Location: New York, NY
CIK: 0000061227 · Show all filings
Period: Q1 2025 (← Previous) (Next →)
Filing Date: Apr 29, 2025
Total Value: $3.11B (26.5% shares, 73.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LANTHEUS HLDGS INC | 56,019,000 | $79.18M | 2.5% | $1.41 | $1.13 | — | NOTE 2.625%12/1 | 516544AB9 |
| — | NRG ENERGY INC | 33,232,000 | $77.44M | 2.5% | $2.33 | $1.13 | — | DBCV 2.750% 6/0 | 629377CG5 |
| — | POST HLDGS INC | 58,749,000 | $70.16M | 2.3% | $1.19 | $1.03 | — | NOTE 2.500% 8/1 | 737446AT1 |
| — | TETRA TECH INC NEW | 64,710,000 | $66.9M | 2.2% | $1.03 | $1.31 | — | DBCV 2.250% 8/1 | 88162GAB9 |
| — | PG&E CORP | 60,916,000 | $64.5M | 2.1% | $1.06 | $1.09 | — | NOTE 4.250%12/0 | 69331CAL2 |
| — | NICE LTD | 58,959,000 | $57.65M | 1.9% | $0.98 | $1.17 | — | NOTE 9/1 | 653656AB4 |
| — | HALOZYME THERAPEUTICS INC | 43,853,000 | $56.18M | 1.8% | $1.28 | $0.94 | — | NOTE 1.000% 8/1 | 40637HAF6 |
| — | NUTANIX INC | 41,012,000 | $54.75M | 1.8% | $1.33 | $1.21 | — | NOTE 0.250%10/0 | 67059NAH1 |
| — | APOLLO GLOBAL MGMT INC | 728,825 | $53.57M | 1.7% | $73.50 | $54.97 | — | SER A MAND CNV | 03769M304 |
| — | UBER TECHNOLOGIES INC | 43,373,000 | $52.98M | 1.7% | $1.22 | $1.12 | — | NOTE 0.875%12/0 | 90353TAM2 |
| — | BIOMARIN PHARMACEUTICAL INC | 54,930,000 | $51.84M | 1.7% | $0.94 | $1.02 | — | NOTE 1.250% 5/1 | 09061GAK7 |
| — | NEXTERA ENERGY INC | 1,212,815 | $49.58M | 1.6% | $40.88 | $42.48 | — | UNIT 09/01/2025 | 65339F713 |
| — | ON SEMICONDUCTOR CORP | 56,011,000 | $48.43M | 1.6% | $0.86 | $0.99 | — | NOTE 0.500% 3/0 | 682189AU9 |
| — | CHEFS WHSE INC | 34,785,000 | $48.39M | 1.6% | $1.39 | $1.01 | — | NOTE 2.375%12/1 | 163086AE1 |
| — | FORD MTR CO | 48,041,000 | $47.14M | 1.5% | $0.98 | $1.15 | — | NOTE 3/1 | 345370CZ1 |
| — | ADVANCED ENERGY INDS | 45,624,000 | $46.84M | 1.5% | $1.03 | $1.05 | — | NOTE 2.500% 9/1 | 007973AE0 |
| — | MIRUM PHARMACEUTICALS INC | 27,958,000 | $45.47M | 1.5% | $1.63 | $1.35 | — | NOTE 4.000% 5/0 | 604749AB7 |
| — | NUVEEN AMT FREE QLTY MUN INC | 4,002,639 | $44.83M | 1.4% | $11.20 | $12.14 | — | COM | 670657105 |
| — | NCL CORP LTD | 45,148,000 | $43.93M | 1.4% | $0.97 | $0.93 | — | NOTE 1.125% 2/1 | 62886HBD2 |
| — | AKAMAI TECHNOLOGIES INC | 44,185,000 | $43.16M | 1.4% | $0.98 | $1.10 | — | NOTE 0.375% 9/0 | 00971TAL5 |
| — | CABLE ONE INC | 53,680,000 | $42.74M | 1.4% | $0.80 | $0.79 | — | NOTE 1.125% 3/1 | 12685JAG0 |
| — | LIBERTY MEDIA CORP DEL | 34,813,000 | $42.37M | 1.4% | $1.22 | $0.99 | — | NOTE 2.250% 8/1 | 531229AQ5 |
