Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value: $670M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BIOGEN INC | 3,354 | $95.15M | 14.2% | $28367.92 | — | — | Call | 09062X903 |
| — | BIOGEN INC | 2,359 | $66.92M | 10.0% | $28367.95 | — | — | Put | 09062X953 |
| — | SELECT SECTOR SPDR TR | 4,634 | $48.88M | 7.3% | $10547.91 | — | — | Put | 81369Y959 |
| — | TESLA INC | 850 | $36.47M | 5.4% | $42901.18 | — | — | Call | 88160R901 |
| — | ISHARES RUSSELL 2000 | 2,188 | $32.77M | 4.9% | $14978.98 | — | — | Put | 464287955 |
| — | SPDR S&P 500 | 931 | $31.18M | 4.7% | $33488.72 | — | — | Put | 78462F953 |
| — | MODERNA INC | 4,172 | $29.52M | 4.4% | $7075.02 | — | — | Put | 60770K957 |
| — | SPDR S&P 500 | 867 | $29.04M | 4.3% | $33489.04 | — | — | Call | 78462F903 |
| — | TESLA INC | 435 | $21.4M | 3.2% | $49200.00 | — | — | Put | 88160R951 |
| — | ASTRAZENECA PLC | 3,075 | $16.85M | 2.5% | $5480.00 | — | — | Put | 046353958 |
| — | ISHARES RUSSELL 2000 | 1,050 | $15.73M | 2.3% | $14979.05 | — | — | Call | 464287905 |
| — | SPDR SERIES TRUST | 1,337 | $14.9M | 2.2% | $11142.86 | — | — | Put | 78464A950 |
| BIIB | BIOGEN INC | 44,536 | $12.63M | 1.9% | $283.68 | $300.59 | -7.2% | COM | 09062X103 |
| — | ISHARES NASDAQ BIOTECH | 923 | $12.5M | 1.9% | $13540.63 | — | — | Put | 464287956 |
| — | CEL-SCI CORP | 7,773 | $9.911M | 1.5% | $1275.05 | — | — | Put | 150837957 |
| — | SELECT SECTOR SPDR TR | 834 | $8.797M | 1.3% | $10547.96 | — | — | Call | 81369Y909 |
| MRNA | MODERNA INC | 121,975 | $8.63M | 1.3% | $70.75 | $60.91 | +14.5% | COM | 60770K107 |
| AZN | ASTRAZENECA PLC | 147,945 | $8.107M | 1.2% | $54.80 | $54.40 | — | ADR | 046353108 |
| — | SORRENTO THERAPEUTICS | 7,143 | $7.964M | 1.2% | $1114.94 | — | — | Put | 83587F952 |
| — | MODERNA INC | 1,092 | $7.726M | 1.2% | $7075.09 | — | — | Call | 60770K907 |
| — | BRAINSTORM CELL THERAPEUTICS | 4,444 | $7.519M | 1.1% | $1691.94 | — | — | Put | 10501E951 |
| SRNE | SORRENTO THERAPEUTICS | 606,298 | $6.76M | 1.0% | $11.15 * | $9.15 | 0.0% | COM | 83587F202 |
| — | PFIZER INC | 1,817 | $6.668M | 1.0% | $3669.79 | — | — | Call | 717081903 |
| — | PLURISTEM THERAPEUTICS | 5,984 | $6.301M | 0.9% | $1052.97 | — | — | Put | 72940R950 |
| — | CEL-SCI CORP | 4,605 | $5.871M | 0.9% | $1274.92 | — | — | Call | 150837907 |
| — | FIBROGEN INC | 1,418 | $5.831M | 0.9% | $4112.13 | — | — | Put | 31572Q958 |
| — | CARDIFF ONCOLOGY | 3,887 | $5.516M | 0.8% | $1419.09 | — | — | Put | 14147L958 |
| — | BARCLAYS BANK PLC | 1,976 | $4.92M | 0.7% | $2489.88 | — | — | Call | 06746P901 |
| — | IMMUNOMEDICS INC | 50,000 | $4.252M | 0.6% | $85.04 | $85.04 | — | COM | 452907108 |
| ACAD | ACADIA PHARMACEUTICALS INC | 99,921 | $4.122M | 0.6% | $41.25 * | $43.18 | 0.0% | COM | 004225108 |
| — | AVEO PHARMACEUTICALS INC | 6,801 | $4.04M | 0.6% | $594.03 | — | — | Put | 053588957 |
| — | ROCKWELL MEDICAL INC | 3,595,415 | $3.847M | 0.6% | $1.07 | $1.07 | — | COM | 774374102 |
