CIK: 0001535610 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 16, 2020
Total Value ($000): $669,857 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BIOGEN INC | 3,354 | $95,146 | 14.2% | — | — | Call | 09062X903 |
| — | BIOGEN INC | 2,359 | $66,920 | 10.0% | — | — | Put | 09062X953 |
| — | SELECT SECTOR SPDR TR | 4,634 | $48,879 | 7.3% | — | — | Put | 81369Y959 |
| — | TESLA INC | 850 | $36,466 | 5.4% | — | — | Call | 88160R901 |
| — | ISHARES RUSSELL 2000 | 2,188 | $32,774 | 4.9% | — | — | Put | 464287955 |
| — | SPDR S&P 500 | 931 | $31,178 | 4.7% | — | — | Put | 78462F953 |
| — | MODERNA INC | 4,172 | $29,517 | 4.4% | — | — | Put | 60770K957 |
| — | SPDR S&P 500 | 867 | $29,035 | 4.3% | — | — | Call | 78462F903 |
| — | TESLA INC | 435 | $21,402 | 3.2% | — | — | Put | 88160R951 |
| — | ASTRAZENECA PLC | 3,075 | $16,851 | 2.5% | — | — | Put | 046353958 |
| — | ISHARES RUSSELL 2000 | 1,050 | $15,728 | 2.3% | — | — | Call | 464287905 |
| — | SPDR SERIES TRUST | 1,337 | $14,898 | 2.2% | — | — | Put | 78464A950 |
| BIIB | BIOGEN INC | 44,536 | $12,634 | 1.9% | $300.59 | -7.2% | COM | 09062X103 |
| — | ISHARES NASDAQ BIOTECH | 923 | $12,498 | 1.9% | — | — | Put | 464287956 |
| — | CEL-SCI CORP | 7,773 | $9,911 | 1.5% | — | — | Put | 150837957 |
| — | SELECT SECTOR SPDR TR | 834 | $8,797 | 1.3% | — | — | Call | 81369Y909 |
| MRNA | MODERNA INC | 121,975 | $8,630 | 1.3% | $60.91 | +14.5% | COM | 60770K107 |
| AZN | ASTRAZENECA PLC | 147,945 | $8,107 | 1.2% | $54.40 | — | ADR | 046353108 |
| — | SORRENTO THERAPEUTICS | 7,143 | $7,964 | 1.2% | — | — | Put | 83587F952 |
| — | MODERNA INC | 1,092 | $7,726 | 1.2% | — | — | Call | 60770K907 |
| — | BRAINSTORM CELL THERAPEUTICS | 4,444 | $7,519 | 1.1% | — | — | Put | 10501E951 |
| SRNE | SORRENTO THERAPEUTICS | 606,298 | $6,760 | 1.0% | $9.15 | 0.0% | COM | 83587F202 |
| — | PFIZER INC | 1,817 | $6,668 | 1.0% | — | — | Call | 717081903 |
| — | PLURISTEM THERAPEUTICS | 5,984 | $6,301 | 0.9% | — | — | Put | 72940R950 |
| — | CEL-SCI CORP | 4,605 | $5,871 | 0.9% | — | — | Call | 150837907 |
| — | FIBROGEN INC | 1,418 | $5,831 | 0.9% | — | — | Put | 31572Q958 |
| — | CARDIFF ONCOLOGY | 3,887 | $5,516 | 0.8% | — | — | Put | 14147L958 |
| — | BARCLAYS BANK PLC | 1,976 | $4,920 | 0.7% | — | — | Call | 06746P901 |
| — | IMMUNOMEDICS INC | 50,000 | $4,252 | 0.6% | $85.04 | — | COM | 452907108 |
| ACAD | ACADIA PHARMACEUTICALS INC | 99,921 | $4,122 | 0.6% | $43.18 | 0.0% | COM | 004225108 |
| — | AVEO PHARMACEUTICALS INC | 6,801 | $4,040 | 0.6% | — | — | Put | 053588957 |
| — | ROCKWELL MEDICAL INC | 3,595,415 | $3,847 | 0.6% | $1.07 | — | COM | 774374102 |
| SPIEF | SPI ENERGY CO LTD | 425,762 | $3,065 | 0.5% | $2.14 | 0.0% | SHS | G8651P110 |
| — | INTRA-CELLULAR THERAPIES | 115,000 | $2,951 | 0.4% | $25.66 | — | COM | 46116X101 |
| — | ASTRAZENECA PLC | 521 | $2,855 | 0.4% | — | — | Call | 046353908 |
| — | INOVIO PHARMACEUTICALS | 2,426 | $2,814 | 0.4% | — | — | Put | 45773H951 |
| — | CINEDIGM CORP | 4,875,949 | $2,755 | 0.4% | $0.57 | — | COM | 172406209 |
| — | TRILLIUM THERAPEUTICS INC | 1,860 | $2,643 | 0.4% | — | — | Call | 89620X906 |
| — | ISHARES NASDAQ BIOTECH | 189 | $2,559 | 0.4% | — | — | Call | 464287906 |
| — | CHECKPOINT THERAPEUTICS | 931,240 | $2,496 | 0.4% | $2.68 | — | COM | 162828107 |
| — | BARCLAYS BANK PLC | 100,000 | $2,490 | 0.4% | $24.90 | — | ETF | 06746P621 |
| — | COCRYSTAL PHARMA INC | 2,667,293 | $2,480 | 0.4% | $0.93 | — | COM | 19188J300 |
| — | SEANERGY MARITIME | 5,349,284 | $2,443 | 0.4% | $0.46 | — | SHS | Y73760194 |
| — | XPRESSPA GROUP INC | 1,191,233 | $2,347 | 0.4% | $1.97 | — | COM | 98420U703 |
| NMRD | NEMAURA MEDICAL INC | 613,765 | $2,179 | 0.3% | $5.84 | 0.0% | COM | 640442208 |
| — | NEOVASC INC | 1,009,406 | $2,160 | 0.3% | $2.22 | — | COM | 64065J304 |
| — | PULMATRIX INC | 1,740,663 | $2,071 | 0.3% | $1.19 | — | COM | 74584P202 |
| — | CELLDEX THERAPEUTIC | 1,392 | $2,064 | 0.3% | — | — | Call | 15117B902 |
| — | PAINREFORM LTD | 444,941 | $2,047 | 0.3% | $4.60 | — | SHS | M77798102 |
| — | IONIS PHARMACEUTICALS | 428 | $2,031 | 0.3% | — | — | Call | 462222900 |
| — | BELLUS HEALTH INC NEW | 880,400 | $1,999 | 0.3% | $2.27 | — | COM | 07987C204 |
| DXR | DAXOR CORP | 122,406 | $1,928 | 0.3% | $16.83 | 0.0% | COM | 239467103 |
| — | EYENOVIA INC | 608,720 | $1,899 | 0.3% | $3.12 | — | COM | 30234E104 |
| CNTGF | CENTOGENE N V | 182,275 | $1,724 | 0.3% | $12.73 | 0.0% | COM | N1976T109 |
| IBB | ISHARES NASDAQ BIOTECH | 11,372 | $1,540 | 0.2% | $136.44 | — | ETF | 464287556 |
| AFIB | ACUTUS MEDICAL INC | 49,656 | $1,480 | 0.2% | $30.36 | 0.0% | COM | 005111109 |
| — | INOVIO PHARMACEUTICALS | 124,884 | $1,449 | 0.2% | $11.85 | — | COM | 45773H201 |
| — | CURIS INC | 1,179,600 | $1,380 | 0.2% | $1.21 | — | COM | 231269200 |
| — | CEL-SCI CORP | 107,878 | $1,375 | 0.2% | $12.80 | — | COM | 150837607 |
| — | FIBROGEN INC | 29,654 | $1,219 | 0.2% | $40.52 | — | COM | 31572Q808 |
| — | OLB GROUP INC | 311,010 | $1,166 | 0.2% | $3.75 | — | COM | 67086U307 |
| — | SUPERCOM LTD | 1,480,000 | $1,125 | 0.2% | $0.76 | — | COM | M87095119 |
| — | SAREPTA THERAPEUTIC | 76 | $1,067 | 0.2% | — | — | Put | 803607950 |
| — | ODONATE THERAPEUTICS INC | 78,278 | $1,051 | 0.2% | $19.41 | — | COM | 676079106 |
