Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 15, 2019
Total Value: $186M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF | 998 | $29.62M | 16.0% | $29677.35 | — | — | Put | 78462F953 |
| — | ISHARES TR | 1,578 | $23.88M | 12.9% | $15133.71 | — | — | Put | 464287955 |
| — | ISHARES TR | 1,563 | $23.65M | 12.7% | $15133.72 | — | — | Call | 464287905 |
| — | SPDR GOLD TR | 2,428 | $21.45M | 11.6% | $8832.78 | — | — | Call | 78463V907 |
| — | IONIS PHARMACEUTICALS INC | 3,038 | $18.2M | 9.8% | $5991.11 | — | — | Call | 462222900 |
| — | SPDR S&P 500 ETF | 505 | $14.99M | 8.1% | $29677.23 | — | — | Call | 78462F903 |
| — | SPDR S&P BIOTECH | 507 | $3.866M | 2.1% | $7625.25 | — | — | Put | 78464A950 |
| — | AMARIN CORP | 2,297 | $3.482M | 1.9% | $1515.89 | — | — | Put | 023111956 |
| — | AMARIN CORP | 1,916 | $2.905M | 1.6% | $1516.18 | — | — | Call | 023111906 |
| — | PARETEUM CORP | 2,248,578 | $2.901M | 1.6% | $1.29 | $1.29 | — | COM | 69946T207 |
| — | ODONATE THERAPEUTICS INC | 92,854 | $2.417M | 1.3% | $26.03 | $25.00 | — | COM | 676079106 |
| — | ACTINIUM PHARMACEUTICALS INC | 8,797,509 | $2.023M | 1.1% | $0.23 | $0.25 | — | COM | 00507W107 |
| — | BIOHAVEN PHARMACEUTICAL HLDG CO LTD | 412 | $1.719M | 0.9% | $4172.33 | — | — | Put | G11196955 |
| — | CHINA JO-JO DRUGSTORES INC | 1,325,299 | $1.59M | 0.9% | $1.20 | $1.10 | — | COM | 16949A206 |
| CRMD | CORMEDIX INC | 249,198 | $1.59M | 0.9% | $6.38 * | $8.40 | 0.0% | COM | 21900C308 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 477,351 | $1.384M | 0.7% | $2.90 * | $5.22 | -34.6% | COM | 372427401 |
| — | INNOVATE BIOPHARMACEUTICLS INC | 1,248,814 | $1.336M | 0.7% | $1.07 | $1.16 | — | COM | 45782F105 |
| — | OBALON THERAPEUTICS INC | 685,661 | $1.33M | 0.7% | $1.94 | $1.94 | — | COM | 67424L209 |
| ARCT | ARCTURUS THERAPEUTICS HLDG INC | 124,843 | $1.282M | 0.7% | $10.27 * | $10.81 | 0.0% | COM | 03969T109 |
| — | CORMEDIX INC | 1,936 | $1.235M | 0.7% | $637.91 | — | — | Put | 21900C958 |
| — | BRAINSTORM CELL THERAPEUTICS INC | 2,606 | $1.016M | 0.5% | $389.87 | — | — | Put | 10501E951 |
| — | BENITEC BIOPHARMA LTD | 1,365,615 | $971K | 0.5% | $0.71 | $0.71 | — | ADR | 082053307 |
| — | PAVMED INC | 2,964,629 | $949K | 0.5% | $0.32 | $0.33 | — | *W | 70387R122 |
| — | AURINIA PHARAMCEUTICALS INC | 1,677 | $896K | 0.5% | $534.29 | — | — | Call | 05156V902 |
| — | PULMATRIX INC | 1,058,682 | $866K | 0.5% | $0.82 | $0.92 | — | COM | 74584P202 |
| — | DIFFUSION PHARMACEUTICALS INC | 467,819 | $865K | 0.5% | $1.85 | $2.85 | — | COM | 253748305 |
| — | BIOHAVEN PHARMACEUTICAL HLDG CO LTD | 19,850 | $828K | 0.4% | $41.71 | $41.71 | — | COM | G11196105 |
| — | CEL SCI CORP | 855 | $764K | 0.4% | $893.57 | — | — | Put | 150837957 |
| — | ONCONOVA THERAPEUTICS INC | 802,846 | $682K | 0.4% | $0.85 | $0.85 | — | COM | 68232V405 |
| — | CITIUS PHARMACEUTICALS INC | 845,432 | $640K | 0.3% | $0.76 | $0.76 | — | COM | 17322U207 |
