CIK: 0001096978 · Show all filings
Period: Q2 2018 (← Previous) (Next →)
Filing Date: Aug 7, 2018
Total Value ($000): $46,515 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | DEUTSCHE MUN INCOME | 389,461 | $4,292 | 9.2% | $11.90 | — | COM | 25160C106 |
| SPY | SPDR S&P 500 ETF TR | 15,000 | $4,069 | 8.7% | $271.27 | — | TR UNIT | 78462F103 |
| — | AVAYA HLDGS CORP | 124,182 | $2,494 | 5.4% | $22.40 | — | COM | 05351X101 |
| — | BLACKROCK MUNIYIELD NY QLTY | 166,534 | $2,000 | 4.3% | $12.59 | — | COM | 09255E102 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 207,774 | $1,961 | 4.2% | $9.24 | — | COM | 27831H100 |
| — | INVESCO MUN OPPORTUNITY TR | 151,100 | $1,774 | 3.8% | $12.40 | — | COM | 46132C107 |
| — | ALLIANZGI CON INCM 2024 TARG | 174,863 | $1,617 | 3.5% | $9.10 | — | COM | 01883H102 |
| — | FIRST TR SR FLOATING RATE 20 | 166,118 | $1,542 | 3.3% | $9.13 | — | COM SHS | 33740K101 |
| — | BLACKROCK MUNIYIELD CALI QLT | 105,855 | $1,412 | 3.0% | $13.33 | — | COM | 09254N103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 110,254 | $1,389 | 3.0% | $12.62 | — | COM | 09254E103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 103,788 | $1,269 | 2.7% | $12.23 | — | COM | 670656107 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 85,697 | $1,061 | 2.3% | $13.47 | — | COM | 24610V103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 75,000 | $1,019 | 2.2% | $13.59 | — | COM | 670651108 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 75,697 | $1,000 | 2.1% | $13.93 | — | COM | 09253X102 |
| — | IVY HIGH INC OPPORTUNITIES F | 69,137 | $991 | 2.1% | $14.99 | — | COM | 465893105 |
| — | NUVEEN MUN 2021 TARGET TERM | 95,101 | $899 | 1.9% | $9.44 | — | COM | 670687102 |
| — | NUVEEN CR STRATEGIES INCM FD | 110,000 | $875 | 1.9% | $7.95 | — | COM SHS | 67073D102 |
| — | NUVEEN NEW JERSEY QULT MUN F | 65,978 | $861 | 1.9% | $13.05 | — | COM | 67069Y102 |
| — | BLACKROCK MUNIYIELD N J FD I | 56,327 | $777 | 1.7% | $13.79 | — | COM | 09254Y109 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 75,000 | $775 | 1.7% | $10.33 | — | COM | 27828A100 |
| — | INVESCO QUALITY MUNI INC TRS | 58,928 | $702 | 1.5% | $12.51 | — | COM | 46133G107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 49,958 | $694 | 1.5% | $13.89 | — | COM | 670980101 |
| — | BLACKROCK MUNIHLDGS FD II IN | 49,068 | $680 | 1.5% | $14.78 | — | COM | 09253P109 |
| — | URBAN ONE INC | 316,613 | $665 | 1.4% | $1.67 | — | CL D NON VTG | 91705J204 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 50,355 | $656 | 1.4% | $13.00 | — | SH BEN INT | 09248E102 |
| — | NUVEEN TEXAS QLTY MUN INCME | 48,995 | $626 | 1.3% | $12.78 | — | COM | 670983105 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 52,927 | $608 | 1.3% | $12.52 | — | COM | 64124K102 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 43,981 | $580 | 1.2% | $13.19 | — | COM | 09254L107 |
| — | TRIANGLE CAP CORP | 50,000 | $575 | 1.2% | $11.50 | — | COM | 895848109 |
| — | DEUTSCHE STRATEGIC MUN INCOM | 52,660 | $573 | 1.2% | $11.77 | — | COM | 25159F102 |
| — | NUVEEN NORTH CAROLINA QLTY M | 46,207 | $570 | 1.2% | $12.34 | — | COM | 67060P100 |
| — | EATON VANCE MUNI INCOME TRUS | 47,256 | $560 | 1.2% | $12.40 | — | SH BEN INT | 27826U108 |
| — | VOYA PRIME RATE TR | 104,624 | $526 | 1.1% | $5.09 | — | SH BEN INT | 92913A100 |
| — | NUVEEN QUALITY MUNCP INCOME | 39,259 | $522 | 1.1% | $14.06 | — | COM | 67066V101 |
| — | BLACKROCK 2022 GBL INCM OPP | 52,808 | $473 | 1.0% | $9.80 | — | COM | 09258P104 |
| — | APOLLO TACTICAL INCOME FD IN | 30,163 | $471 | 1.0% | $15.75 | — | COM | 037638103 |
| — | NEUBERGER BERMAN CA INT MUN | 31,302 | $392 | 0.8% | $12.52 | — | COM | 64123C101 |
| — | EATON VANCE TAX ADV BD OPT S | 40,244 | $368 | 0.8% | $9.14 | — | COM SH BEN INT | 27829M103 |
| — | WESTERN ASSET INTM MUNI FD I | 40,582 | $352 | 0.8% | $8.67 | — | COM | 958435109 |
| — | INVESCO MUN TR | 25,800 | $305 | 0.7% | $11.71 | — | COM | 46131J103 |
| — | BLACKROCK MUNICIPL INC QLTY | 23,400 | $304 | 0.7% | $12.99 | — | COM | 092479104 |
| — | WESTERN ASSET CORPORATE LN F | 28,996 | $293 | 0.6% | $10.52 | — | COM | 95790J102 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 20,909 | $270 | 0.6% | $12.91 | — | COM | 09254P108 |
| — | NUVEEN GEORGIA QLTY MUN INC | 23,562 | $267 | 0.6% | $11.33 | — | COM | 67072B107 |
| — | NUVEEN MUN VALUE FD INC | 25,000 | $239 | 0.5% | $9.48 | — | COM | 670928100 |
| — | GAMCO NAT RES GOLD & INCOME | 37,236 | $236 | 0.5% | $6.70 | — | SH BEN INT | 36465E101 |
| — | DTF TAX-FREE INCOME INC | 17,364 | $231 | 0.5% | $14.05 | — | COM | 23334J107 |
| — | INVESCO PA VALUE MUN INCOME | 18,460 | $221 | 0.5% | $12.16 | — | COM | 46132K109 |
| — | EATON VANCE LTD DUR INCOME F | 15,629 | $197 | 0.4% | $13.65 | — | COM | 27828H105 |
| TSLA | TESLA INC | 17,500 | $175 | 0.4% | — | — | Put | 88160R101 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 13,514 | $168 | 0.4% | $12.43 | — | COM | 09255C106 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 12,600 | $159 | 0.3% | $12.62 | — | COM | 670972108 |
| — | BLACKROCK MUNI N Y INTER DUR | 12,053 | $153 | 0.3% | $13.58 | — | COM | 09255F109 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 15,768 | $138 | 0.3% | $9.40 | — | COM | 67077P101 |
| — | DREYFUS HIGH YIELD STRATEGIE | 41,851 | $132 | 0.3% | $3.35 | — | SH BEN INT | 26200S101 |
| — | INVESCO DYNAMIC CR OPP FD | 11,300 | $131 | 0.3% | $12.33 | — | COM | 46132R104 |
| — | INVESCO SR INCOME TR | 25,000 | $107 | 0.2% | $4.42 | — | COM | 46131H107 |
| SPY | SPDR S&P 500 ETF TR | 50,000 | $60 | 0.1% | $271.27 | — | Put | 78462F103 |
| MDXG | MIMEDX GROUP INC | 160,000 | $28 | 0.1% | — | — | Put | 602496101 |
| — | VANECK VECTORS ETF TR | 40,000 | $19 | 0.0% | — | — | Put | 92189F494 |
| — | HALCON RES CORP | 11,671 | $5 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |
| TAL | TAL ED GROUP | 20,000 | $4 | 0.0% | — | — | Put | 874080104 |
| — | REVLON INC | 10,000 | $3 | 0.0% | — | — | Call | 761525609 |