| — | PATRICK INDS INC | 29,561,000 | $41.44M | 1.3% | $1.40 | $0.91 | — | NOTE 1.750%12/0 | 703343AG8 |
| — | SHIFT4 PMTS INC | 40,000,000 | $40.58M | 1.3% | $1.01 | $1.08 | — | NOTE 0.500% 8/0 | 82452JAD1 |
| IAU | ISHARES GOLD TR | 660,000 | $38.91M | 1.3% | $58.96 | $34.57 | +70.6% | ISHARES NEW | 464285204 |
| — | TYLER TEX INDPT SCH DIST | 31,006,000 | $37.93M | 1.2% | $1.22 | $1.23 | — | NOTE 0.250% 3/1 | 902252AB1 |
| — | CLOUDFLARE INC | 37,498,000 | $37.7M | 1.2% | $1.01 | $1.01 | — | NOTE 8/1 | 18915MAC1 |
| — | BANK AMERICA CORP | 29,951 | $37.1M | 1.2% | $1238.68 | $1448.22 | — | 7.25%CNV PFD L | 060505682 |
| — | BOEING CO | 622,080 | $36.85M | 1.2% | $59.24 | $61.48 | — | DEP CONV PFD A | 097023204 |
| — | NUVEEN MUNICIPAL CREDIT INC | 2,979,590 | $36.44M | 1.2% | $12.23 | $12.32 | — | COM SH BEN INT | 67070X101 |
| — | SEAGATE HDD CAYMAN | 30,140,000 | $36.35M | 1.2% | $1.21 | $1.44 | — | NOTE 3.500% 6/0 | 81180WBL4 |
| — | ETSY INC | 37,718,000 | $36.34M | 1.2% | $0.96 | $1.05 | — | NOTE 0.125%10/0 | 29786AAJ5 |
| — | PERMIAN RESOURCES CORP | 14,774,000 | $35.97M | 1.2% | $2.43 | $1.13 | — | NOTE 3.250% 4/0 | 15136AAA0 |
| — | NORTHERN OIL & GAS INC | 32,356,000 | $34.2M | 1.1% | $1.06 | $1.17 | — | NOTE 3.625% 4/1 | 665531AJ8 |
| — | SOUTHWEST AIRLS CO | 33,931,000 | $33.92M | 1.1% | $1.00 | $1.28 | — | NOTE 1.250% 5/0 | 844741BG2 |
| — | WELLS FARGO CO NEW | 28,119 | $33.89M | 1.1% | $1205.08 | $1489.39 | — | PERP PFD CNV A | 949746804 |
| — | BLACKROCK MUN TARGET TERM TR | 1,563,907 | $33.2M | 1.1% | $21.23 | $24.19 | — | COM SHS BEN IN | 09257P105 |
| — | ZSCALER INC | 24,294,000 | $32.24M | 1.0% | $1.33 | $1.65 | — | NOTE 0.125% 7/0 | 98980GAB8 |
| — | CONMED CORP | 33,812,000 | $31.82M | 1.0% | $0.94 | $1.10 | — | NOTE 2.250% 6/1 | 207410AH4 |
| — | LIBERTY MEDIA CORP DEL | 29,835,000 | $31M | 1.0% | $1.04 | $1.23 | — | NOTE 3.750% 3/1 | 531229AP7 |
| — | OIL STS INTL INC | 31,321,000 | $30.69M | 1.0% | $0.98 | $0.81 | — | NOTE 4.750% 4/0 | 678026AK1 |
| TALO | TALOS ENERGY INC | 3,132,176 | $30.44M | 1.0% | $9.72 | $32.68 | -70.3% | COM | 87484T108 |
| — | NUVEEN AMT FREE MUN CR INC F | 2,423,683 | $30.01M | 1.0% | $12.38 | $12.44 | — | COM | 67071L106 |
| — | IONIS PHARMACEUTICALS INC | 30,793,000 | $29.94M | 1.0% | $0.97 | $1.04 | — | NOTE 1.750% 6/1 | 462222AF7 |
| — | HEWLETT PACKARD ENTERPRISE C | 611,725 | $29.31M | 0.9% | $47.92 | $54.39 | — | 7.625 MAND CONV | 42824C208 |
| — | LUMENTUM HLDGS INC | 30,445,000 | $28.21M | 0.9% | $0.93 | $0.97 | — | NOTE 0.500% 6/1 | 55024UAF6 |
| — | BOOKING HOLDINGS INC | 11,323,000 | $27.87M | 0.9% | $2.46 | $1.47 | — | NOTE 0.750% 5/0 | 09857LAN8 |
| — | JAZZ INVESTMENTS I LTD | 26,453,000 | $27.48M | 0.9% | $1.04 | $1.02 | — | NOTE 2.000% 6/1 | 472145AF8 |
| — | BURLINGTON STORES INC | 20,561,000 | $27.2M | 0.9% | $1.32 | $1.41 | — | NOTE 1.250%12/1 | 122017AD8 |
| — | PALO ALTO NETWORKS INC | 7,890,000 | $27.07M | 0.9% | $3.43 | $1.53 | — | NOTE 0.375% 6/0 | 697435AF2 |
| — | GLOBAL PMTS INC | 27,430,000 | $25.98M | 0.8% | $0.95 | $0.95 | — | NOTE 1.500% 3/0 | 37940XAU6 |
| — | NUVEEN QUALITY MUNCP INCOME | 2,229,868 | $25.69M | 0.8% | $11.52 | $11.71 | — | COM | 67066V101 |
| — | CHEESECAKE FACTORY INC | 25,957,000 | $25.67M | 0.8% | $0.99 | $0.98 | — | NOTE 0.375% 6/1 | 163072AA9 |
| — | MICROCHIP TECHNOLOGY INC. | 508,650 | $25.51M | 0.8% | $50.15 | $50.15 | — | DEP SHS REPSTG | 595017302 |
| — | HAEMONETICS CORP MASS | 26,562,000 | $25.45M | 0.8% | $0.96 | $0.83 | — | NOTE 3/0 | 405024AB6 |
| — | KOSMOS ENERGY LTD | 32,707,000 | $25.17M | 0.8% | $0.77 | $0.77 | — | NOTE 3.125% 3/1 | 500688AH9 |
| — | WESTERN DIGITAL CORP | 19,411,000 | $25M | 0.8% | $1.29 | $1.32 | — | NOTE 3.000%11/1 | 958102AT2 |
| — | NUVEEN CA QUALTY MUN INCOME | 2,184,910 | $24.56M | 0.8% | $11.24 | $11.44 | — | COM | 67066Y105 |
| — | CABLE ONE INC | 25,725,000 | $24.44M | 0.8% | $0.95 | $0.84 | — | NOTE 3/1 | 12685JAE5 |
| — | DROPBOX INC | 24,613,000 | $24.34M | 0.8% | $0.99 | $0.95 | — | NOTE 3/0 | 26210CAD6 |
| — | MGP INGREDIENTS INC NEW | 25,450,000 | $24.11M | 0.8% | $0.95 | $1.26 | — | NOTE 1.875%11/1 | 55303JAB2 |
| — | BLACKROCK MUNIHOLDINGS FD IN | 1,979,686 | $23.24M | 0.7% | $11.74 | $13.37 | — | COM | 09253N104 |
| — | DEXCOM INC | 23,717,000 | $23.11M | 0.7% | $0.97 | $1.07 | — | NOTE 0.250%11/1 | 252131AK3 |
| — | ARES MANAGEMENT CORPORATION | 481,629 | $23.1M | 0.7% | $47.96 | $56.05 | — | 6.75 SE B PFD | 03990B309 |
| — | PARSONS CORP DEL | 22,421,000 | $22.45M | 0.7% | $1.00 | $1.00 | — | NOTE 2.625% 3/0 | 70202LAD4 |
| — | CHART INDS INC | 402,965 | $22.31M | 0.7% | $55.37 | $53.46 | — | 6.75DP CNV PFD B | 16115Q407 |
| — | PROGRESS SOFTWARE CORP | 20,979,000 | $22.13M | 0.7% | $1.05 | $1.05 | — | NOTE 3.500% 3/0 | 743312AD2 |
| — | BRIDGEBIO PHARMA INC | 24,488,000 | $22.08M | 0.7% | $0.90 | $0.82 | — | NOTE 2.250% 2/0 | 10806XAD4 |
| — | GREENBRIER COS INC | 19,205,000 | $21.32M | 0.7% | $1.11 | $0.94 | — | NOTE 2.875% 4/1 | 393657AM3 |
| — | AMPHASTAR PHARMACEUTICALS IN | 23,215,000 | $20.69M | 0.7% | $0.89 | $1.06 | — | NOTE 2.000% 3/1 | 03209RAB9 |
| — | IRHYTHM TECHNOLOGIES INC | 18,656,000 | $19.47M | 0.6% | $1.04 | $1.04 | — | NOTE 1.500% 9/0 | 450056AB2 |