| — | AURINIA PHARMACEUTICALS | 704 | $1,037 | 0.2% | — | — | Call | 05156V902 |
| — | NEUROBO PHARMACEUTICALS | 182,543 | $1,026 | 0.2% | $8.05 | — | COM | 64132R107 |
| — | IONIS PHARMACEUTICALS | 212 | $1,006 | 0.2% | — | — | Put | 462222950 |
| — | ALTIMMUNE INC | 761 | $1,005 | 0.2% | — | — | Put | 02155H950 |
| PDSB | PDS BIOTECHNOLOGY CORP | 419,836 | $978 | 0.1% | $2.80 | 0.0% | COM | 70465T107 |
| — | SPDR GOLD TRUST | 2,262 | $826 | 0.1% | — | — | Call | 78463V907 |
| — | TITAN PHARMACEUTICALS | 4,856,723 | $803 | 0.1% | $0.17 | — | COM | 888314507 |
| — | ARCADIA BIOSCIENCES INC | 275,123 | $770 | 0.1% | $3.01 | — | COM | 039014204 |
| — | GEOVAX LABS INC | 240,654 | $768 | 0.1% | $3.19 | — | COM | 373678507 |
| GNCAQ | GENOCEA BIOSCIENCES INC | 312,666 | $716 | 0.1% | $3.53 | -25.8% | COM | 372427401 |
| — | EVOKE PHARMA INC | 1,519 | $712 | 0.1% | — | — | Put | 30049G954 |
| — | AKERS BIOSCIENCES INC | 299,913 | $675 | 0.1% | $2.25 | — | COM | 00973E409 |
| — | BRICKELL BIOTECH INC | 721,887 | $652 | 0.1% | $0.90 | — | COM | 10802T105 |
| — | AMARIN CORP PLC | 5,083 | $643 | 0.1% | — | — | Call | 023111906 |
| — | EMERALD BIOSCIENCE INC | 14,936,716 | $633 | 0.1% | $0.04 | — | COM | 29102Y101 |
| — | PLURISTEM THERAPEUTICS | 59,730 | $629 | 0.1% | $7.14 | — | COM | 72940R300 |
| — | LIPOCINE INC NEW | 443,469 | $625 | 0.1% | $1.40 | — | COM | 53630X104 |
| — | SAREPTA THERAPEUTIC | 44 | $618 | 0.1% | — | — | Call | 803607900 |
| — | CATABASIS PHARMS | 891 | $552 | 0.1% | — | — | Put | 14875P956 |
| — | POLARITYTE INC | 4,816 | $501 | 0.1% | — | — | Put | 731094958 |
| — | XPRESSPA GROUP INC | 2,522 | $497 | 0.1% | — | — | Put | 98420U953 |
| — | ODONATE THERAPEUTICS INC | 354 | $475 | 0.1% | — | — | Put | 676079956 |
| — | CYCLACEL PHARMACEUTICALS | 125,578 | $458 | 0.1% | $3.65 | — | COM | 23254L603 |
| — | CARDIFF ONCOLOGY | 317 | $450 | 0.1% | — | — | Call | 14147L908 |
| — | ADITX THERAPEUTICS INC | 224,971 | $439 | 0.1% | $1.95 | — | COM | 007025109 |
| XLV | SELECT SECTOR SPDR TR | 4,000 | $422 | 0.1% | $96.31 | — | ETF | 81369Y209 |
| — | PAVMED INC | 436,973 | $364 | 0.1% | $0.33 | — | *W | 70387R122 |
| — | CYTOKINETICS INC | 157 | $340 | 0.1% | — | — | Call | 23282W905 |
| USEG | U S ENERGY CORP WY | 66,504 | $333 | 0.0% | $5.29 | 0.0% | COM | 911805307 |
| — | SCPHARMACEUTICALS INC | 42,407 | $316 | 0.0% | $7.36 | — | COM | 810648105 |
| — | MONAKER GROUP INC | 134,585 | $297 | 0.0% | $2.21 | — | COM | 609011200 |
| — | CALADRIUS BIOSCIENCES | 1,630 | $293 | 0.0% | — | — | Put | 128058953 |
| — | PHASEBIO PHARMACEUTICALS | 79,470 | $279 | 0.0% | $9.10 | — | COM | 717224109 |
| — | GENOCEA BIOSCIENCES INC | 1,032 | $236 | 0.0% | — | — | Call | 372427901 |