| SPIEF | SPI ENERGY CO LTD | 425,762 | $3.065M | 0.5% | $7.20 * | $2.14 | 0.0% | SHS | G8651P110 |
| — | INTRA-CELLULAR THERAPIES | 115,000 | $2.951M | 0.4% | $25.66 | $25.66 | — | COM | 46116X101 |
| — | ASTRAZENECA PLC | 521 | $2.855M | 0.4% | $5479.85 | — | — | Call | 046353908 |
| — | INOVIO PHARMACEUTICALS | 2,426 | $2.814M | 0.4% | $1159.93 | — | — | Put | 45773H951 |
| — | CINEDIGM CORP | 4,875,949 | $2.755M | 0.4% | $0.57 | $0.57 | — | COM | 172406209 |
| — | TRILLIUM THERAPEUTICS INC | 1,860 | $2.643M | 0.4% | $1420.97 | — | — | Call | 89620X906 |
| — | ISHARES NASDAQ BIOTECH | 189 | $2.559M | 0.4% | $13539.68 | — | — | Call | 464287906 |
| — | CHECKPOINT THERAPEUTICS | 931,240 | $2.496M | 0.4% | $2.68 | $2.68 | — | COM | 162828107 |
| — | BARCLAYS BANK PLC | 100,000 | $2.49M | 0.4% | $24.90 | $24.90 | — | ETF | 06746P621 |
| — | COCRYSTAL PHARMA INC | 2,667,293 | $2.48M | 0.4% | $0.93 | $0.93 | — | COM | 19188J300 |
| — | SEANERGY MARITIME | 5,349,284 | $2.443M | 0.4% | $0.46 | $0.46 | — | SHS | Y73760194 |
| — | XPRESSPA GROUP INC | 1,191,233 | $2.347M | 0.4% | $1.97 | $1.97 | — | COM | 98420U703 |
| NMRD | NEMAURA MEDICAL INC | 613,765 | $2.179M | 0.3% | $3.55 * | $5.84 | 0.0% | COM | 640442208 |
| — | NEOVASC INC | 1,009,406 | $2.16M | 0.3% | $2.14 | $2.22 | — | COM | 64065J304 |
| — | PULMATRIX INC | 1,740,663 | $2.071M | 0.3% | $1.19 | $1.19 | — | COM | 74584P202 |
| — | CELLDEX THERAPEUTIC | 1,392 | $2.064M | 0.3% | $1482.76 | — | — | Call | 15117B902 |
| — | PAINREFORM LTD | 444,941 | $2.047M | 0.3% | $4.60 | $4.60 | — | SHS | M77798102 |
| — | IONIS PHARMACEUTICALS | 428 | $2.031M | 0.3% | $4745.33 | — | — | Call | 462222900 |
| — | BELLUS HEALTH INC NEW | 880,400 | $1.999M | 0.3% | $2.27 | $2.27 | — | COM | 07987C204 |
| DXR | DAXOR CORP | 122,406 | $1.928M | 0.3% | $15.75 * | $16.83 | 0.0% | COM | 239467103 |
| — | EYENOVIA INC | 608,720 | $1.899M | 0.3% | $3.12 | $3.12 | — | COM | 30234E104 |
| CNTGF | CENTOGENE N V | 182,275 | $1.724M | 0.3% | $9.46 * | $12.73 | 0.0% | COM | N1976T109 |
| IBB | ISHARES NASDAQ BIOTECH | 11,372 | $1.54M | 0.2% | $135.42 | $136.44 | — | ETF | 464287556 |
| AFIB | ACUTUS MEDICAL INC | 49,656 | $1.48M | 0.2% | $29.81 | $30.36 | 0.0% | COM | 005111109 |
| — | INOVIO PHARMACEUTICALS | 124,884 | $1.449M | 0.2% | $11.60 | $11.85 | — | COM | 45773H201 |
| — | CURIS INC | 1,179,600 | $1.38M | 0.2% | $1.17 | $1.21 | — | COM | 231269200 |
| — | CEL-SCI CORP | 107,878 | $1.375M | 0.2% | $12.75 | $12.80 | — | COM | 150837607 |
| — | FIBROGEN INC | 29,654 | $1.219M | 0.2% | $41.11 | $40.52 | — | COM | 31572Q808 |
| — | OLB GROUP INC | 311,010 | $1.166M | 0.2% | $3.75 | $3.75 | — | COM | 67086U307 |
| — | SUPERCOM LTD | 1,480,000 | $1.125M | 0.2% | $0.76 | $0.76 | — | COM | M87095119 |
| — | SAREPTA THERAPEUTIC | 76 | $1.067M | 0.2% | $14039.47 | — | — | Put | 803607950 |
| — | ODONATE THERAPEUTICS INC | 78,278 | $1.051M | 0.2% | $13.43 | $19.41 | — | COM | 676079106 |
| — | AURINIA PHARMACEUTICALS | 704 | $1.037M | 0.2% | $1473.01 | — | — | Call | 05156V902 |
| — | NEUROBO PHARMACEUTICALS | 182,543 | $1.026M | 0.2% | $5.62 | $8.05 | — | COM | 64132R107 |
| — | IONIS PHARMACEUTICALS | 212 | $1.006M | 0.2% | $4745.28 | — | — | Put | 462222950 |
| — | ALTIMMUNE INC | 761 | $1.005M | 0.2% | $1320.63 | — | — | Put | 02155H950 |
| PDSB | PDS BIOTECHNOLOGY CORP | 419,836 | $978K | 0.1% | $2.33 * | $2.80 | 0.0% | COM | 70465T107 |
| — | SPDR GOLD TRUST | 2,262 | $826K | 0.1% | $365.16 | — | — | Call | 78463V907 |
| — | TITAN PHARMACEUTICALS | 4,856,723 | $803K | 0.1% | $0.17 | $0.17 | — | COM | 888314507 |
| — | ARCADIA BIOSCIENCES INC | 275,123 | $770K | 0.1% | $2.80 | $3.01 | — | COM | 039014204 |
| — | GEOVAX LABS INC | 240,654 | $768K | 0.1% | $3.19 | $3.19 | — | COM | 373678507 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 312,666 | $716K | 0.1% | $2.29 * | $3.53 | -25.8% | COM | 372427401 |
| — | EVOKE PHARMA INC | 1,519 | $712K | 0.1% | $468.73 | — | — | Put | 30049G954 |
| — | AKERS BIOSCIENCES INC | 299,913 | $675K | 0.1% | $2.25 | $2.25 | — | COM | 00973E409 |
| — | BRICKELL BIOTECH INC | 721,887 | $652K | 0.1% | $0.90 | $0.90 | — | COM | 10802T105 |
| — | AMARIN CORP PLC | 5,083 | $643K | 0.1% | $126.50 | — | — | Call | 023111906 |
| — | EMERALD BIOSCIENCE INC | 14,936,716 | $633K | 0.1% | $0.04 | $0.04 | — | COM | 29102Y101 |
| — | PLURISTEM THERAPEUTICS | 59,730 | $629K | 0.1% | $10.53 | $7.14 | — | COM | 72940R300 |
| — | LIPOCINE INC NEW | 443,469 | $625K | 0.1% | $1.41 | $1.40 | — | COM | 53630X104 |
| — | SAREPTA THERAPEUTIC | 44 | $618K | 0.1% | $14045.45 | — | — | Call | 803607900 |
| — | CATABASIS PHARMS | 891 | $552K | 0.1% | $619.53 | — | — | Put | 14875P956 |
| — | POLARITYTE INC | 4,816 | $501K | 0.1% | $104.03 | — | — | Put | 731094958 |
| — | XPRESSPA GROUP INC | 2,522 | $497K | 0.1% | $197.07 | — | — | Put | 98420U953 |
| — | ODONATE THERAPEUTICS INC | 354 | $475K | 0.1% | $1341.81 | — | — | Put | 676079956 |
| — | CYCLACEL PHARMACEUTICALS | 125,578 | $458K | 0.1% | $3.65 | $3.65 | — | COM | 23254L603 |
| — | CARDIFF ONCOLOGY | 317 | $450K | 0.1% | $1419.56 | — | — | Call | 14147L908 |
| — | ADITX THERAPEUTICS INC | 224,971 | $439K | 0.1% | $1.95 | $1.95 | — | COM | 007025109 |
| XLV | SELECT SECTOR SPDR TR | 4,000 | $422K | 0.1% | $105.50 | $96.31 | — | ETF | 81369Y209 |
| — | PAVMED INC | 436,973 | $364K | 0.1% | $0.83 | $0.33 | — | *W | 70387R122 |
| — | CYTOKINETICS INC | 157 | $340K | 0.1% | $2165.61 | — | — | Call | 23282W905 |
| USEG | U S ENERGY CORP WY | 66,504 | $333K | 0.0% | $5.01 * | $5.29 | 0.0% | COM | 911805307 |
| — | SCPHARMACEUTICALS INC | 42,407 | $316K | 0.0% | $7.45 | $7.36 | — | COM | 810648105 |
| — | MONAKER GROUP INC | 134,585 | $297K | 0.0% | $2.21 | $2.21 | — | COM | 609011200 |
| — | CALADRIUS BIOSCIENCES | 1,630 | $293K | 0.0% | $179.75 | — | — | Put | 128058953 |
| — | PHASEBIO PHARMACEUTICALS | 79,470 | $279K | 0.0% | $3.51 | $9.10 | — | COM | 717224109 |
| — | GENOCEA BIOSCIENCES INC | 1,032 | $236K | 0.0% | $228.68 | — | — | Call | 372427901 |
| — | SENECA BIOPHARMA INC | 393,411 | $229K | 0.0% | $0.58 | $0.70 | — | COM | 81689B103 |
| AUPH | AURINIA PHARMACEUTICALS | 13,544 | $200K | 0.0% | $14.77 | $17.64 | -17.9% | COM | 05156V102 |
| — | HEPION PHARMACEUTICALS | 591 | $184K | 0.0% | $311.34 | — | — | Put | 426897954 |
| ALT | ALTIMMUNE INC | 13,800 | $182K | 0.0% | $13.19 * | $19.99 | 0.0% | COM | 02155H200 |
| — | HEPION PHARMACEUTICALS | 57,309 | $178K | 0.0% | $3.11 | $3.11 | — | COM | 426897104 |
| — | CALADRIUS BIOSCIENCES | 96,001 | $173K | 0.0% | $1.80 | $1.80 | — | COM | 128058203 |
| — | CATABASIS PHARMS | 277 | $171K | 0.0% | $617.33 | — | — | Call | 14875P906 |
| — | GEOVAX LABS INC | 191,657 | $169K | 0.0% | $0.88 | $0.88 | — | *W | 373678119 |
| — | ACTINIUM PHARMACEUTICALS | 164 | $159K | 0.0% | $969.51 | — | — | Put | 00507W957 |
| — | AVEO PHARMACEUTICALS INC | 26,039 | $155K | 0.0% | $5.95 | $3.62 | — | COM | 053588307 |
| — | EMAGIN CORP NEW | 1,172 | $149K | 0.0% | $127.13 | — | — | Put | 29076N956 |
| — | 9 METERS BIOPHARMA | 1,773 | $145K | 0.0% | $81.78 | — | — | Put | 654405959 |
| — | NABRIVA THERAPEUTICS PLC | 268,109 | $143K | 0.0% | $0.53 | $0.53 | — | SHS | G63637105 |
| — | CORDMEDIX INC | 236 | $142K | 0.0% | $601.69 | — | — | Call | 21900C908 |
| — | LIPOCINE INC NEW | 941 | $133K | 0.0% | $141.34 | — | — | Call | 53630X904 |
| — | CURIS INC | 1,131 | $132K | 0.0% | $116.71 | — | — | Call | 231269900 |
| — | ADAMIS PHARMACEUTICALS CORP | 1,565 | $122K | 0.0% | $77.96 | — | — | Put | 00547W958 |
| — | BAUDAX BIO INC | 410 | $114K | 0.0% | $278.05 | — | — | Put | 07160F957 |
| — | EVOKE PHARMA INC | 22,382 | $105K | 0.0% | $4.69 | $4.69 | — | COM | 30049G104 |
| — | LM FUNDING AMERICA INC | 147,304 | $97,000 | 0.0% | $0.66 | $0.78 | — | COM | 502074305 |
| — | MEDIGUS LTD | 544,940 | $93,000 | 0.0% | $0.17 | $0.72 | — | *W | 58471G128 |
| — | BIOLASE INC | 333,458 | $92,000 | 0.0% | $0.28 | $0.28 | — | COM | 090911207 |
| — | CITIUS PHARMACEUTICALS | 88,711 | $92,000 | 0.0% | $1.04 | $1.04 | — | COM | 17322U207 |
| — | ENERGY FOCUS | 120 | $82,000 | 0.0% | $683.33 | — | — | Put | 29268T959 |
| — | INSPIREMD INC | 243,900 | $77,000 | 0.0% | $0.32 | $0.39 | — | COM | 45779A853 |
| — | BENITEC BIOPHARMA INC | 11,863 | $75,000 | 0.0% | $6.32 | $7.92 | — | COM | 08205P100 |
| — | CORDMEDIX INC | 109 | $66,000 | 0.0% | $605.50 | — | — | Put | 21900C958 |
| — | ZOMEDICA PHARMACEUTICALS | 470,548 | $52,000 | 0.0% | $0.11 | $0.11 | — | COM | 98979F107 |
| — | NABRIVA THERAPEUTICS PLC | 958 | $51,000 | 0.0% | $53.24 | — | — | Put | G63637955 |
| — | CHINA JO JO DRUGSTORES | 50,000 | $48,000 | 0.0% | $0.96 | $1.38 | — | COM | 16949A206 |
| — | BIO KEY INTL INC | 100,000 | $44,000 | 0.0% | $0.44 | $0.44 | — | COM | 09060C309 |
| — | TRANSENTERIX INC | 794 | $28,000 | 0.0% | $35.26 | — | — | Put | 89366M950 |
| — | LIPOCINE INC NEW | 150 | $21,000 | 0.0% | $140.00 | — | — | Put | 53630X954 |
| — | PARETEUM CORP | 299 | $20,000 | 0.0% | $66.89 | — | — | Put | 69946T957 |