Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $122,030 (100.0% shares, 0.0% debt)

Holdings (30)

— Biohaven Pharmactl Hldg Co L 45.7%

Value ($000) $55,746 Shares 857,494 Est. Cost $27.10 Unrealized —

— Applied Therapeutics Inc 12.5%

Value ($000) $15,258 Shares 734,980 Est. Cost $15.81 Unrealized —

— Corbus Pharmaceuticals HLDGS 7.4%

Value ($000) $9,083 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Orgenesis, Inc. 5.4%

Value ($000) $6,634 Shares 1,316,364 Est. Cost $6.08 Unrealized —

— Eiger Biopharmaceuticals Inc 4.0%

Value ($000) $4,845 Shares 595,238 Est. Cost $9.34 Unrealized —

ALDX Aldeyra Therapeutics Inc 3.5%

Value ($000) $4,219 Shares 569,405 Est. Cost $8.37 Unrealized -22.8%

— Abeona Therapeutics Inc 2.4%

Value ($000) $2,917 Shares 2,859,767 Est. Cost $4.67 Unrealized —

AVXL Anavex Life Sciences Corp 2.3%

Value ($000) $2,825 Shares 620,789 Est. Cost $3.56 Unrealized +20.8%

— Exicure Inc 1.8%

Value ($000) $2,236 Shares 1,277,777 Est. Cost $2.86 Unrealized —

— Lumen Technologies Inc 1.8%

Value ($000) $2,220 Shares 220,000 Est. Cost $12.48 Unrealized —

ENTX Entera Bio Ltd 1.8%

Value ($000) $2,159 Shares 1,741,363 Est. Cost $3.39 Unrealized -55.3%

— Blackstone Group LP 1.7%

Value ($000) $2,088 Shares 40,000 Est. Cost $34.97 Unrealized —

DOW Dow Inc 1.2%

Value ($000) $1,416 Shares 30,000 Est. Cost $36.37 Unrealized -7.9%

— Soligenix Inc. 1.2%

Value ($000) $1,410 Shares 787,830 Est. Cost $2.11 Unrealized —

— Molecular Templates 1.0%

Value ($000) $1,244 Shares 113,905 Est. Cost $4.04 Unrealized —

— BioXCel Therapeutics Inc 0.7%

Value ($000) $867 Shares 20,000 Est. Cost $22.35 Unrealized —

CTVA Corteva Inc 0.7%

Value ($000) $864 Shares 30,000 Est. Cost $25.02 Unrealized +5.9%

DD Dupont de Nemours Inc 0.7%

Value ($000) $832 Shares 15,000 Est. Cost $27.24 Unrealized -22.6%

SA SEABRIDGE GOLD INC 0.5%

Value ($000) $601 Shares 32,000 Est. Cost $18.75 Unrealized 0.0%

— MAVERIX METALS INC 0.5%

Value ($000) $591 Shares 115,000 Est. Cost $5.14 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.4%

