CIK: 0001096978 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 23, 2017
Total Value ($000): $186,724 (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MAGELLAN MIDSTREAM PRTNRS LP | 165,240 | $12,497 | 6.7% | $75.85 | — | COM UNIT RP LP | 559080106 |
| EPD | ENTERPRISE PRODS PARTNERS L | 434,400 | $11,746 | 6.3% | $27.75 | — | COM | 293792107 |
| — | SPECTRA ENERGY PARTNERS LP | 256,200 | $11,744 | 6.3% | $46.62 | — | COM | 84756N109 |
| — | EQT MIDSTREAM PARTNERS LP | 151,390 | $11,609 | 6.2% | $78.86 | — | UNIT LTD PARTN | 26885B100 |
| PAA | PLAINS ALL AMERN PIPELINE L | 291,900 | $9,425 | 5.0% | $31.15 | — | UNIT LTD PARTN | 726503105 |
| MPLX | MPLX LP | 266,300 | $9,219 | 4.9% | $34.24 | — | COM UNIT REP LTD | 55336V100 |
| — | ONEOK PARTNERS LP | 213,800 | $9,196 | 4.9% | $41.60 | — | UNIT LTD PARTN | 68268N103 |
| — | TC PIPELINES LP | 154,800 | $9,108 | 4.9% | $58.03 | — | UT COM LTD PRT | 87233Q108 |
| — | ENBRIDGE ENERGY PARTNERS L P | 356,400 | $9,081 | 4.9% | $25.07 | — | COM | 29250R106 |
| — | BUCKEYE PARTNERS L P | 123,900 | $8,197 | 4.4% | $68.43 | — | UNIT LTD PARTN | 118230101 |
| — | INVESCO DYNAMIC CR OPP FD | 460,833 | $5,668 | 3.0% | $12.33 | — | COM | 46132R104 |
| — | BLACKSTONE GSO STRATEGIC CR | 333,627 | $5,118 | 2.7% | $17.61 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN CR STRATEGIES INCM FD | 528,912 | $4,681 | 2.5% | $9.04 | — | COM SHS | 67073D102 |
| — | EATON VANCE SR INCOME TR | 579,213 | $3,869 | 2.1% | $6.34 | — | SH BEN INT | 27826S103 |
| — | ARES DYNAMIC CR ALLOCATION F | 252,000 | $3,800 | 2.0% | $16.37 | — | COM | 04014F102 |
| — | BLACKSTONE GSO LNG SHRT CR I | 185,452 | $2,952 | 1.6% | $17.31 | — | COM SHS BN INT | 09257D102 |
| — | APOLLO SR FLOATING RATE FD I | 160,590 | $2,794 | 1.5% | $15.52 | — | COM | 037636107 |
| — | BLACKROCK INTL GRWTH & INC T | 400,000 | $2,204 | 1.2% | $5.51 | — | COM BENE INTER | 092524107 |
| — | EATON VANCE TX MGD DIV EQ IN | 200,000 | $2,070 | 1.1% | $10.35 | — | COM | 27828N102 |
| — | ADVENT CLAYMORE ENH GRW & IN | 249,356 | $2,070 | 1.1% | $8.22 | — | COM | 00765E104 |
| — | INVESCO PA VALUE MUN INCOME | 168,000 | $2,043 | 1.1% | $12.16 | — | COM | 46132K109 |
| — | RMR REAL ESTATE INCOME FUND | 98,323 | $2,012 | 1.1% | $19.51 | — | COM | 76970B101 |
| AR | ANTERO RES CORP | 83,400 | $1,972 | 1.1% | $27.26 | -5.9% | COM | 03674X106 |
| — | BOULDER GROWTH & INCOME FD I | 220,480 | $1,971 | 1.1% | $8.07 | — | COM | 101507101 |
| — | INVESCO SR INCOME TR | 400,835 | $1,860 | 1.0% | $4.14 | — | COM | 46131H107 |
| — | SOURCE CAP INC | 50,200 | $1,805 | 1.0% | $35.96 | — | COM | 836144105 |
| — | BLACKROCK ENH CAP & INC FD I | 111,200 | $1,525 | 0.8% | $13.71 | — | COM | 09256A109 |
| — | INVESCO CALIF VALUE MUN INC | 121,300 | $1,473 | 0.8% | $12.14 | — | COM | 46132H106 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 100,815 | $1,402 | 0.8% | $13.91 | — | SH BEN INT | 09248L106 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 110,645 | $1,385 | 0.7% | $12.52 | — | COM | 64124K102 |