| — | RIVIAN AUTOMOTIVE INC | 18,925,000 | $18.5M | 0.6% | $0.98 | $0.82 | — | NOTE 4.625% 3/1 | 76954AAB9 |
| — | ALNYLAM PHARMACEUTICALS INC | 15,351,000 | $17.71M | 0.6% | $1.15 | $0.98 | — | NOTE 1.000% 9/1 | 02043QAB3 |
| FET | FORUM ENERGY TECHNOLOGIES IN | 875,452 | $17.61M | 0.6% | $20.11 | $29.30 | -31.4% | COM | 34984V209 |
| — | WORKIVA INC | 17,070,000 | $15.92M | 0.5% | $0.93 | $0.95 | — | NOTE 1.250% 8/1 | 98139AAD7 |
| DHR | DANAHER CORPORATION | 76,712 | $15.73M | 0.5% | $205.00 | $208.76 | -2.3% | COM | 235851102 |
| — | TELADOC HEALTH INC | 15,539,000 | $14.31M | 0.5% | $0.92 | $1.12 | — | NOTE 1.250% 6/0 | 87918AAF2 |
| — | ROYAL CARIBBEAN GROUP | 3,402,000 | $14.07M | 0.5% | $4.14 | $1.98 | — | NOTE 6.000% 8/1 | 780153BQ4 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 1,251,050 | $14.07M | 0.5% | $11.25 | $13.30 | — | COM | 09254X101 |
| — | OKTA INC | 13,787,000 | $13.56M | 0.4% | $0.98 | $1.32 | — | NOTE 0.125% 9/0 | 679295AD7 |
| — | ENVISTA HOLDINGS CORPORATION | 14,908,000 | $13.46M | 0.4% | $0.90 | $0.91 | — | NOTE 1.750% 8/1 | 29415FAD6 |
| — | SUMMIT HOTEL PPTYS | 13,391,000 | $12.84M | 0.4% | $0.96 | $1.08 | — | NOTE 1.500% 2/1 | 866082AA8 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 1,194,054 | $12.12M | 0.4% | $10.15 | $13.39 | — | COM | 09255C106 |
| — | BLACKROCK MUNIYIELD N Y QUAL | 1,146,355 | $11.38M | 0.4% | $9.93 | $11.58 | — | COM | 09255E102 |
| — | IMPINJ INC | 9,965,000 | $11.35M | 0.4% | $1.14 | $1.20 | — | NOTE 1.125% 5/1 | 453204AD1 |
| — | RAPID7 INC | 12,965,000 | $11.16M | 0.4% | $0.86 | $0.94 | — | NOTE 1.250% 3/1 | 753422AH7 |
| — | FIVE9 INC | 12,970,000 | $11.11M | 0.4% | $0.86 | $0.86 | — | NOTE 1.000% 3/1 | 338307AF8 |
| — | TRANSMEDICS GROUP INC | 10,117,000 | $10.88M | 0.3% | $1.08 | $1.76 | — | NOTE 1.500% 6/0 | 89377MAB5 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 981,667 | $10.51M | 0.3% | $10.71 | $10.75 | — | COM | 09254L107 |
| GPOR | GULFPORT ENERGY CORP | 56,782 | $10.46M | 0.3% | $184.14 | $141.01 | +30.6% | COMMON SHARES | 402635502 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 1,026,805 | $10.27M | 0.3% | $10.00 | $12.87 | — | COM | 09254G108 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 1,420,434 | $9.957M | 0.3% | $7.01 | $7.10 | — | COM | 09253R105 |
| — | NEUBERGER BERMAN MUN FD INC | 941,392 | $9.79M | 0.3% | $10.40 | $10.40 | — | COM | 64124P101 |
| — | Q2 HLDGS INC | 7,755,000 | $8.504M | 0.3% | $1.10 | $1.14 | — | NOTE 0.750% 6/0 | 74736LAD1 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 797,635 | $8.216M | 0.3% | $10.30 | $12.77 | — | COM | 670656107 |