Value ($000) $549 Shares 6,900 Est. Cost $66.96 Unrealized 0.0%

EQX EQUINOX GOLD CORP 0.4%

Value ($000) $533 Shares 45,500 Est. Cost $12.04 Unrealized 0.0%

— KIRKLAND LAKE GOLD LTD 0.4%

Value ($000) $524 Shares 10,750 Est. Cost $48.74 Unrealized —

FNV FRANCO NEV CORP 0.4%

Value ($000) $523 Shares 3,750 Est. Cost $141.52 Unrealized 0.0%

— OSISKO GOLD ROYALTIES LTD 0.4%

Value ($000) $496 Shares 190,000 Est. Cost $2.61 Unrealized —

— MAG SILVER CORP 0.2%

Value ($000) $281 Shares 17,300 Est. Cost $16.24 Unrealized —

— FORTUNA SILVER MINES INC 0.2%

Value ($000) $278 Shares 43,700 Est. Cost $6.36 Unrealized —

PAAS PAN AMERN SILVER CORP 0.2%

Value ($000) $264 Shares 8,200 Est. Cost $34.37 Unrealized 0.0%

SVM SILVERCORP METALS INC 0.2%

Value ($000) $264 Shares 36,500 Est. Cost $7.38 Unrealized 0.0%

— SILVERCREST METALS INC 0.2%

Value ($000) $263 Shares 31,000 Est. Cost $8.48 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	857,494	$55,746	45.7%	$27.10	—	COM	G11196105
—	Applied Therapeutics Inc	734,980	$15,258	12.5%	$15.81	—	COM	03828A101
—	Corbus Pharmaceuticals HLDGS	5,045,870	$9,083	7.4%	$4.99	—	COM	21833P103
—	Orgenesis, Inc.	1,316,364	$6,634	5.4%	$6.08	—	COM	68619K105
—	Eiger Biopharmaceuticals Inc	595,238	$4,845	4.0%	$9.34	—	COM	28249U105
ALDX	Aldeyra Therapeutics Inc	569,405	$4,219	3.5%	$8.37	-22.8%	COM	01438T106
—	Abeona Therapeutics Inc	2,859,767	$2,917	2.4%	$4.67	—	COM	00289Y107
AVXL	Anavex Life Sciences Corp	620,789	$2,825	2.3%	$3.56	+20.8%	COM NEW	032797300
—	Exicure Inc	1,277,777	$2,236	1.8%	$2.86	—	COM	30205M101
—	Lumen Technologies Inc	220,000	$2,220	1.8%	$12.48	—	COM	156700106
ENTX	Entera Bio Ltd	1,741,363	$2,159	1.8%	$3.39	-55.3%	SHS	M40527109
—	Blackstone Group LP	40,000	$2,088	1.7%	$34.97	—	COM UNIT LTD	09253U108
DOW	Dow Inc	30,000	$1,416	1.2%	$36.37	-7.9%	COM	260557103
—	Soligenix Inc.	787,830	$1,410	1.2%	$2.11	—	COM	834223307
—	Molecular Templates	113,905	$1,244	1.0%	$4.04	—	COM	608550109
—	BioXCel Therapeutics Inc	20,000	$867	0.7%	$22.35	—	COM	09075P105
CTVA	Corteva Inc	30,000	$864	0.7%	$25.02	+5.9%	COM	22052L104
DD	Dupont de Nemours Inc	15,000	$832	0.7%	$27.24	-22.6%	COM	26614N102
SA	SEABRIDGE GOLD INC	32,000	$601	0.5%	$18.75	0.0%	COM	811916105
—	MAVERIX METALS INC	115,000	$591	0.5%	$5.14	—	COM NEW	57776F405
AEM	AGNICO EAGLE MINES LTD	6,900	$549	0.4%	$66.96	0.0%	COM	008474108
EQX	EQUINOX GOLD CORP	45,500	$533	0.4%	$12.04	0.0%	COM	29446Y502
—	KIRKLAND LAKE GOLD LTD	10,750	$524	0.4%	$48.74	—	COM	49741E100
FNV	FRANCO NEV CORP	3,750	$523	0.4%	$141.52	0.0%	COM	351858105
—	OSISKO GOLD ROYALTIES LTD	190,000	$496	0.4%	$2.61	—	COM	68827L101
—	MAG SILVER CORP	17,300	$281	0.2%	$16.24	—	COM	55903Q104
—	FORTUNA SILVER MINES INC	43,700	$278	0.2%	$6.36	—	COM	349915108
PAAS	PAN AMERN SILVER CORP	8,200	$264	0.2%	$34.37	0.0%	COM	697900108
SVM	SILVERCORP METALS INC	36,500	$264	0.2%	$7.38	0.0%	COM	82835P103
—	SILVERCREST METALS INC	31,000	$263	0.2%	$8.48	—	COM	828363101