Richmond Brothers, Inc. Long-Term Concentrated

CIK: 0001540462 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Nov 3, 2023

Total Value ($000): $53,243 (100.0% shares, 0.0% debt)

Holdings (24)

QQQ INVESCO QQQ TR 31.4%

Value ($000) $16,718 Shares 46,638 Est. Cost $397.87 Unrealized —

MDXG MIMEDX GROUP INC 20.3%

Value ($000) $10,799 Shares 1,481,332 Est. Cost $6.94 Unrealized +7.3%

AAPL APPLE INC 11.1%

Value ($000) $5,890 Shares 34,395 Est. Cost $154.71 Unrealized +17.2%

BRK/B BERKSHIRE HATHAWAY INC DEL 10.2%

Value ($000) $5,409 Shares 15,440 Est. Cost $287.16 Unrealized +23.5%

— GUGGENHEIM STRATEGIC OPPORTU 7.2%

Value ($000) $3,856 Shares 260,700 Est. Cost $16.44 Unrealized —

MSFT MICROSOFT CORP 3.1%

Value ($000) $1,658 Shares 5,247 Est. Cost $313.41 Unrealized +3.6%

ARKK ARK ETF TR 2.9%

Value ($000) $1,529 Shares 38,540 Est. Cost $78.12 Unrealized —

IBB ISHARES TR 2.7%

Value ($000) $1,421 Shares 11,616 Est. Cost $151.86 Unrealized —

IRD OCUPHIRE PHARMA INC 2.3%

Value ($000) $1,233 Shares 368,003 Est. Cost $2.95 Unrealized +36.0%

RMTI ROCKWELL MED INC 1.6%

Value ($000) $854 Shares 410,352 Est. Cost $2.65 Unrealized +14.7%

— NUVEEN AMT FREE MUN CR INC F 1.1%

Value ($000) $591 Shares 57,336 Est. Cost $17.64 Unrealized —

AMZN AMAZON COM INC 0.9%

Value ($000) $490 Shares 3,855 Est. Cost $127.40 Unrealized +5.2%

IVV ISHARES TR 0.7%

Value ($000) $395 Shares 919 Est. Cost $474.98 Unrealized —

MCD MCDONALDS CORP 0.6%

Value ($000) $339 Shares 1,287 Est. Cost $229.60 Unrealized +17.4%

AIRI AIR INDS GROUP 0.6%

Value ($000) $320 Shares 111,319 Est. Cost $5.39 Unrealized -41.1%

— APPLIED THERAPEUTICS INC 0.6%

Value ($000) $308 Shares 123,654 Est. Cost $2.49 Unrealized —

— AXONICS INC 0.5%

Value ($000) $267 Shares 4,749 Est. Cost $56.12 Unrealized —

GOOG ALPHABET INC 0.5%

Value ($000) $261 Shares 1,980 Est. Cost $112.54 Unrealized +14.7%

PG PROCTER AND GAMBLE CO 0.4%

Value ($000) $226 Shares 1,549 Est. Cost $134.13 Unrealized +7.4%

JNJ JOHNSON & JOHNSON 0.4%

Value ($000) $210 Shares 1,349 Est. Cost $145.09 Unrealized +5.6%

VZ VERIZON COMMUNICATIONS INC 0.4%

Value ($000) $206 Shares 6,342 Est. Cost $40.39 Unrealized -28.2%

— ONCTERNAL THERAPEUTICS INC 0.3%

Value ($000) $148 Shares 494,042 Est. Cost $0.36 Unrealized —

HRTX HERON THERAPEUTICS INC 0.2%

Value ($000) $106 Shares 103,009 Est. Cost $1.57 Unrealized -9.4%

— CHARGE ENTERPRISES INC 0.0%

Value ($000) $10 Shares 20,000 Est. Cost $0.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
QQQ	INVESCO QQQ TR	46,638	$16,718	31.4%	$397.87	—	UNIT SER 1	46090E103
MDXG	MIMEDX GROUP INC	1,481,332	$10,799	20.3%	$6.94	+7.3%	COM	602496101
AAPL	APPLE INC	34,395	$5,890	11.1%	$154.71	+17.2%	COM	037833100
BRK/B	BERKSHIRE HATHAWAY INC DEL	15,440	$5,409	10.2%	$287.16	+23.5%	CL B NEW	084670702
—	GUGGENHEIM STRATEGIC OPPORTU	260,700	$3,856	7.2%	$16.44	—	COM SBI	40167F101
MSFT	MICROSOFT CORP	5,247	$1,658	3.1%	$313.41	+3.6%	COM	594918104
ARKK	ARK ETF TR	38,540	$1,529	2.9%	$78.12	—	INNOVATION ETF	00214Q104
IBB	ISHARES TR	11,616	$1,421	2.7%	$151.86	—	ISHARES BIOTECH	464287556
IRD	OCUPHIRE PHARMA INC	368,003	$1,233	2.3%	$2.95	+36.0%	COM	67577R102
RMTI	ROCKWELL MED INC	410,352	$854	1.6%	$2.65	+14.7%	COM NEW	774374300
—	NUVEEN AMT FREE MUN CR INC F	57,336	$591	1.1%	$17.64	—	COM	67071L106
AMZN	AMAZON COM INC	3,855	$490	0.9%	$127.40	+5.2%	COM	023135106
IVV	ISHARES TR	919	$395	0.7%	$474.98	—	CORE S&P500 ETF	464287200
MCD	MCDONALDS CORP	1,287	$339	0.6%	$229.60	+17.4%	COM	580135101
AIRI	AIR INDS GROUP	111,319	$320	0.6%	$5.39	-41.1%	COM	00912N403
—	APPLIED THERAPEUTICS INC	123,654	$308	0.6%	$2.49	—	COM	03828A101
—	AXONICS INC	4,749	$267	0.5%	$56.12	—	COM	05465P101
GOOG	ALPHABET INC	1,980	$261	0.5%	$112.54	+14.7%	CAP STK CL C	02079K107
PG	PROCTER AND GAMBLE CO	1,549	$226	0.4%	$134.13	+7.4%	COM	742718109
JNJ	JOHNSON & JOHNSON	1,349	$210	0.4%	$145.09	+5.6%	COM	478160104
VZ	VERIZON COMMUNICATIONS INC	6,342	$206	0.4%	$40.39	-28.2%	COM	92343V104
—	ONCTERNAL THERAPEUTICS INC	494,042	$148	0.3%	$0.36	—	COM	68236P107
HRTX	HERON THERAPEUTICS INC	103,009	$106	0.2%	$1.57	-9.4%	COM	427746102
—	CHARGE ENTERPRISES INC	20,000	$10	0.0%	$0.50	—	COM	159610104