| — | SOLAREDGE TECHNOLOGIES INC | 8,343,000 | $8.109M | 0.3% | $0.97 | $1.23 | — | NOTE 9/1 | 83417MAD6 |
| — | BENTLEY SYS INC | 8,106,000 | $7.843M | 0.3% | $0.97 | $0.98 | — | NOTE 0.125% 1/1 | 08265TAB5 |
| — | BLACKROCK MUNIYIELD MICH QU | 664,819 | $7.566M | 0.2% | $11.38 | $14.50 | — | COM | 09254V105 |
| — | AMERICAN AIRLINES GROUP INC | 7,315,000 | $7.329M | 0.2% | $1.00 | $1.06 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | LIVE NATION ENTERTAINMENT IN | 5,257,000 | $7.305M | 0.2% | $1.39 | $1.20 | — | NOTE 3.125% 1/1 | 538034BA6 |
| — | ARRAY TECHNOLOGIES INC | 9,818,000 | $7.22M | 0.2% | $0.74 | $1.11 | — | NOTE 1.000%12/0 | 04271TAB6 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 781,340 | $7.188M | 0.2% | $9.20 | $10.10 | — | COM SHS | 723763108 |
| VOD | VODAFONE GROUP PLC NEW | 766,022 | $7.178M | 0.2% | $9.37 | $8.69 | +7.8% | SPONSORED ADR | 92857W308 |
| XPMAX | PIONEER MUNICIPAL HIGH INCOM | 814,432 | $6.801M | 0.2% | $8.35 | $9.92 | — | COM | 723762100 |
| — | BLACKROCK MUN INCOME TR | 658,712 | $6.521M | 0.2% | $9.90 | $10.21 | — | SH BEN INT | 09248F109 |
| — | INTEGER HLDGS CORP | 4,293,000 | $6.255M | 0.2% | $1.46 | $1.45 | — | NOTE 2.125% 2/1 | 45826HAB5 |
| — | EXPEDIA GROUP INC | 6,177,000 | $6.1M | 0.2% | $0.99 | $1.19 | — | NOTE 2/1 | 30212PBE4 |
| — | DROPBOX INC | 6,126,000 | $6.022M | 0.2% | $0.98 | $0.94 | — | NOTE 3/0 | 26210CAC8 |
| — | VAIL RESORTS INC | 6,188,000 | $5.948M | 0.2% | $0.96 | $1.06 | — | NOTE 1/0 | 91879QAN9 |
| XMYDX | BLACKROCK MUNIYIELD FD INC | 558,209 | $5.889M | 0.2% | $10.55 | $10.89 | — | COM | 09253W104 |
| — | SHIFT4 PMTS INC | 5,129,000 | $5.868M | 0.2% | $1.14 | $1.15 | — | NOTE 12/1 | 82452JAB5 |
| — | LUMENTUM HLDGS INC | 5,292,000 | $5.483M | 0.2% | $1.04 | $1.22 | — | NOTE 0.500%12/1 | 55024UAD1 |
| — | PEBBLEBROOK HOTEL TR | 5,312,000 | $4.964M | 0.2% | $0.93 | $1.17 | — | NOTE 1.750%12/1 | 70509VAA8 |
| — | NCL CORP LTD | 4,217,000 | $4.799M | 0.2% | $1.14 | $1.46 | — | NOTE 5.375% 8/0 | 62886HAX9 |
| GLD | SPDR GOLD TR | 15,336 | $4.419M | 0.1% | $288.14 | $114.62 | +151.4% | GOLD SHS | 78463V107 |
| — | BLACKROCK MUNIYILD QULT FD I | 357,837 | $4.19M | 0.1% | $11.71 | $16.64 | — | COM | 09254F100 |
| — | ABRDN NATL MUN INCOME FD | 401,695 | $4.073M | 0.1% | $10.14 | $13.32 | — | SH BEN INT | 24610T108 |
| XENWX | EATON VANCE NEW YORK MUN BD | 426,471 | $4.047M | 0.1% | $9.49 | $14.03 | — | COM | 27827Y109 |
| — | EXACT SCIENCES CORP | 4,343,000 | $3.811M | 0.1% | $0.88 | $1.17 | — | NOTE 0.375% 3/0 | 30063PAC9 |
