Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value: $514M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPI ENERGY CO LTD | 5,568 | $70.36M | 13.7% | $12635.60 | — | — | Put | G8651P950 |
| — | ISHARES RUSSELL 2000 | 2,104 | $46.49M | 9.0% | $22094.11 | — | — | Put | 464287955 |
| — | BIOGEN INC | 1,518 | $42.47M | 8.3% | $27974.97 | — | — | Call | 09062X903 |
| — | SPDR SERIES TRUST | 2,449 | $33.22M | 6.5% | $13565.13 | — | — | Put | 78464A950 |
| — | SPDR S&P 500 ETF TR | 834 | $33.05M | 6.4% | $39633.09 | — | — | Put | 78462F953 |
| — | BARCLAYS BANK PLC | 14,336 | $16.34M | 3.2% | $1140.00 | — | — | Call | 06746P901 |
| — | SPDR GOLD TRUST | 966 | $15.45M | 3.0% | $15995.86 | — | — | Call | 78463V907 |
| — | SORRENTO THERAPEUTICS INC | 18,306 | $15.14M | 2.9% | $827.00 | — | — | Put | 83587F952 |
| SRNE | SORRENTO THERAPEUTICS INC | 1,064,933 | $8.807M | 1.7% | $8.27 * | $10.56 | 0.0% | COM | 83587F202 |
| — | PENN NATIONAL GAMING INC | 731 | $7.664M | 1.5% | $10484.27 | — | — | Put | 707569959 |
| — | SECOND SIGHT MEDICAL PRODS INC | 922,193 | $7.608M | 1.5% | $8.25 | $8.25 | — | COM | 81362J209 |
| — | ASENSUS SURGICAL INC | 2,301,061 | $7.478M | 1.5% | $3.25 | $3.25 | — | COM | 04367G103 |
| — | NEWAGE INC | 2,364,694 | $6.763M | 1.3% | $2.86 | $2.86 | — | COM | 650194103 |
| — | KANDI TECHNOLOGIES GROUP INC | 10,737 | $6.711M | 1.3% | $625.03 | — | — | Put | 483709951 |
| — | WIMI HOLOGRAM CLOUD INC | 980,786 | $6.473M | 1.3% | $6.60 | $6.60 | — | ADS | 97264L100 |
| — | BARCLAYS BANK PLC | 525,000 | $5.985M | 1.2% | $11.40 | $11.40 | — | ETF | 06746P621 |
| — | CBAK ENERGY TECHNOLOGY | 11,632 | $5.932M | 1.2% | $509.97 | — | — | Put | 14986C952 |
| — | MOGO INC | 6,302 | $5.357M | 1.0% | $850.05 | — | — | Put | 60800C959 |
| — | RIOT BLOCKCHAIN INC | 900 | $4.794M | 0.9% | $5326.67 | — | — | Put | 767292955 |
| — | REDHILL BIOPHARMA LTD | 631,287 | $4.621M | 0.9% | $7.32 | $7.32 | — | ADS | 757468103 |
| — | KEMPHARM INC | 5,023 | $4.621M | 0.9% | $919.97 | — | — | Put | 488445956 |
| PENN | PENN NATIONAL GAMING INC | 40,399 | $4.235M | 0.8% | $104.83 * | $110.76 | 0.0% | COM | 707569109 |
| — | KEMPHARM INC | 4,193 | $3.858M | 0.8% | $920.10 | — | — | Call | 488445906 |
| — | IONIS PHARMACEUTICALS | 830 | $3.732M | 0.7% | $4496.39 | — | — | Put | 462222950 |
| PCVX | VAXCYTE INC | 178,992 | $3.535M | 0.7% | $19.75 * | $25.16 | 0.0% | COM | 92243G108 |
| — | MMTEC INC | 1,350,870 | $3.458M | 0.7% | $2.56 | $2.56 | — | SHS | G6181K106 |
| VTSI | VIRTRA INC | 561,088 | $3.451M | 0.7% | $6.15 * | $4.75 | 0.0% | COM | 92827K301 |
| — | AMARIN CORP PLC | 5,533 | $3.436M | 0.7% | $621.00 | — | — | Call | 023111906 |
| — | NUZEE INC | 965,139 | $3.368M | 0.7% | $3.49 | $3.49 | — | COM | 67073S208 |
| — | HUMANCO ACQUISITION CORP | 336,211 | $3.345M | 0.7% | $9.95 | $9.95 | — | COM | 44487N109 |
| — | REWALK ROBOTICS LTD | 1,291,893 | $3.126M | 0.6% | $2.42 | $2.26 | — | SHS | M8216Q200 |
| — | 9 METERS BIOPHARMA INC | 26,197 | $3.065M | 0.6% | $117.00 | — | — | Put | 654405959 |
| AUTL | AUTOLUS THERAPEUTICS LTD | 525,230 | $3.01M | 0.6% | $5.73 | $5.73 | — | ADS | 05280R100 |
| — | BIOGEN INC | 100 | $2.798M | 0.5% | $27980.00 | — | — | Put | 09062X953 |
| — | ASLAN PHARMACEUTICALS | 817,165 | $2.738M | 0.5% | $3.35 | $3.35 | — | ADS | 04522R101 |
| — | CEL-SCI CORP | 1,760 | $2.677M | 0.5% | $1521.02 | — | — | Call | 150837907 |
| — | ATOSSA THERAPEUTICS INC | 12,673 | $2.674M | 0.5% | $211.00 | — | — | Put | 04962H956 |
| — | EKSO BIONICS HLDGS INC | 423,360 | $2.612M | 0.5% | $6.17 | $6.17 | — | COM | 282644301 |
| — | CLEVELAND BIOLABS INC | 478,941 | $2.514M | 0.5% | $5.25 | $5.25 | — | COM | 185860202 |
| — | MIRATI THERAPEUTICS INC | 145 | $2.484M | 0.5% | $17131.03 | — | — | Call | 60468T905 |
| IONS | IONIS PHARMACEUTICALS | 54,688 | $2.459M | 0.5% | $44.96 * | $55.77 | 0.0% | COM | 462222100 |
| RVPH | REVIVA PHARMACEURICALS HLDGS INC | 418,437 | $2.402M | 0.5% | $5.74 * | $10.02 | -16.8% | COM | 76152G100 |
| — | XPRESSPA GROUP INC | 12,967 | $2.386M | 0.5% | $184.01 | — | — | Put | 98420U953 |
| — | CALADRIUS BIOSCIENCES INC | 11,954 | $2.307M | 0.4% | $192.99 | — | — | Put | 128058953 |
| — | ASENSUS SURGICAL INC | 6,959 | $2.262M | 0.4% | $325.05 | — | — | Put | 04367G953 |
| — | MOGO INC | 265,828 | $2.26M | 0.4% | $8.50 | $8.50 | — | COM | 60800C109 |
| — | CEL-SCI CORP | 1,448 | $2.202M | 0.4% | $1520.72 | — | — | Put | 150837957 |
| — | ODONATE THERAPEUTICS INC | 634,728 | $2.171M | 0.4% | $3.42 | $4.63 | — | COM | 676079106 |
| — | TRILLIUM THERAPEUTICS INC | 199,569 | $2.143M | 0.4% | $10.74 | $13.13 | — | COM | 89620X506 |
| — | ASENSUS SURGICAL INC | 6,556 | $2.131M | 0.4% | $325.05 | — | — | Call | 04367G903 |
| — | SEANERGY MARITIME HLDGS CORP | 1,994,783 | $2.114M | 0.4% | $1.06 | $1.06 | — | SHS | Y73760194 |
| — | OCULAR THERAPEUTIX INC | 1,230 | $2.018M | 0.4% | $1640.65 | — | — | Put | 67576A950 |
| — | IONIS PHARMACEUTICALS | 428 | $1.924M | 0.4% | $4495.33 | — | — | Call | 462222900 |
