CIK: 0001096978 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Oct 26, 2018
Total Value ($000): $49,203 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DWS MUN INCOME TR NEW | 394,461 | $4,138 | 8.4% | $10.49 | — | COM | 233368109 |
| — | AVAYA HLDGS CORP | 120,116 | $2,659 | 5.4% | $22.40 | — | COM | 05351X101 |
| — | BLACKROCK MUNIYIELD NY QLTY | 166,534 | $1,917 | 3.9% | $12.59 | — | COM | 09255E102 |
| — | BLACKROCK MUNIYIELD QLTY FD | 126,454 | $1,528 | 3.1% | $12.56 | — | COM | 09254E103 |
| — | INVESCO MUN OPPORTUNITY TR | 132,401 | $1,515 | 3.1% | $12.40 | — | COM | 46132C107 |
| — | BLACKROCK MUNIYIELD CALI QLT | 108,855 | $1,394 | 2.8% | $13.32 | — | COM | 09254N103 |
| — | ALLIANZGI CON INCM 2024 TARG | 144,817 | $1,332 | 2.7% | $9.10 | — | COM | 01883H102 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 108,265 | $1,288 | 2.6% | $12.21 | — | COM | 670656107 |
| — | EATON VANCE NJ MUNI INCOME T | 106,105 | $1,212 | 2.5% | $11.42 | — | SH BEN INT | 27826V106 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 101,384 | $1,206 | 2.5% | $13.22 | — | COM | 24610V103 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 129,846 | $1,202 | 2.4% | $9.24 | — | COM | 27831H100 |
| — | NUVEEN SR INCOME FD | 177,468 | $1,093 | 2.2% | $6.16 | — | COM | 67067Y104 |
| — | CORNERSTONE STRATEGIC VALUE | 77,000 | $1,078 | 2.2% | $14.00 | — | COM | 21924B302 |
| — | EATON VANCE LTD DUR INCOME F | 80,000 | $1,014 | 2.1% | $12.87 | — | COM | 27828H105 |
| — | INVESCO SR INCOME TR | 235,000 | $1,011 | 2.1% | $4.32 | — | COM | 46131H107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 75,697 | $990 | 2.0% | $13.93 | — | COM | 09253X102 |
| — | IVY HIGH INC OPPORTUNITIES F | 69,137 | $986 | 2.0% | $14.99 | — | COM | 465893105 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 95,000 | $979 | 2.0% | $10.31 | — | COM SHS | 6706EN100 |
| — | PGIM GLOBAL SHORT DURATION H | 70,000 | $971 | 2.0% | $13.87 | — | COM | 69346J106 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 75,000 | $965 | 2.0% | $13.59 | — | COM | 670651108 |
| — | FIRST TR SR FLOATING RATE 20 | 97,333 | $905 | 1.8% | $9.13 | — | COM SHS | 33740K101 |
| — | NUVEEN NEW JERSEY QULT MUN F | 70,080 | $901 | 1.8% | $13.04 | — | COM | 67069Y102 |
| — | NUVEEN CR STRATEGIES INCM FD | 110,000 | $877 | 1.8% | $7.95 | — | COM SHS | 67073D102 |
| BBDC | BARINGS BDC INC | 75,000 | $751 | 1.5% | $5.31 | 0.0% | COM | 06759L103 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 75,000 | $747 | 1.5% | $10.33 | — | COM | 27828A100 |
| — | BLACKROCK MUNIYIELD N J FD I | 56,327 | $732 | 1.5% | $13.79 | — | COM | 09254Y109 |
| — | INVESCO QUALITY MUNI INC TRS | 60,928 | $706 | 1.4% | $12.48 | — | COM | 46133G107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 49,958 | $674 | 1.4% | $13.89 | — | COM | 670980101 |
| — | NUVEEN MUN 2021 TARGET TERM | 70,418 | $665 | 1.4% | $9.44 | — | COM | 670687102 |
| — | EATON VANCE FLTG RATE INCOM | 41,937 | $663 | 1.3% | $15.81 | — | COM SHS BEN INT | 278284104 |
| — | CORNERSTONE TOTAL RTRN FD IN | 46,897 | $651 | 1.3% | $13.88 | — | COM | 21924U300 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 52,355 | $647 | 1.3% | $12.97 | — | SH BEN INT | 09248E102 |
| — | URBAN ONE INC | 315,596 | $631 | 1.3% | $1.67 | — | CL D NON VTG | 91705J204 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 49,336 | $620 | 1.3% | $13.12 | — | COM | 09254L107 |
| — | NUVEEN TEXAS QLTY MUN INCME | 48,995 | $609 | 1.2% | $12.78 | — | COM | 670983105 |