| — | INVESCO TR INVT GRADE MUNS | 370,162 | $3.687M | 0.1% | $9.96 | $10.40 | — | COM | 46131M106 |
| — | BLACKROCK MUNI INCOME TR II | 354,024 | $3.678M | 0.1% | $10.39 | $10.57 | — | COM | 09249N101 |
| — | INVESCO ADVANTAGE MUN INCOME | 404,961 | $3.458M | 0.1% | $8.54 | $8.88 | — | SH BEN INT | 46132E103 |
| — | BLACKROCK MUN INCOME QUALITY | 318,938 | $3.438M | 0.1% | $10.78 | $10.83 | — | COM | 092479104 |
| — | INVESCO MUNICIPAL TRUST | 325,107 | $3.137M | 0.1% | $9.65 | $10.15 | — | COM | 46131J103 |
| — | EATON VANCE MUN BD FD | 309,392 | $3.085M | 0.1% | $9.97 | $10.32 | — | COM | 27827X101 |
| — | IONIS PHARMACEUTICALS INC | 3,007,000 | $2.948M | 0.1% | $0.98 | $0.95 | — | NOTE 4/0 | 462222AD2 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 233,310 | $2.618M | 0.1% | $11.22 | $14.14 | — | COM | 670972108 |
| — | NUVEEN TAXABLE MUNICPAL INM | 156,775 | $2.512M | 0.1% | $16.02 | $15.51 | — | COM | 67074C103 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 218,559 | $2.223M | 0.1% | $10.17 | $11.76 | — | SH BEN INT | 09248L106 |
| — | INVESCO MUN OPPORTUNITY TR | 207,705 | $1.971M | 0.1% | $9.49 | $10.10 | — | COM | 46132C107 |
| — | INVESCO QUALITY MUN INCOME T | 188,306 | $1.823M | 0.1% | $9.68 | $9.92 | — | COM | 46133G107 |
| — | MFS MUN INCOME TR | 333,155 | $1.766M | 0.1% | $5.30 | $7.19 | — | SH BEN INT | 552738106 |
| — | DWS MUN INCOME TR NEW | 173,963 | $1.632M | 0.1% | $9.38 | $11.01 | — | COM | 233368109 |
| XBKNX | BLACKROCK INVT QUALITY MUN T | 92,077 | $1.058M | 0.0% | $11.49 | $11.49 | — | COM | 09247D105 |
| — | NUVEEN NEW YORK QLT MUN INC | 70,519 | $803K | 0.0% | $11.38 | $11.41 | — | COM | 67066X107 |
| — | SOUTHERN CO | 650,000 | $724K | 0.0% | $1.11 | $1.00 | — | NOTE 3.875%12/1 | 842587DP9 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 65,678 | $694K | 0.0% | $10.57 | $10.57 | — | COM | 09253T101 |
| — | PPL CAP FDG INC | 500,000 | $561K | 0.0% | $1.12 | $0.96 | — | NOTE 2.875% 3/1 | 69352PAS2 |
| — | DUKE ENERGY CORP NEW | 500,000 | $543K | 0.0% | $1.09 | $1.00 | — | NOTE 4.125% 4/1 | 26441CBY0 |
| TPB | TURNING PT BRANDS INC | 6,802 | $404K | 0.0% | $59.44 | $30.89 | +92.4% | COM | 90041L105 |
| — | INVESCO PA VALUE MUN INC TR | 15,008 | $153K | 0.0% | $10.19 | $12.71 | — | COM | 46132K109 |
| NINEQ | NINE ENERGY SERVICE INC | 120,184 | $136K | 0.0% | $1.13 * | $10.34 | -88.1% | COM | 65441V101 |
| — | BILL HOLDINGS INC | 75,000 | $72,188 | 0.0% | $0.96 | $1.71 | — | NOTE 12/0 | 090043AB6 |
| — | CHEGG INC | 45,000 | $38,768 | 0.0% | $0.86 | $0.99 | — | NOTE 9/0 | 163092AF6 |