| — | APPLIED GENETIC TECHNOLOGIES | 3,775 | $1.914M | 0.4% | $507.02 | — | — | Put | 03820J950 |
| — | TRICIDA INC | 354,755 | $1.877M | 0.4% | $5.29 | $6.28 | — | COM | 89610F101 |
| AFIB | ACUTUS MEDICAL INC | 132,522 | $1.772M | 0.3% | $13.37 * | $26.41 | -14.8% | COM | 005111109 |
| — | ORAMED PHARMACEUTICALS INC | 1,686 | $1.713M | 0.3% | $1016.01 | — | — | Put | 68403P953 |
| INFIQ | INFINITY PHARMACEUTICALS INC | 530,000 | $1.712M | 0.3% | $3.23 * | $3.34 | 0.0% | COM | 45665G303 |
| — | BRAINSTORM CELL | 4,424 | $1.694M | 0.3% | $382.91 | — | — | Put | 10501E951 |
| — | DIGITAL ALLY INC | 10,220 | $1.666M | 0.3% | $163.01 | — | — | Put | 25382P958 |
| — | EXELA TECHNOLOGIES | 750,000 | $1.635M | 0.3% | $2.18 | $2.18 | — | COM | 30162V409 |
| — | VINCERX PHARMA INC | 82,948 | $1.601M | 0.3% | $19.30 | $19.30 | — | COM | 92731L106 |
| — | OCULAR THERAPEUTIX INC | 966 | $1.585M | 0.3% | $1640.79 | — | — | Call | 67576A900 |
| — | AMPLITECH GROUP INC | 342,425 | $1.5M | 0.3% | $4.38 | $4.38 | — | *W | 03211Q119 |
| — | PAINREFORM LTD | 330,000 | $1.459M | 0.3% | $4.42 | $4.45 | — | SHS | M77798102 |
| — | MIRATI THERAPEUTICS INC | 8,500 | $1.456M | 0.3% | $171.29 | $188.37 | — | COM | 60468T105 |
| DXR | DAXOR CORP | 118,736 | $1.437M | 0.3% | $12.10 * | $16.69 | -24.2% | COM | 239467103 |
| — | ADITX THERAPEUTICS INC | 5,423 | $1.383M | 0.3% | $255.02 | — | — | Put | 007025959 |
| — | OCEAN POWER TECHNOLOGIES INC | 4,153 | $1.375M | 0.3% | $331.09 | — | — | Put | 674870956 |
| — | ARK | 114 | $1.367M | 0.3% | $11991.23 | — | — | Put | 00214Q954 |
| — | SAGE THERAPEUTICS INC | 166 | $1.243M | 0.2% | $7487.95 | — | — | Put | 78667J958 |
| — | WIMI HOLOGRAM CLOUD INC | 1,838 | $1.213M | 0.2% | $659.96 | — | — | Put | 97264L950 |
| XBI | SPDR SERIES TRUST | 8,735 | $1.185M | 0.2% | $135.66 | $135.66 | — | ETF | 78464A870 |
| — | BIOPHYTIS SA | 92,345 | $1.182M | 0.2% | $12.80 | $12.80 | — | ADS | 09076G104 |
| — | DIGITAL ALLY INC | 692,350 | $1.129M | 0.2% | $1.63 | $1.63 | — | COM | 25382P208 |
| AUPH | AURINIA PHARMACEUTICALS | 85,625 | $1.112M | 0.2% | $12.99 * | $15.03 | -3.4% | COM | 05156V102 |
| — | THERAPEUTICSMD INC | 800,000 | $1.072M | 0.2% | $1.34 | $1.34 | — | COM | 88338N107 |
| — | ARCADIA BIOSCIENCES INC | 3,820 | $1.052M | 0.2% | $275.39 | — | — | Put | 039014954 |
| — | AMARIN CORP PLC | 169,136 | $1.05M | 0.2% | $6.21 | $6.21 | — | ADR | 023111206 |
| SPIEF | SPI ENERGY CO LTD | 131,898 | $989K | 0.2% | $7.50 * | $9.04 | 0.0% | SHS | G8651P110 |
| RIOT | RIOT BLOCKCHAIN INC | 18,000 | $959K | 0.2% | $53.28 * | $40.49 | 0.0% | COM | 767292105 |