| ORMP | ORAMED PHARMACEUTICALS INC | 185,800 | $593K | 0.3% | $3.19 * | $4.70 | -34.0% | COM | 68403P203 |
| — | ELECTRAMECCANICA VEHS CORP | 288,408 | $587K | 0.3% | $2.04 | $2.61 | — | COM | 284849205 |
| — | SEANERGY MARITIME HOLDINGS CORP | 1,210,099 | $583K | 0.3% | $0.48 | $0.62 | — | SHS | Y73760301 |
| — | TOP SHIPS INC | 204,227 | $572K | 0.3% | $2.80 | $2.80 | — | COM | Y8897Y164 |
| — | DELMAR PHARMACEUTICALS INC | 951,454 | $526K | 0.3% | $0.55 | $0.55 | — | COM | 247078306 |
| — | PHASEBIO PHARMACEUTICALS INC | 124,788 | $520K | 0.3% | $4.17 | $10.12 | — | COM | 717224109 |
| — | AVEO PHARMACEUTICALS INC COM | 5,895 | $498K | 0.3% | $84.48 | — | — | Put | 053588959 |
| — | XENETIC BIOSCIENCES INC | 404,550 | $484K | 0.3% | $1.20 | $1.20 | — | COM | 984015503 |
| — | AMARIN CORP | 30,990 | $470K | 0.3% | $15.17 | $19.37 | — | ADR | 023111206 |
| — | GENPREX INC | 577,323 | $462K | 0.2% | $0.80 | $4.49 | — | COM | 372446104 |
| — | AURIS MED HLDG LTD | 167,500 | $461K | 0.2% | $2.75 | $2.76 | — | COM | G07025201 |
| — | SEELOS THERAPEUTICS INC | 491,237 | $451K | 0.2% | $0.92 | $0.92 | — | COM | 81577F109 |
| MBOT | MICROBOT MED INC | 83,333 | $442K | 0.2% | $5.30 * | $6.81 | -14.2% | COM | 59503A204 |
| VXRT | VAXART INC | 1,197,710 | $430K | 0.2% | $0.36 * | $0.97 | -32.7% | COM | 92243A200 |
| — | GENOCEA BIOSCIENCES INC | 1,481 | $429K | 0.2% | $289.67 | — | — | Call | 372427901 |
| — | VBI VACCINES INC | 876,157 | $413K | 0.2% | $0.47 | $0.47 | — | COM | 91822J103 |
| — | INSPIREMD INC | 313,572 | $408K | 0.2% | $1.30 | $1.40 | — | COM | 45779A853 |
| — | ADVAXIS INC | 1,521,982 | $403K | 0.2% | $0.26 | $0.31 | — | COM | 007624307 |
| — | PLUS THERAPEUTICS INC | 113,600 | $389K | 0.2% | $3.42 | $3.42 | — | COM | 72941H400 |
| — | SYNTHETIC BIOLOGICS INC | 835,459 | $379K | 0.2% | $0.45 | $0.56 | — | COM | 87164U201 |
| — | AVALON GLOBOCARE CORP | 197,119 | $369K | 0.2% | $1.87 | $2.60 | — | COM | 05344R104 |
| — | AILERON THERAPEUTICS INC | 549,900 | $368K | 0.2% | $0.67 | $0.72 | — | COM | 00887A105 |
| — | ORAMED PHARMACEUTICALS INC | 1,120 | $357K | 0.2% | $318.75 | — | — | Call | 68403P903 |
| — | REWALK ROBOTICS LTD | 115,000 | $352K | 0.2% | $3.06 | $3.94 | — | SHS | M8216Q200 |
| — | NEURALSTEM INC | 204,823 | $342K | 0.2% | $1.67 | $1.67 | — | COM | 64127R500 |
| — | ORAGENICS INC | 618,822 | $334K | 0.2% | $0.54 | $0.53 | — | COM | 684023302 |
| — | KADMON HLDGS INC | 114 | $321K | 0.2% | $2815.79 | — | — | Put | 48283N956 |
| — | NEUROMETRIX INC | 934,212 | $299K | 0.2% | $0.32 | $0.65 | — | COM | 641255708 |
| — | HEPION PHARMACEUTICALS INC | 115,000 | $278K | 0.1% | $2.42 | $2.42 | — | COM | 426897104 |
| — | INPIXON | 2,360,220 | $275K | 0.1% | $0.12 | $0.29 | — | COM | 45790J503 |
| OPTT | OCEAN PWR TECHNOLOGIES INC | 150,000 | $269K | 0.1% | $1.79 | $2.38 | -26.5% | COM | 674870506 |