| — | EATON VANCE SR INCOME TR | 88,853 | $573 | 1.2% | $6.45 | — | SH BEN INT | 27826S103 |
| — | BLACKROCK MUNIHLDGS FD II IN | 41,132 | $548 | 1.1% | $14.78 | — | COM | 09253P109 |
| — | BLACKROCK MUN INCOME TR | 43,351 | $539 | 1.1% | $12.43 | — | SH BEN INT | 09248F109 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 46,638 | $533 | 1.1% | $12.52 | — | COM | 64124K102 |
| — | VOYA PRIME RATE TR | 104,624 | $521 | 1.1% | $5.09 | — | SH BEN INT | 92913A100 |
| — | NEUBERGER BERMAN HGH YLD FD | 46,984 | $514 | 1.0% | $10.94 | — | COM | 64128C106 |
| — | NUVEEN QUALITY MUNCP INCOME | 39,259 | $502 | 1.0% | $14.06 | — | COM | 67066V101 |
| — | INVESCO PA VALUE MUN INCOME | 38,095 | $453 | 0.9% | $12.02 | — | COM | 46132K109 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 31,302 | $390 | 0.8% | $12.52 | — | COM | 64123C101 |
| — | EATON VANCE PA MUNI INCOME T | 31,761 | $361 | 0.7% | $11.37 | — | SH BEN INT | 27826T101 |
| — | EATON VANCE TAX ADV BD OPT S | 40,244 | $354 | 0.7% | $9.14 | — | COM SH BEN INT | 27829M103 |
| — | WESTERN ASSET INTM MUNI FD I | 40,582 | $343 | 0.7% | $8.67 | — | COM | 958435109 |
| — | NUVEEN NORTH CAROLINA QLTY M | 27,651 | $332 | 0.7% | $12.34 | — | COM | 67060P100 |
| — | DWS STRATEGIC MUN INCOME TR | 31,270 | $331 | 0.7% | $10.59 | — | COM | 23342Q101 |
| — | BLACKROCK MUNIYIELD PA QLTY | 24,860 | $317 | 0.6% | $12.75 | — | COM | 09255G107 |
| — | INVESCO MUN TR | 26,800 | $309 | 0.6% | $11.70 | — | COM | 46131J103 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 23,909 | $299 | 0.6% | $12.86 | — | COM | 09254P108 |
| — | WESTERN ASSET CORPORATE LN F | 28,996 | $288 | 0.6% | $10.52 | — | COM | 95790J102 |
| — | NUVEEN GEORGIA QLTY MUN INC | 23,562 | $260 | 0.5% | $11.33 | — | COM | 67072B107 |
| — | DTF TAX-FREE INCOME INC | 17,364 | $223 | 0.5% | $14.05 | — | COM | 23334J107 |
| — | BLACKROCK 2022 GBL INCM OPP | 24,677 | $221 | 0.4% | $9.80 | — | COM | 09258P104 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 17,608 | $219 | 0.4% | $12.57 | — | COM | 670972108 |
| — | BLACKROCK MUNICIPL INC QLTY | 14,976 | $191 | 0.4% | $12.99 | — | COM | 092479104 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 15,914 | $190 | 0.4% | $12.36 | — | COM | 09255C106 |
| TSLA | TESLA INC | 12,000 | $189 | 0.4% | — | — | Put | 88160R101 |
| — | NUVEEN ENERGY MLP TOTL RTRNF | 15,000 | $166 | 0.3% | $11.07 | — | COM | 67074U103 |
| — | BLACKROCK MUNI INCOME INV QL | 11,933 | $154 | 0.3% | $12.91 | — | COM | 09250G102 |
| — | BLACKROCK MUNI N Y INTER DUR | 12,053 | $151 | 0.3% | $13.58 | — | COM | 09255F109 |
| — | INVESCO DYNAMIC CR OPP FD | 11,300 | $130 | 0.3% | $12.33 | — | COM | 46132R104 |
| — | EATON VANCE MA MUNI INCOME T | 10,012 | $125 | 0.3% | $12.49 | — | SH BEN INT | 27826E104 |
| — | ANNALY CAP MGMT INC | 11,928 | $122 | 0.2% | $10.23 | — | COM | 035710409 |
| — | VANECK VECTORS ETF TR | 60,000 | $27 | 0.1% | — | — | Put | 92189F494 |
| SPY | SPDR S&P 500 ETF TR | 14,000 | $25 | 0.1% | $271.27 | — | Put | 78462F103 |
| MDXG | MIMEDX GROUP INC | 60,000 | $14 | 0.0% | — | — | Put | 602496101 |
| HYG | ISHARES TR | 51,600 | $11 | 0.0% | — | — | Put | 464288513 |
| — | REVLON INC | 10,000 | $6 | 0.0% | — | — | Call | 761525609 |
| — | MALLINCKRODT PUB LTD CO | 10,000 | $6 | 0.0% | — | — | Put | G5785G107 |
| TAL | TAL ED GROUP | 20,000 | $5 | 0.0% | — | — | Put | 874080104 |
| EEM | ISHARES TR | 20,000 | $3 | 0.0% | — | — | Put | 464287234 |
| — | HALCON RES CORP | 11,671 | $1 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |