CIK: 0001096978 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 10, 2019
Total Value ($000): $74,061 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN CR STRATEGIES INCM FD | 737,349 | $5,699 | 7.7% | $7.72 | — | COM SHS | 67073D102 |
| — | DWS MUN INCOME TR NEW | 457,801 | $5,045 | 6.8% | $10.50 | — | COM | 233368109 |
| — | EATON VANCE MUNI INCOME TRUS | 236,526 | $2,886 | 3.9% | $12.20 | — | SH BEN INT | 27826U108 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 188,974 | $2,504 | 3.4% | $13.09 | — | COM | 09254L107 |
| — | EATON VANCE TAX MNGD BUY WRI | 233,947 | $2,166 | 2.9% | $8.63 | — | COM SH BEN INT | 27829M103 |
| — | BLACKROCK FLOAT RATE OME STR | 158,158 | $1,977 | 2.7% | $12.11 | — | COM | 09255X100 |
| — | AVAYA HLDGS CORP | 117,098 | $1,971 | 2.7% | $20.50 | — | COM | 05351X101 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 203,683 | $1,953 | 2.6% | $9.89 | — | COM SHS | 6706EN100 |
| — | BLACKROCK MUNIYIELD CALI QLT | 136,771 | $1,843 | 2.5% | $13.35 | — | COM | 09254N103 |
| — | BLACKROCK MUNIYIELD QLTY FD | 142,404 | $1,841 | 2.5% | $12.50 | — | COM | 09254E103 |
| — | CORNERSTONE STRATEGIC VALUE | 142,000 | $1,730 | 2.3% | $12.71 | — | COM | 21924B302 |
| — | UBS AG LONDON BRH | 116,511 | $1,649 | 2.2% | $13.77 | — | ETRACS MTH 2XLV | 90270L842 |
| — | BLACKROCK FLOATING RATE INCO | 131,668 | $1,608 | 2.2% | $12.02 | — | COM | 091941104 |
| — | BLACKROCK MUN 2030 TAR TERM | 70,000 | $1,557 | 2.1% | $20.51 | — | COM SHS BEN IN | 09257P105 |
| — | BLACKROCK MUNIYIELD N J FD I | 106,538 | $1,536 | 2.1% | $14.09 | — | COM | 09254Y109 |
| — | NUVEEN SR INCOME FD | 256,900 | $1,490 | 2.0% | $6.03 | — | COM | 67067Y104 |
| — | BLACKROCK MUNIYIELD NY QLTY | 120,611 | $1,485 | 2.0% | $12.59 | — | COM | 09255E102 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 116,646 | $1,474 | 2.0% | $13.04 | — | COM | 24610V103 |
| — | BROOKFIELD REAL ASSETS INCOM | 66,693 | $1,442 | 1.9% | $19.07 | — | SHS BEN INT | 112830104 |
| — | CORNERSTONE TOTAL RTRN FD IN | 120,000 | $1,439 | 1.9% | $12.19 | — | COM | 21924U300 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 101,536 | $1,413 | 1.9% | $13.35 | — | COM | 670651108 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 94,146 | $1,216 | 1.6% | $12.90 | — | COM | 09254P108 |
| — | BLACKROCK MUN INCOME TR | 87,451 | $1,179 | 1.6% | $12.31 | — | SH BEN INT | 09248F109 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 102,932 | $1,086 | 1.5% | $10.39 | — | COM | 27828A100 |
| — | EATON VANCE LTD DUR INCOME F | 85,000 | $1,075 | 1.5% | $12.81 | — | COM | 27828H105 |
| — | INVESCO DYNAMIC CR OPP FD | 97,524 | $1,058 | 1.4% | $10.64 | — | COM | 46132R104 |
| — | EATON VANCE SR INCOME TR | 164,853 | $1,013 | 1.4% | $6.29 | — | SH BEN INT | 27826S103 |
| — | NUVEEN FLOATING RATE INCOME | 103,600 | $998 | 1.3% | $9.52 | — | COM | 67072T108 |
| — | PGIM GLOBAL HIGH YIELD FD IN | 70,000 | $976 | 1.3% | $13.87 | — | COM | 69346J106 |
| — | INVESCO MUN OPPORTUNITY TR | 78,351 | $935 | 1.3% | $12.04 | — | COM | 46132C107 |
| — | EATON VANCE FLTING RATE INC | 67,602 | $892 | 1.2% | $12.80 | — | COM | 278279104 |
| — | EATON VANCE FLTG RATE INCOM | 59,682 | $884 | 1.2% | $15.28 | — | COM SHS BEN INT | 278284104 |
| — | EATON VANCE SR FLTNG RTE TR | 67,579 | $880 | 1.2% | $13.02 | — | COM | 27828Q105 |
| — | NUVEEN TEXAS QLTY MUN INCME | 60,095 | $803 | 1.1% | $12.88 | — | COM | 670983105 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 65,127 | $798 | 1.1% | $11.09 | — | COM | 92829B101 |
| BBDC | BARINGS BDC INC | 75,000 | $736 | 1.0% | $5.31 | -3.8% | COM | 06759L103 |
| — | VOYA PRIME RATE TR | 149,715 | $716 | 1.0% | $4.91 | — | SH BEN INT | 92913A100 |
| — | WESTERN ASSET CORPORATE LN F | 74,296 | $704 | 1.0% | $9.72 | — | COM | 95790J102 |