| — | XENETIC BIOSCIENCES INC | 266,789 | $258K | 0.1% | $0.97 | $0.97 | — | *W | 984015131 |
| — | CELSION CORP | 156,100 | $240K | 0.1% | $1.54 | $1.59 | — | COM | 15117N503 |
| — | CYTRX CORP | 729,450 | $237K | 0.1% | $0.32 | $0.87 | — | COM | 232828608 |
| — | ARCADIA BIOSCIENCES INC | 50,000 | $234K | 0.1% | $4.68 | $4.03 | — | COM | 039014204 |
| BLIN | BRIDGELINE DIGITAL INC COM | 110,000 | $210K | 0.1% | $1.91 * | $5.77 | -63.1% | COM | 10807Q700 |
| ABILF | ABILITY INC | 312,642 | $178K | 0.1% | $0.57 * | $2.70 | -73.5% | SHS | G8789K124 |
| — | CEL SCI CORP | 187 | $167K | 0.1% | $893.05 | — | — | Call | 150837907 |
| — | VASCULAR BIOGENICS LTD | 119,681 | $162K | 0.1% | $1.35 | $2.01 | — | COM | M96883109 |
| — | AIM IMMUNOTECH INC | 185,171 | $141K | 0.1% | $0.76 | $0.76 | — | COM | 00901B105 |
| — | PLURISTEM THERAPEUTICS INC | 37,191 | $139K | 0.1% | $3.74 | $3.74 | — | COM | 72940R300 |
| — | SEANERGY MARITIME HOLDINGS CORP | 917,337 | $138K | 0.1% | $0.15 | $0.20 | — | *W | Y73760152 |
| — | VIKING THERAPEUTICS INC | 200 | $138K | 0.1% | $690.00 | — | — | Call | 92686J906 |
| — | ADAMIS PHARMACEUTICALS CORP | 183,359 | $129K | 0.1% | $0.70 | $0.70 | — | COM | 00547W208 |
| — | MEDIGUS LTD | 1,008,444 | $101K | 0.1% | $0.10 | $0.72 | — | *W | 58471G128 |
| ALT | ALTIMMUNE INC COM | 41,758 | $81,000 | 0.0% | $1.94 * | $2.59 | -14.5% | COM | 02155H200 |
| — | AETERNA ZENTARIS INC | 72,076 | $74,000 | 0.0% | $1.03 | $1.37 | — | COM | 007975402 |
| — | PLURISTEM THERAPEUTICS INC | 179 | $67,000 | 0.0% | $374.30 | — | — | Put | 72940R950 |
| — | EYENOVIA INC | 17,900 | $66,000 | 0.0% | $3.69 | $7.31 | — | COM | 30234E104 |
| — | VISLINK TECHNOLOGIES INC | 115,314 | $61,000 | 0.0% | $0.53 | $0.53 | — | COM | 92836Y201 |
| — | SENESTECH INC COM | 48,294 | $49,000 | 0.0% | $1.01 | $1.01 | — | COM | 81720R109 |
| — | TITAN MEDICAL INC | 41,085 | $44,000 | 0.0% | $1.07 | $2.36 | — | COM | 88830X819 |
| — | BELLICUM PHARMACEUTICALS INC | 42,007 | $44,000 | 0.0% | $1.05 | $1.05 | — | COM | 079481107 |
| — | SESEN BIO INC | 365 | $43,000 | 0.0% | $117.81 | — | — | Put | 817763955 |
| — | ORAMED PHARMACEUTICALS INC | 135 | $43,000 | 0.0% | $318.52 | — | — | Put | 68403P953 |
| — | CELSION CORP | 260 | $40,000 | 0.0% | $153.85 | — | — | Call | 15117N903 |
| — | CELSION CORP | 184 | $28,000 | 0.0% | $152.17 | — | — | Put | 15117N953 |
| — | ALTIMMUNE INC COM | 134 | $26,000 | 0.0% | $194.03 | — | — | Put | 02155H950 |
| — | TITAN PHARMACEUTICALS INC | 83,218 | $22,000 | 0.0% | $0.26 | $0.26 | — | COM | 888314507 |
| — | ONCONOVA THERAPEUTICS INC | 631,812 | $13,000 | 0.0% | $0.02 | $1.50 | — | *W | 68232V116 |
| — | ADAMIS PHARMACEUTICALS CORP | 114 | $8,000 | 0.0% | $70.18 | — | — | Put | 00547W958 |
| — | TITAN PHARMACEUTICALS INC | 106 | $3,000 | 0.0% | $28.30 | — | — | Put | 888314957 |
| — | BENITEC BIOPHARMA LTD | 51,449 | $1,000 | 0.0% | $0.02 | $0.11 | — | *W | 082053117 |