| — | SENECA BIOPHARMA INC | 393,411 | $229 | 0.0% | $0.70 | — | COM | 81689B103 |
| AUPH | AURINIA PHARMACEUTICALS | 13,544 | $200 | 0.0% | $17.64 | -17.9% | COM | 05156V102 |
| — | HEPION PHARMACEUTICALS | 591 | $184 | 0.0% | — | — | Put | 426897954 |
| ALT | ALTIMMUNE INC | 13,800 | $182 | 0.0% | $19.99 | 0.0% | COM | 02155H200 |
| — | HEPION PHARMACEUTICALS | 57,309 | $178 | 0.0% | $3.11 | — | COM | 426897104 |
| — | CALADRIUS BIOSCIENCES | 96,001 | $173 | 0.0% | $1.80 | — | COM | 128058203 |
| — | CATABASIS PHARMS | 277 | $171 | 0.0% | — | — | Call | 14875P906 |
| — | GEOVAX LABS INC | 191,657 | $169 | 0.0% | $0.88 | — | *W | 373678119 |
| — | ACTINIUM PHARMACEUTICALS | 164 | $159 | 0.0% | — | — | Put | 00507W957 |
| — | AVEO PHARMACEUTICALS INC | 26,039 | $155 | 0.0% | $3.62 | — | COM | 053588307 |
| — | EMAGIN CORP NEW | 1,172 | $149 | 0.0% | — | — | Put | 29076N956 |
| — | 9 METERS BIOPHARMA | 1,773 | $145 | 0.0% | — | — | Put | 654405959 |
| — | NABRIVA THERAPEUTICS PLC | 268,109 | $143 | 0.0% | $0.53 | — | SHS | G63637105 |
| — | CORDMEDIX INC | 236 | $142 | 0.0% | — | — | Call | 21900C908 |
| — | LIPOCINE INC NEW | 941 | $133 | 0.0% | — | — | Call | 53630X904 |
| — | CURIS INC | 1,131 | $132 | 0.0% | — | — | Call | 231269900 |
| — | ADAMIS PHARMACEUTICALS CORP | 1,565 | $122 | 0.0% | — | — | Put | 00547W958 |
| — | BAUDAX BIO INC | 410 | $114 | 0.0% | — | — | Put | 07160F957 |
| — | EVOKE PHARMA INC | 22,382 | $105 | 0.0% | $4.69 | — | COM | 30049G104 |
| — | LM FUNDING AMERICA INC | 147,304 | $97 | 0.0% | $0.78 | — | COM | 502074305 |
| — | MEDIGUS LTD | 544,940 | $93 | 0.0% | $0.72 | — | *W | 58471G128 |
| — | BIOLASE INC | 333,458 | $92 | 0.0% | $0.28 | — | COM | 090911207 |
| — | CITIUS PHARMACEUTICALS | 88,711 | $92 | 0.0% | $1.04 | — | COM | 17322U207 |
| — | ENERGY FOCUS | 120 | $82 | 0.0% | — | — | Put | 29268T959 |
| — | INSPIREMD INC | 243,900 | $77 | 0.0% | $0.39 | — | COM | 45779A853 |
| — | BENITEC BIOPHARMA INC | 11,863 | $75 | 0.0% | $7.92 | — | COM | 08205P100 |
| — | CORDMEDIX INC | 109 | $66 | 0.0% | — | — | Put | 21900C958 |
| — | ZOMEDICA PHARMACEUTICALS | 470,548 | $52 | 0.0% | $0.11 | — | COM | 98979F107 |
| — | NABRIVA THERAPEUTICS PLC | 958 | $51 | 0.0% | — | — | Put | G63637955 |
| — | CHINA JO JO DRUGSTORES | 50,000 | $48 | 0.0% | $1.38 | — | COM | 16949A206 |
| — | BIO KEY INTL INC | 100,000 | $44 | 0.0% | $0.44 | — | COM | 09060C309 |
| — | TRANSENTERIX INC | 794 | $28 | 0.0% | — | — | Put | 89366M950 |
| — | LIPOCINE INC NEW | 150 | $21 | 0.0% | — | — | Put | 53630X954 |
| — | PARETEUM CORP | 299 | $20 | 0.0% | — | — | Put | 69946T957 |