| — | INVESCO ADVANTAGE MUNICIPAL | 65,165 | $702 | 0.9% | $10.09 | — | SH BEN INT | 46132E103 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 52,355 | $672 | 0.9% | $12.97 | — | SH BEN INT | 09248E102 |
| — | FEDERATED PREM MUN INC FD | 48,027 | $645 | 0.9% | $12.27 | — | COM | 31423P108 |
| — | FIRST TR SR FLOATING RATE 20 | 68,595 | $600 | 0.8% | $9.13 | — | COM SHS | 33740K101 |
| — | UBS AG LONDON BRH | 39,148 | $592 | 0.8% | $15.12 | — | ETRACS MTH2XRE | 90269A302 |
| — | APOLLO TACTICAL INCOME FD IN | 40,000 | $588 | 0.8% | $13.78 | — | COM | 037638103 |
| — | NUVEEN MINESOTA QLT MUN INC | 43,426 | $582 | 0.8% | $12.74 | — | SHS | 670734102 |
| — | NUVEEN GEORGIA QLTY MUN INC | 47,645 | $568 | 0.8% | $11.29 | — | COM | 67072B107 |
| — | IVY HIGH INC OPPORTUNITIES F | 40,728 | $551 | 0.7% | $14.99 | — | COM | 465893105 |
| — | EATON VANCE TXMGD GL BUYWR O | 52,027 | $508 | 0.7% | $9.76 | — | COM | 27829C105 |
| — | INVESCO PA VALUE MUN INCOME | 38,095 | $475 | 0.6% | $12.02 | — | COM | 46132K109 |
| — | BLACKROCK MUNIHLDNGS QLTY II | 37,633 | $463 | 0.6% | $12.30 | — | COM | 09254C107 |
| XMVFX | BLACKROCK MUNIVEST FD INC | 50,000 | $450 | 0.6% | $8.26 | — | COM | 09253R105 |
| — | URBAN ONE INC | 207,114 | $414 | 0.6% | $1.67 | — | CL D NON VTG | 91705J204 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 31,302 | $408 | 0.6% | $12.52 | — | COM | 64123C101 |
| — | FS KKR CAPITAL CORP | 60,000 | $364 | 0.5% | $6.07 | — | COM | 302635107 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 28,265 | $359 | 0.5% | $12.19 | — | COM | 670656107 |
| — | WESTERN ASSET INTM MUNI FD I | 40,582 | $358 | 0.5% | $8.67 | — | COM | 958435109 |
| — | FIRST TR SR FLG RTE INCM FD | 28,964 | $342 | 0.5% | $11.19 | — | COM | 33733U108 |
| — | BLACKROCK MUNIYIELD PA QLTY | 24,860 | $338 | 0.5% | $12.75 | — | COM | 09255G107 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 22,612 | $312 | 0.4% | $13.93 | — | COM | 09253X102 |
| — | NUVEEN NORTH CAROLINA QLTY M | 22,360 | $286 | 0.4% | $12.22 | — | COM | 67060P100 |
| — | OAKTREE SPECIALTY LENDING CO | 53,659 | $278 | 0.4% | $5.18 | — | COM | 67401P108 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 20,000 | $259 | 0.3% | $12.15 | — | COM | 01864U106 |
| XPHDX | PIONEER FLOATING RATE TR | 22,189 | $231 | 0.3% | $9.82 | — | COM | 72369J102 |
| — | INVESCO SR INCOME TR | 55,000 | $229 | 0.3% | $4.28 | — | COM | 46131H107 |
| — | NUVEEN ARIZONA QLTY MUN INC | 17,551 | $225 | 0.3% | $12.82 | — | COM | 67061W104 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 15,914 | $206 | 0.3% | $12.36 | — | COM | 09255C106 |
| — | RIVERNORTH OPPRTUNITIES FD I | 12,251 | $202 | 0.3% | $16.25 | — | COM | 76881Y109 |
| — | BLACKROCK MUNICIPL INC QLTY | 14,976 | $201 | 0.3% | $12.99 | — | COM | 092479104 |
| XBNYX | BLACKROCK N Y MUN INCOME TR | 15,000 | $196 | 0.3% | $12.27 | — | SH BEN INT | 09248L106 |
| — | NUVEEN MUN INCOME FD INC | 12,798 | $139 | 0.2% | $10.13 | — | COM | 67062J102 |
| SND | SMART SAND INC | 31,000 | $138 | 0.2% | $3.03 | 0.0% | COM | 83191H107 |
| — | BLACKROCK MUNIENHANCED FD IN | 12,652 | $135 | 0.2% | $9.91 | — | COM | 09253Y100 |
| — | COLONY CAP INC NEW | 25,000 | $133 | 0.2% | $5.32 | — | CL A COM | 19626G108 |
| TSLA | TESLA INC | 24,500 | $88 | 0.1% | — | — | Put | 88160R101 |
| SJT | SAN JUAN BASIN RTY TR | 14,500 | $78 | 0.1% | $5.38 | — | UNIT BEN INT | 798241105 |
| — | OHR PHARMACEUTICAL INC | 24,397 | $55 | 0.1% | $2.25 | — | COM | 67778H309 |
| — | AMARIN CORP PLC | 20,000 | $15 | 0.0% | — | — | Call | 023111206 |
| LOCO | EL POLLO LOCO HLDGS INC | 10,000 | $9 | 0.0% | — | — | Put | 268603107 |
| HYG | ISHARES TR | 200,000 | $5 | 0.0% | — | — | Call | 464288513 |
| HYG | ISHARES TR | 108,000 | $5 | 0.0% | — | — | Put | 464288513 |
| — | HALCON RES CORP | 11,671 | $0 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |