Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value: $522M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BIOGEN INC | 2,762 | $67.63M | 13.0% | $24485.88 | — | — | Call | 09062X903 |
| — | BIOGEN INC | 2,024 | $49.56M | 9.5% | $24486.17 | — | — | Put | 09062X953 |
| — | SPDR GOLD TRUST | 2,282 | $40.7M | 7.8% | $17836.11 | — | — | Call | 78463V907 |
| — | MODERNA INC | 3,740 | $39.07M | 7.5% | $10447.06 | — | — | Put | 60770K957 |
| — | SPDR S&P 500 ETF TR | 1,000 | $37.39M | 7.2% | $37388.00 | — | — | Put | 78462F953 |
| — | ISHARES RUSSELL 2000 | 1,638 | $32.12M | 6.2% | $19606.23 | — | — | Put | 464287955 |
| BIIB | BIOGEN INC | 116,970 | $28.64M | 5.5% | $244.86 * | $274.89 | -5.7% | COM | 09062X103 |
| — | SPDR SERIES TRUST | 2,017 | $28.39M | 5.4% | $14077.84 | — | — | Put | 78464A950 |
| AZN | ASTRAZENECA PLC | 365,000 | $18.25M | 3.5% | $49.99 | $51.78 | — | ADR | 046353108 |
| — | ASTRAZENECA PLC | 3,492 | $17.46M | 3.3% | $4999.14 | — | — | Put | 046353958 |
| MRNA | MODERNA INC | 116,000 | $12.12M | 2.3% | $104.47 * | $60.91 | +66.1% | COM | 60770K107 |
| — | ISHARES RUSSELL 2000 | 459 | $8.999M | 1.7% | $19605.66 | — | — | Call | 464287905 |
| — | MODERNA INC | 716 | $7.48M | 1.4% | $10446.93 | — | — | Call | 60770K907 |
| — | KANDI TECHNOLOGIES GROUP INC | 10,203 | $7.04M | 1.3% | $689.99 | — | — | Put | 483709951 |
| — | ZOOM VIDEO COMMUNICATIONS | 200 | $6.746M | 1.3% | $33730.00 | — | — | Put | 98980L951 |
| — | CEL-SCI CORP | 5,503 | $6.417M | 1.2% | $1166.09 | — | — | Put | 150837957 |
| — | PENN NATL GAMING INC | 731 | $6.314M | 1.2% | $8637.48 | — | — | Put | 707569959 |
| — | BARCLAYS BANK PLC | 3,726 | $6.256M | 1.2% | $1679.01 | — | — | Call | 06746P901 |
| — | SORRENTO THERAPEUTICS INC | 9,164 | $6.254M | 1.2% | $682.45 | — | — | Put | 83587F952 |
| — | CARDIFF ONCOLOGY | 2,870 | $5.163M | 1.0% | $1798.95 | — | — | Put | 14147L958 |
| — | CARDIFF ONCOLOGY | 2,622 | $4.717M | 0.9% | $1799.01 | — | — | Call | 14147L908 |
| — | PELOTON INTERACTIVE INC | 300 | $4.551M | 0.9% | $15170.00 | — | — | Put | 70614W950 |
| — | AVEO PHARMACEUTICALS INC | 7,471 | $4.311M | 0.8% | $577.03 | — | — | Put | 053588957 |
| — | SORRENTO THERAPEUTICS INC | 6,262 | $4.274M | 0.8% | $682.53 | — | — | Call | 83587F902 |
| — | XPRESSPA GROUP INC | 3,354,960 | $3.992M | 0.8% | $1.19 | $1.47 | — | COM | 98420U703 |
| — | CEL-SCI CORP | 310,155 | $3.616M | 0.7% | $11.66 | $12.06 | — | COM | 150837607 |
| — | TRILLIUM THERAPEUTICS INC | 2,379 | $3.5M | 0.7% | $1471.21 | $14.71 | — | Put | 89620X506 |
| — | MIRATI THERAPEUTICS INC | 145 | $3.185M | 0.6% | $21965.52 | — | — | Call | 60468T905 |
| RVPH | REVIVA PHARMACEURICALS | 358,300 | $3.133M | 0.6% | $8.74 * | $10.31 | 0.0% | COM | 76152G100 |
| — | INOVIO PHARMACEUTICALS | 3,170 | $2.805M | 0.5% | $884.86 | — | — | Put | 45773H951 |
| — | AMARIN CORP PLC | 5,207 | $2.546M | 0.5% | $488.96 | — | — | Call | 023111906 |
| — | INOVIO PHARMACEUTICALS | 285,388 | $2.526M | 0.5% | $8.85 | $10.16 | — | COM | 45773H201 |
| — | IONIS PHARMACEUTICALS | 428 | $2.42M | 0.5% | $5654.21 | — | — | Call | 462222900 |
| — | PULMATRIX INC | 1,975,309 | $2.351M | 0.5% | $1.19 | $1.19 | — | COM | 74584P202 |
| AFIB | ACUTUS MEDICAL INC | 77,500 | $2.233M | 0.4% | $28.81 * | $29.18 | -7.2% | COM | 005111109 |
| NMRD | NEMAURA MEDICAL INC | 494,297 | $1.864M | 0.4% | $3.77 * | $5.84 | -34.0% | COM | 640442208 |
| — | TRILLIUM THERAPEUTICS INC | 119,996 | $1.765M | 0.3% | $14.71 | $14.71 | — | COM | 89620X506 |
| GLBS | GLOBUS MARITIME LTD | 290,535 | $1.659M | 0.3% | $5.71 * | $8.65 | 0.0% | COM | Y27265126 |
| DXR | DAXOR CORP | 128,398 | $1.605M | 0.3% | $12.50 * | $16.69 | -17.1% | COM | 239467103 |
| — | SUPERCOM LTD | 1,480,000 | $1.524M | 0.3% | $1.03 | $0.76 | — | SHS | M87095119 |
| — | CEL-SCI CORP | 1,271 | $1.482M | 0.3% | $1166.01 | — | — | Call | 150837907 |
| — | TRICIDA INC | 200,437 | $1.413M | 0.3% | $7.05 | $7.05 | — | COM | 89610F101 |
| — | 9 METERS BIOPHARMA INC | 14,813 | $1.272M | 0.2% | $85.87 | — | — | Put | 654405959 |
| — | MARINUS PHARMACEUTICALS INC | 100,800 | $1.23M | 0.2% | $12.20 | $12.20 | — | COM | 56854Q200 |
| — | IONIS PHARMACEUTICALS | 212 | $1.199M | 0.2% | $5655.66 | — | — | Put | 462222950 |
| — | ASTROTECH CORP | 634,297 | $1.123M | 0.2% | $1.77 | $1.77 | — | COM | 046484200 |
| — | INTRA-CELLULAR THERAPIES | 35,000 | $1.113M | 0.2% | $31.80 | $25.66 | — | COM | 46116X101 |
| — | BRAINSTORM CELL THERAPEUTICS | 2,371 | $1.073M | 0.2% | $452.55 | — | — | Put | 10501E951 |
| — | AURINIA PHARMACEUTICALS INC | 757 | $1.047M | 0.2% | $1383.09 | — | — | Put | 05156V952 |
| — | HUMANCO ACQUISITION CORP | 95,050 | $1.047M | 0.2% | $11.02 | $11.02 | — | UNIT | 44487N208 |
| — | CELLECTAR BIOSCIENCES | 499,030 | $1.038M | 0.2% | $2.08 | $2.08 | — | COM | 15117F500 |
| — | ACTINIUM PHARMACEUTICALS INC | 1,308 | $1.02M | 0.2% | $779.82 | — | — | Call | 00507W906 |
| — | ODONATE THERAPEUTICS INC | 47,945 | $921K | 0.2% | $19.21 | $19.41 | — | COM | 676079106 |
| AUPH | AURINIA PHARMACEUTICALS INC | 55,943 | $774K | 0.1% | $13.84 * | $15.30 | -4.9% | COM | 05156V102 |
| — | NEUROBO PHARMACEUTICALS | 142,400 | $748K | 0.1% | $5.25 | $8.05 | — | COM | 64132R107 |
| — | KANDI TECHNOLOGIES GROUP INC | 105,714 | $729K | 0.1% | $6.90 | $6.90 | — | COM | 483709101 |
| — | CORDMEDIX INC | 894 | $664K | 0.1% | $742.73 | — | — | Put | 21900C958 |
| — | MIRATI THERAPEUTICS INC | 3,000 | $659K | 0.1% | $219.67 | $219.67 | — | COM | 60468T105 |
| — | NABRIVA THERAPEUTICS PLC | 260,000 | $629K | 0.1% | $2.42 | $2.42 | — | COM | G63637113 |
| — | CBAK ENERGY | 2,938 | $629K | 0.1% | $214.09 | — | — | Put | 14986C952 |
| — | CORDMEDIX INC | 839 | $623K | 0.1% | $742.55 | — | — | Call | 21900C908 |
| — | ROCKWELL MEDICAL INC | 611,992 | $618K | 0.1% | $1.01 | $1.07 | — | COM | 774374102 |
| — | EMERALD BIOSCIENCE INC | 14,480,000 | $579K | 0.1% | $0.04 | $0.04 | — | COM | 29102Y101 |
| — | BELLICUM PHARMACEUTICALS INC | 159,500 | $563K | 0.1% | $3.53 | $3.53 | — | COM | 079481404 |
| — | CASTOR MARITIME INC | 2,850,634 | $527K | 0.1% | $0.18 | $0.18 | — | COM | Y1146L109 |
| — | XPRESSPA GROUP INC | 4,251 | $506K | 0.1% | $119.03 | — | — | Put | 98420U953 |
| — | BIOHAVEN PHARMACEUTICAL HLDG | 53 | $454K | 0.1% | $8566.04 | — | — | Call | G11196905 |
| — | NANOVIBRONIX INC | 583,415 | $446K | 0.1% | $0.76 | $0.76 | — | COM | 63008J108 |
| — | ORAMED PHARMACEUTICALS INC | 991 | $420K | 0.1% | $423.81 | — | — | Put | 68403P953 |
| — | AVEO PHARMACEUTICALS INC | 68,092 | $393K | 0.1% | $5.77 | $4.95 | — | COM | 053588307 |
| — | ALLENA PHARMACEUTICALS INC | 269,836 | $345K | 0.1% | $1.28 | $1.28 | — | COM | 018119107 |
| — | AMBOW EDUCATION HOLDING LTD | 151,772 | $329K | 0.1% | $2.17 | $2.17 | — | ADS | 02322P200 |
| — | INTRA-CELLULAR THERAPIES | 100 | $318K | 0.1% | $3180.00 | — | — | Call | 46116X901 |
| — | LIXTE BIOTECHNOLOGY HLDGS INC | 339,542 | $306K | 0.1% | $0.90 | $0.90 | — | *W | 539319111 |
| — | ACTINIUM PHARMACEUTICALS INC | 381 | $297K | 0.1% | $779.53 | — | — | Put | 00507W956 |
| — | EVOKE PHARMA INC | 1,120 | $289K | 0.1% | $258.04 | — | — | Put | 30049G954 |
| — | GEOVAX LABS INC | 275,695 | $283K | 0.1% | $1.03 | $0.93 | — | *W | 373678119 |
| — | PAINREFORM LTD | 61,606 | $275K | 0.1% | $4.46 | $4.60 | — | SHS | M77798102 |
| — | REWALK ROBOTICS LTD | 192,382 | $254K | 0.0% | $1.32 | $1.32 | — | SHS | M8216Q200 |
| — | ALTERITY THERAPEUTICS LTD | 185,843 | $249K | 0.0% | $1.34 | $1.34 | — | ADR | 02155X106 |
| — | SPI ENERGY CO LTD | 302 | $238K | 0.0% | $788.08 | — | — | Put | G8651P950 |
| — | CATABASIS | 108,026 | $231K | 0.0% | $2.14 | $2.14 | — | COM | 14875P206 |
| — | PHASEBIO PHARMACEUTICALS INC | 65,000 | $218K | 0.0% | $3.35 | $9.10 | — | COM | 717224109 |
| — | BIOCEPT INC | 476 | $211K | 0.0% | $443.28 | — | — | Put | 09072V951 |
| — | CYCLO THERAPEUTICS INC | 193,012 | $208K | 0.0% | $1.08 | $1.08 | — | *W | 23254X110 |
| — | BRISTOL MYERS SQUIBB | 300,000 | $207K | 0.0% | $0.69 | $0.69 | — | COM | 110122157 |
| — | HEPION PHARMACEUTICALS INC | 919 | $201K | 0.0% | $218.72 | — | — | Put | 426897954 |
| — | GEOVAX LABS INC | 56,380 | $191K | 0.0% | $3.39 | $3.19 | — | COM | 373678507 |
| — | EVOKE PHARMA INC | 65,004 | $168K | 0.0% | $2.58 | $3.31 | — | COM | 30049G104 |
| — | POLARITYTE INC | 239,200 | $163K | 0.0% | $0.68 | $0.68 | — | COM | 731094108 |
| — | POLARITYTE INC | 2,392 | $163K | 0.0% | $68.14 | — | — | Put | 731094958 |
| — | BIOCEPT INC | 31,578 | $140K | 0.0% | $4.43 | $4.43 | — | COM | 09072V501 |
| — | EMAGIN CORP | 829 | $137K | 0.0% | $165.26 | — | — | Put | 29076N956 |
| — | INOVIO PHARMACEUTICALS | 129 | $114K | 0.0% | $883.72 | — | — | Call | 45773H901 |
| TIOG | MICT INC | 53,559 | $111K | 0.0% | $2.07 * | $2.23 | 0.0% | COM | 55328R109 |
| — | ARCADIA BIOSCIENCES INC | 32,503 | $82,000 | 0.0% | $2.52 | $3.01 | — | COM | 039014204 |
| — | ADAMIS PHARMACEUTICALS CORP | 1,562 | $76,000 | 0.0% | $48.66 | — | — | Put | 00547W958 |
| — | ARCADIA BIOSCIENCES INC | 242 | $61,000 | 0.0% | $252.07 | — | — | Put | 039014954 |
| — | INSPIREMD INC | 174,813 | $60,000 | 0.0% | $0.34 | $0.39 | — | COM | 45779A853 |
| — | TRANSENTERIX INC | 855 | $53,000 | 0.0% | $61.99 | — | — | Put | 89366M950 |
| — | CHINA JO JO DRUGSTORES | 50,000 | $51,000 | 0.0% | $1.02 | $1.38 | — | COM | 16949A206 |
| — | ENERGY FOCUS INC | 120 | $48,000 | 0.0% | $400.00 | — | — | Put | 29268T959 |
| — | INTEC PHARMA LTD | 10,199 | $35,000 | 0.0% | $3.43 | $3.43 | — | COM | M53644148 |
| — | NABRIVA THERAPEUTICS PLC | 120 | $29,000 | 0.0% | $241.67 | — | — | Put | G63637953 |
| — | BIOLASE INC | 62,748 | $26,000 | 0.0% | $0.41 | $0.28 | — | COM | 090911207 |
| — | CALADRIUS BIOSCIENCES | 110 | $16,000 | 0.0% | $145.45 | — | — | Put | 128058953 |