Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $146,681 (100.0% shares, 0.0% debt)

Holdings (31)

— Biohaven Pharmactl Hldg Co L 50.1%

Value ($000) $73,496 Shares 857,494 Est. Cost $27.10 Unrealized —

— Applied Therapeutics Inc 12.8%

Value ($000) $18,751 Shares 851,551 Est. Cost $16.66 Unrealized —

— Eiger Biopharmaceuticals Inc 5.8%

Value ($000) $8,532 Shares 694,232 Est. Cost $9.76 Unrealized —

— Corbus Pharmaceuticals HLDGS 4.3%

Value ($000) $6,307 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Orgenesis, Inc. 4.0%

Value ($000) $5,924 Shares 1,316,364 Est. Cost $6.08 Unrealized —

— Abeona Therapeutics Inc 3.1%

Value ($000) $4,490 Shares 2,859,767 Est. Cost $4.67 Unrealized —

ALDX Aldeyra Therapeutics Inc 2.7%

Value ($000) $3,906 Shares 569,405 Est. Cost $8.37 Unrealized -16.1%

AVXL Anavex Life Sciences Corp 2.5%

Value ($000) $3,622 Shares 670,789 Est. Cost $3.69 Unrealized +42.8%

— Blackstone Group LP 1.8%

Value ($000) $2,592 Shares 40,000 Est. Cost $34.97 Unrealized —

— Exicure Inc 1.5%

Value ($000) $2,262 Shares 1,277,777 Est. Cost $2.86 Unrealized —

— Lumen Technologies Inc 1.5%

Value ($000) $2,145 Shares 220,000 Est. Cost $12.48 Unrealized —

ENTX Entera Bio Ltd 1.3%

Value ($000) $1,881 Shares 1,741,363 Est. Cost $3.39 Unrealized -67.4%

DOW Dow Inc 1.1%

Value ($000) $1,665 Shares 30,000 Est. Cost $36.37 Unrealized +7.3%

CTVA Corteva Inc 0.8%

Value ($000) $1,162 Shares 30,000 Est. Cost $25.02 Unrealized +34.9%

— Molecular Templates 0.7%

Value ($000) $1,070 Shares 113,905 Est. Cost $4.04 Unrealized —

DD Dupont de Nemours Inc 0.7%

Value ($000) $1,067 Shares 15,000 Est. Cost $27.24 Unrealized -12.9%

— Soligenix Inc. 0.7%

Value ($000) $1,008 Shares 787,830 Est. Cost $2.11 Unrealized —

— BioXCel Therapeutics Inc 0.6%

Value ($000) $924 Shares 20,000 Est. Cost $22.35 Unrealized —

SA SEABRIDGE GOLD INC 0.5%

Value ($000) $674 Shares 32,000 Est. Cost $18.75 Unrealized +3.2%

— MAVERIX METALS INC 0.4%

Value ($000) $628 Shares 115,000 Est. Cost $5.14 Unrealized —

ALT Altimmune Inc 0.4%

Value ($000) $564 Shares 50,000 Est. Cost $11.78 Unrealized 0.0%

— OSISKO GOLD ROYALTIES LTD 0.4%

Value ($000) $551 Shares 190,000 Est. Cost $2.61 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.3%

Value ($000) $487 Shares 6,900 Est. Cost $66.96 Unrealized -2.0%

EQX EQUINOX GOLD CORP 0.3%

Value ($000) $470 Shares 45,500 Est. Cost $12.04 Unrealized -9.4%

FNV FRANCO NEV CORP 0.3%

Value ($000) $470 Shares 3,750 Est. Cost $141.52 Unrealized -9.0%

— KIRKLAND LAKE GOLD LTD 0.3%

Value ($000) $444 Shares 10,750 Est. Cost $48.74 Unrealized —

— FORTUNA SILVER MINES INC 0.2%

Value ($000) $360 Shares 43,700 Est. Cost $6.36 Unrealized —

— MAG SILVER CORP 0.2%

Value ($000) $355 Shares 17,300 Est. Cost $16.24 Unrealized —

— SILVERCREST METALS INC 0.2%

Value ($000) $347 Shares 31,000 Est. Cost $8.48 Unrealized —

PAAS PAN AMERN SILVER CORP 0.2%

Value ($000) $283 Shares 8,200 Est. Cost $34.37 Unrealized -6.1%

SVM SILVERCORP METALS INC 0.2%

Value ($000) $244 Shares 36,500 Est. Cost $7.38 Unrealized -6.8%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	857,494	$73,496	50.1%	$27.10	—	COM	G11196105
—	Applied Therapeutics Inc	851,551	$18,751	12.8%	$16.66	—	COM	03828A101
—	Eiger Biopharmaceuticals Inc	694,232	$8,532	5.8%	$9.76	—	COM	28249U105
—	Corbus Pharmaceuticals HLDGS	5,045,870	$6,307	4.3%	$4.99	—	COM	21833P103
—	Orgenesis, Inc.	1,316,364	$5,924	4.0%	$6.08	—	COM	68619K105
—	Abeona Therapeutics Inc	2,859,767	$4,490	3.1%	$4.67	—	COM	00289Y107
ALDX	Aldeyra Therapeutics Inc	569,405	$3,906	2.7%	$8.37	-16.1%	COM	01438T106
AVXL	Anavex Life Sciences Corp	670,789	$3,622	2.5%	$3.69	+42.8%	COM NEW	032797300
—	Blackstone Group LP	40,000	$2,592	1.8%	$34.97	—	COM UNIT LTD	09253U108
—	Exicure Inc	1,277,777	$2,262	1.5%	$2.86	—	COM	30205M101
—	Lumen Technologies Inc	220,000	$2,145	1.5%	$12.48	—	COM	156700106
ENTX	Entera Bio Ltd	1,741,363	$1,881	1.3%	$3.39	-67.4%	SHS	M40527109
DOW	Dow Inc	30,000	$1,665	1.1%	$36.37	+7.3%	COM	260557103
CTVA	Corteva Inc	30,000	$1,162	0.8%	$25.02	+34.9%	COM	22052L104
—	Molecular Templates	113,905	$1,070	0.7%	$4.04	—	COM	608550109
DD	Dupont de Nemours Inc	15,000	$1,067	0.7%	$27.24	-12.9%	COM	26614N102
—	Soligenix Inc.	787,830	$1,008	0.7%	$2.11	—	COM	834223307
—	BioXCel Therapeutics Inc	20,000	$924	0.6%	$22.35	—	COM	09075P105
SA	SEABRIDGE GOLD INC	32,000	$674	0.5%	$18.75	+3.2%	COM	811916105
—	MAVERIX METALS INC	115,000	$628	0.4%	$5.14	—	COM NEW	57776F405
ALT	Altimmune Inc	50,000	$564	0.4%	$11.78	0.0%	COM NEW	02155H200
—	OSISKO GOLD ROYALTIES LTD	190,000	$551	0.4%	$2.61	—	COM	68827L101
AEM	AGNICO EAGLE MINES LTD	6,900	$487	0.3%	$66.96	-2.0%	COM	008474108
EQX	EQUINOX GOLD CORP	45,500	$470	0.3%	$12.04	-9.4%	COM	29446Y502
FNV	FRANCO NEV CORP	3,750	$470	0.3%	$141.52	-9.0%	COM	351858105
—	KIRKLAND LAKE GOLD LTD	10,750	$444	0.3%	$48.74	—	COM	49741E100
—	FORTUNA SILVER MINES INC	43,700	$360	0.2%	$6.36	—	COM	349915108
—	MAG SILVER CORP	17,300	$355	0.2%	$16.24	—	COM	55903Q104
—	SILVERCREST METALS INC	31,000	$347	0.2%	$8.48	—	COM	828363101
PAAS	PAN AMERN SILVER CORP	8,200	$283	0.2%	$34.37	-6.1%	COM	697900108
SVM	SILVERCORP METALS INC	36,500	$244	0.2%	$7.38	-6.8%	COM	82835P103