DWM Financial Group, Inc. Quant / Systematic

Location: Palatine, IL

CIK: 0001759545 · Show all filings

Period: Q2 2020 (← Previous) (Next →)

Filing Date: Aug 19, 2020

Total Value: $67.07M (100.0% shares, 0.0% debt)

Holdings (19)

JPIN JP Morgan Diversified Return International Equity 11.6%

Value $7.753M Shares 156,918 Share Price $49.41 Est. Cost/Share $53.76 Unrealized @ Report Date -8.1%

PRFZ Invesco FTSE RAFI US 1500 Small- Mid 10.5%

Value $7.067M Shares 63,262 Share Price $111.71 * Est. Cost/Share $20.52 Unrealized @ Report Date +8.9%

JHMM John Hancock Multifactor Mid Cap ETF 9.3%

Value $6.266M Shares 178,423 Share Price $35.12 Est. Cost/Share $37.82 Unrealized @ Report Date -7.1%

— iShares Gold Trust 8.6%

Value $5.783M Shares 340,397 Share Price $16.99 Est. Cost/Share $15.08 Unrealized @ Report Date —

VGLT Vanguard Long Term Government Bond Index 8.6%

Value $5.769M Shares 57,635 Share Price $100.10 Est. Cost/Share $100.49 Unrealized @ Report Date -0.4%

VMBS Vanguard Mortgage Backed Sec Indx ETF 6.1%

Value $4.063M Shares 74,729 Share Price $54.37 Est. Cost/Share $54.43 Unrealized @ Report Date -0.1%

JPST JPMorgan Ultra-Short Income ETF 5.4%

Value $3.622M Shares 71,396 Share Price $50.73 Est. Cost/Share $50.36 Unrealized @ Report Date +0.7%

BNDX Vanguard Intl Bond Index 5.3%

Value $3.536M Shares 61,252 Share Price $57.73 Est. Cost/Share $57.14 Unrealized @ Report Date +1.0%

QQQ Invesco QQQ Trust Series 1 5.1%

Value $3.397M Shares 13,719 Share Price $247.61 Est. Cost/Share $224.13 Unrealized @ Report Date +10.5%

— Invesco BulletShares 2023 Corporate Bond 5.0%

Value $3.33M Shares 153,015 Share Price $21.76 Est. Cost/Share $21.76 Unrealized @ Report Date —

— Invesco BulletShares 2024 Corporate Bond 5.0%

Value $3.326M Shares 150,887 Share Price $22.04 Est. Cost/Share $22.04 Unrealized @ Report Date —

— Invesco BulletShares 2022 Corporate Bond 4.9%

Value $3.304M Shares 151,415 Share Price $21.82 Est. Cost/Share $21.82 Unrealized @ Report Date —

— Invesco BulletShares 2021 Corporate Bond 4.9%

Value $3.254M Shares 152,292 Share Price $21.37 Est. Cost/Share $21.37 Unrealized @ Report Date —

VGIT Vanguard Intermediate Term Treasury ETF 4.7%

Value $3.163M Shares 44,815 Share Price $70.58 Est. Cost/Share $70.40 Unrealized @ Report Date +0.2%

— Rivernorth Marketplace Lending 3.2%

Value $2.125M Shares 143,099 Share Price $14.85 Est. Cost/Share $14.85 Unrealized @ Report Date —

VTI Vanguard Total Stock Market 0.5%

Value $356K Shares 2,277 Share Price $156.35 Est. Cost/Share $154.62 Unrealized @ Report Date +1.2%

AMZN Amazon.com Inc 0.5%

Value $334K Shares 121 Share Price $2760.33 * Est. Cost/Share $90.27 Unrealized @ Report Date +52.8%

AAPL Apple Inc 0.5%

Value $320K Shares 878 Share Price $364.46 * Est. Cost/Share $67.84 Unrealized @ Report Date +30.4%

FBNC First Bancorp 0.5%

Value $304K Shares 12,119 Share Price $25.08 * Est. Cost/Share $29.41 Unrealized @ Report Date -24.8%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
JPIN	JP Morgan Diversified Return International Equity	156,918	$7.753M	11.6%	$49.41	$53.76	-8.1%	DIV RTN INT EQ	46641Q209
PRFZ	Invesco FTSE RAFI US 1500 Small- Mid	63,262	$7.067M	10.5%	$111.71 *	$20.52	+8.9%	FTSE RAFI 1500	46137V597
JHMM	John Hancock Multifactor Mid Cap ETF	178,423	$6.266M	9.3%	$35.12	$37.82	-7.1%	MULTIFACTOR MI	47804J206
—	iShares Gold Trust	340,397	$5.783M	8.6%	$16.99	$15.08	—	ISHARES	464285105
VGLT	Vanguard Long Term Government Bond Index	57,635	$5.769M	8.6%	$100.10	$100.49	-0.4%	LONG TERM TREAS	92206C847
VMBS	Vanguard Mortgage Backed Sec Indx ETF	74,729	$4.063M	6.1%	$54.37	$54.43	-0.1%	MORTG-BACK SEC	92206C771
JPST	JPMorgan Ultra-Short Income ETF	71,396	$3.622M	5.4%	$50.73	$50.36	+0.7%	ULTRA SHRT INC	46641Q837
BNDX	Vanguard Intl Bond Index	61,252	$3.536M	5.3%	$57.73	$57.14	+1.0%	INTL BD IDX ETF	92203J407
QQQ	Invesco QQQ Trust Series 1	13,719	$3.397M	5.1%	$247.61	$224.13	+10.5%	UNIT SER 1	46090E103
—	Invesco BulletShares 2023 Corporate Bond	153,015	$3.33M	5.0%	$21.76	$21.76	—	BULSHS 2023 CB	46138J866
—	Invesco BulletShares 2024 Corporate Bond	150,887	$3.326M	5.0%	$22.04	$22.04	—	BULSHS 2024 CB	46138J841
—	Invesco BulletShares 2022 Corporate Bond	151,415	$3.304M	4.9%	$21.82	$21.82	—	BULSHS 2022 CB	46138J882
—	Invesco BulletShares 2021 Corporate Bond	152,292	$3.254M	4.9%	$21.37	$21.37	—	BULSHS 2021 CB	46138J700
VGIT	Vanguard Intermediate Term Treasury ETF	44,815	$3.163M	4.7%	$70.58	$70.40	+0.2%	INTER TERM TREAS	92206C706
—	Rivernorth Marketplace Lending	143,099	$2.125M	3.2%	$14.85	$14.85	—	COM	76882B108
VTI	Vanguard Total Stock Market	2,277	$356K	0.5%	$156.35	$154.62	+1.2%	TOTAL STK MKT	922908769
AMZN	Amazon.com Inc	121	$334K	0.5%	$2760.33 *	$90.27	+52.8%	COM	023135106
AAPL	Apple Inc	878	$320K	0.5%	$364.46 *	$67.84	+30.4%	COM	037833100
FBNC	First Bancorp	12,119	$304K	0.5%	$25.08 *	$29.41	-24.8%	COM	318910106