| — | EATON VANCE ENHANCED EQ INC | 106,900 | $1,326 | 0.7% | $12.40 | — | COM | 278274105 |
| — | DREYFUS MUN INCOME INC | 149,346 | $1,289 | 0.7% | $8.63 | — | COM | 26201R102 |
| — | EATON VANCE TAX MNGD GBL DV | 150,000 | $1,203 | 0.6% | $8.02 | — | COM | 27829F108 |
| — | NUVEEN OHIO QLTY MUN INCOME | 80,671 | $1,172 | 0.6% | $14.53 | — | COM | 670980101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 78,220 | $1,127 | 0.6% | $13.15 | — | COM | 25158Y102 |
| XPHDX | PIONEER FLOATING RATE TR | 92,795 | $1,101 | 0.6% | $11.43 | — | COM | 72369J102 |
| — | VOYA GLBL ADV & PREM OPP FD | 100,500 | $988 | 0.5% | $9.83 | — | COM | 92912R104 |
| — | CLEAR CHANNEL OUTDOOR HLDGS | 176,330 | $890 | 0.5% | $5.46 | — | CL A | 18451C109 |
| — | LIBERTY ALL STAR EQUITY FD | 170,363 | $879 | 0.5% | $5.76 | — | SH BEN INT | 530158104 |
| — | PIMCO DYNMIC CREDIT AND MRT | 41,760 | $844 | 0.5% | $19.87 | — | COM SHS | 72202D106 |
| — | EVERI HLDGS INC | 382,228 | $829 | 0.4% | $1.38 | — | COM | 30034T103 |
| — | EATON VANCE RISK MNGD DIV EQ | 90,000 | $806 | 0.4% | $8.96 | — | COM | 27829G106 |
| — | NUVEEN SR INCOME FD | 117,946 | $801 | 0.4% | $6.51 | — | COM | 67067Y104 |
| — | GAMCO GLOBAL GOLD NAT RES & | 150,000 | $795 | 0.4% | $5.30 | — | COM SH BEN INT | 36465A109 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 86,800 | $777 | 0.4% | $9.83 | — | SH BEN INT | 18914E106 |
| — | WESTERN ASSET CLYM INFL OPP | 63,944 | $712 | 0.4% | $11.92 | — | COM | 95766R104 |
| — | BLACKROCK MUNI N Y INTER DUR | 51,635 | $701 | 0.4% | $13.58 | — | COM | 09255F109 |
| — | EATON VANCE CALIF MUN BD FD | 59,220 | $688 | 0.4% | $11.62 | — | COM | 27828C106 |
| — | COMSTOCK RES INC | 760,357 | $662 | 0.4% | $0.72 | — | NOTE 9.500% 6/1 | 205768AN4 |
| — | EATON VANCE CA MUNI INCOME T | 53,087 | $653 | 0.3% | $12.30 | — | SH BEN INT | 27826F101 |
| — | WESTERN ASSET CORPORATE LN F | 57,770 | $650 | 0.3% | $10.35 | — | COM | 95790J102 |
| — | NUVEEN ENHANCED MUN VALUE FD | 45,898 | $643 | 0.3% | $14.01 | — | COM | 67074M101 |
| — | KEY ENERGY SVCS INC DEL | 20,000 | $639 | 0.3% | $31.95 | — | COM | 49309J103 |
| — | APOLLO TACTICAL INCOME FD IN | 41,081 | $635 | 0.3% | $14.61 | — | COM | 037638103 |
| — | AVENUE INCOME CR STRATEGIES | 45,970 | $617 | 0.3% | $12.71 | — | COM | 05358E106 |
| — | DOUBLELINE INCOME SOLUTIONS | 32,480 | $617 | 0.3% | $18.16 | — | COM | 258622109 |
| — | BROOKFIELD REAL ASSETS INCOM | 27,026 | $603 | 0.3% | $22.31 | — | SHS BEN INT | 112830104 |
| — | CALAMOS GBL DYN INCOME FUND | 84,466 | $589 | 0.3% | $7.10 | — | COM | 12811L107 |
| — | WESTERN ASSET CLYM INFL SEC | 46,798 | $537 | 0.3% | $11.91 | — | COM SH BEN INT | 95766Q106 |
| — | FIRST TR STRATEGIC HIGH INC | 43,292 | $532 | 0.3% | $11.67 | — | COM SHS NEW | 337353304 |
| — | EATON VANCE NY MUNI INCOME T | 37,384 | $487 | 0.3% | $13.03 | — | SH BEN INT | 27826W104 |
