Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2023 (← Previous) (Next →)

Filing Date: Aug 7, 2023

Total Value: $121M (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 43.8%

Value $53.04M Shares 46,041 Est. Cost $1325.00 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 23.9%

Value $28.96M Shares 2,547,224 Est. Cost $12.03 Unrealized —

— BANK AMERICA CORP 11.2%

Value $13.55M Shares 11,562 Est. Cost $1312.49 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 7.5%

Value $9.056M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 6.1%

Value $7.34M Shares 723,135 Est. Cost $12.98 Unrealized —

PFF ISHARES TR 5.1%

Value $6.168M Shares 199,412 Est. Cost $31.03 Unrealized —

VRP INVESCO EXCH TRADED FD TR II 2.5%

Value $3.022M Shares 135,809 Est. Cost $22.35 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	46,041	$53.04M	43.8%	$1325.00	—	PERP PFD CNV A	949746804
PGX	INVESCO EXCH TRADED FD TR II	2,547,224	$28.96M	23.9%	$12.03	—	PFD ETF	46138E511
—	BANK AMERICA CORP	11,562	$13.55M	11.2%	$1312.49	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$9.056M	7.5%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$7.34M	6.1%	$12.98	—	COM	092508100
PFF	ISHARES TR	199,412	$6.168M	5.1%	$31.03	—	PFD AND INCM SEC	464288687
VRP	INVESCO EXCH TRADED FD TR II	135,809	$3.022M	2.5%	$22.35	—	VAR RATE PFD	46138G870