M	43.8%	$1152.00	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,547,224	$28.96M	23.9%	$11.37	$12.34	-7.9%	PFD ETF	46138E511
—	BANK AMERICA CORP	11,562	$13.55M	11.2%	$1171.82	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.056M	7.5%	$14.01	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.34M	6.1%	$10.15	$12.98	—	COM	092508100
PFF	ISHARES TR	199,412	$6.168M	5.1%	$30.93	$31.13	-0.6%	PFD AND INCM SEC	464288687
VRP	INVESCO EXCH TRADED FD TR II	135,809	$3.022M	2.5%	$22.25	$22.26	-0.0%	VAR RATE PFD	46138G870