| — | THL CR SR LN FD | 25,601 | $480 | 0.3% | $15.88 | — | COM | 87244R103 |
| — | BLACKROCK MUNIASSETS FD INC | 33,292 | $448 | 0.2% | $13.46 | — | COM | 09254J102 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 37,274 | $442 | 0.2% | $11.86 | — | COM SHS | 723763108 |
| — | FIFTH STR SR FLOATNG RATE CO | 49,000 | $427 | 0.2% | $7.94 | — | COM | 31679F101 |
| — | NUVEEN MUN VALUE FD INC | 43,700 | $418 | 0.2% | $9.57 | — | COM | 670928100 |
| — | BLACKROCK MULTI-SECTOR INC T | 21,577 | $356 | 0.2% | $16.23 | — | COM | 09258A107 |
| — | INVESCO TR INVT GRADE NY MUN | 26,616 | $353 | 0.2% | $13.26 | — | COM | 46131T101 |
| — | NUVEEN SHT DUR CR OPP FD | 19,952 | $349 | 0.2% | $17.69 | — | COM | 67074X107 |
| — | EATON VANCE LTD DUR INCOME F | 24,410 | $335 | 0.2% | $12.69 | — | COM | 27828H105 |
| — | CALAMOS CONV & HIGH INCOME F | 30,975 | $327 | 0.2% | $10.47 | — | COM SHS | 12811P108 |
| — | NUVEEN SELECT MAT MUN FD | 33,000 | $322 | 0.2% | $9.76 | — | SH BEN INT | 67061T101 |
| — | WELLS FARGO MULTI SECTOR INC | 25,000 | $321 | 0.2% | $12.84 | — | COM | 94987D101 |
| — | SWISS HELVETIA FD INC | 30,532 | $312 | 0.2% | $10.22 | — | COM | 870875101 |
| — | ADVENT CLAY CONV SEC INC FD | 52,862 | $311 | 0.2% | $5.50 | — | COM | 007639107 |
| — | VOYA PRIME RATE TR | 55,731 | $309 | 0.2% | $5.04 | — | SH BEN INT | 92913A100 |
| — | ABERDEEN ASIA PACIFIC INCOM | 64,175 | $297 | 0.2% | $4.57 | — | COM | 003009107 |
| — | CALAMOS GLOBAL TOTAL RETURN | 25,543 | $269 | 0.1% | $11.34 | — | COM SH BEN INT | 128118106 |
| — | BLACKROCK FLOAT RATE OME STR | 16,674 | $240 | 0.1% | $13.46 | — | COM | 09255X100 |
| — | GOLDMAN SACHS MLP INC OPP FD | 24,595 | $239 | 0.1% | $9.72 | — | COM SHS | 38147W103 |
| EWG | ISHARES | 8,400 | $222 | 0.1% | $25.70 | — | MSCI GERMANY ETF | 464286806 |
| — | RADIO ONE INC | 72,898 | $211 | 0.1% | $2.63 | — | CL D NON VTG | 75040P405 |
| — | MFS CALIF MUN FD | 10,818 | $122 | 0.1% | $11.28 | — | COM | 59318C106 |
| — | FIFTH STREET FINANCE CORP | 20,000 | $107 | 0.1% | $4.85 | — | COM | 31678A103 |
| — | FRANKLIN UNVL TR | 13,168 | $88 | 0.0% | $6.68 | — | SH BEN INT | 355145103 |
| DB | DEUTSCHE BANK AG | 10,000 | $41 | 0.0% | — | — | Call | D18190898 |
| — | HALCON RES CORP | 11,671 | $27 | 0.0% | $2.14 | — | *W EXP 09/09/202 | 40537Q118 |
| AMD | ADVANCED MICRO DEVICES INC | 647,900 | $12 | 0.0% | — | — | Put | 007903107 |
| TECK | TECK RESOURCES LTD | 20,000 | $12 | 0.0% | — | — | Put | 878742204 |
| CC | CHEMOURS CO | 10,000 | $11 | 0.0% | — | — | Put | 163851108 |
| GEO | GEO GROUP INC NEW | 68,000 | $10 | 0.0% | — | — | Put | 36162J106 |
| DB | DEUTSCHE BANK AG | 180,000 | $9 | 0.0% | — | — | Put | D18190898 |
| SPY | SPDR S&P 500 ETF TR | 20,000 | $5 | 0.0% | $216.30 | — | Call | 78462F103 |
| — | CONTINENTAL RESOURCES INC | 100,000 | $3 | 0.0% | — | — | Put | 212015101 |
| — | WHITING PETE CORP NEW | 20,000 | $1 | 0.0% | — | — | Put | 966387102 |
| — | SPDR SERIES TRUST | 40,000 | $0 | 0.0% | — | — | Put | 78464A730 |