| — | VIRPAX PHARMACEUTICALS INC | 200,000 | $942K | 0.2% | $4.71 | $4.71 | — | COM | 928251107 |
| — | CALADRIUS BIOSCIENCES INC | 484,970 | $936K | 0.2% | $1.93 | $1.93 | — | COM | 128058203 |
| — | MACROGENICS INC | 288 | $917K | 0.2% | $3184.03 | — | — | Call | 556099909 |
| — | CURIS INC | 985 | $912K | 0.2% | $925.89 | — | — | Call | 231269900 |
| — | REWALK ROBOTICS LTD | 3,449 | $835K | 0.2% | $242.10 | — | — | Put | M8216Q950 |
| — | PLURISTEM THERAPEUTICS INC | 1,739 | $830K | 0.2% | $477.29 | — | — | Put | 72940R950 |
| — | PURPLE BIOTECH LTD | 1,948 | $805K | 0.2% | $413.24 | — | — | Put | 74638P959 |
| — | CONTRAFECT CORP | 166,175 | $798K | 0.2% | $4.80 | $4.80 | — | COM | 212326300 |
| — | HUMANCO ACQUISITION CORP | 67,974 | $717K | 0.1% | $10.55 | $11.02 | — | UNIT | 44487N208 |
| — | LEXARIA BIOSCIENCE CORP | 291,000 | $695K | 0.1% | $2.39 | $2.39 | — | *W | 52886N117 |
| — | TRILLIUM THERAPEUTICS INC | 646 | $694K | 0.1% | $1074.30 | — | — | Call | 89620X906 |
| — | AETERNA ZENTARIS INC | 598,442 | $682K | 0.1% | $1.14 | $1.14 | — | COM | 007975402 |
| — | BUTTERFLY NETWORK INC | 397 | $668K | 0.1% | $1682.62 | — | — | Call | 124155902 |
| — | 9 METERS BIOPHARMA INC | 564,527 | $661K | 0.1% | $1.17 | $1.17 | — | COM | 654405109 |
| — | DIGINEX LTD | 592 | $649K | 0.1% | $1096.28 | — | — | Put | Y2074E959 |
| — | CELLECTAR BIOSCIENCES INC | 389,061 | $626K | 0.1% | $1.61 | $2.08 | — | COM | 15117F500 |
| — | TRILLIUM THERAPEUTICS INC | 582 | $625K | 0.1% | $1073.88 | — | — | Put | 89620X956 |
| — | BRIACELL THERAPEUTICS | 160,182 | $618K | 0.1% | $3.86 | $3.86 | — | COM | 10778Y302 |
| — | AURINIA PHARMACEUTICALS | 469 | $609K | 0.1% | $1298.51 | — | — | Call | 05156V902 |
| — | MACROGENICS INC | 182 | $580K | 0.1% | $3186.81 | — | — | Put | 556099959 |
| — | HEPION PHARMACEUTICALS INC | 306,338 | $564K | 0.1% | $1.84 | $1.84 | — | COM | 426897104 |
| — | CITIUS PHARMACEUTICALS INC | 314,000 | $559K | 0.1% | $1.78 | $1.78 | — | COM | 17322U207 |
| BFLY | BUTTERFLY NETWORK INC | 33,047 | $556K | 0.1% | $16.82 * | $19.79 | 0.0% | COM | 124155102 |
| — | BIO-KEY INTL INC | 1,566 | $547K | 0.1% | $349.30 | — | — | Put | 09060C958 |
| — | BIOCEPT INC | 1,037 | $528K | 0.1% | $509.16 | — | — | Put | 09072V951 |
| IWM | ISHARES RUSSELL 2000 | 2,372 | $524K | 0.1% | $220.91 | $220.91 | — | ETF | 464287655 |
| — | THE9 LTD | 168 | $524K | 0.1% | $3119.05 | — | — | Call | 88337K902 |
| — | BRAINSTORM CELL | 136,610 | $523K | 0.1% | $3.83 | $3.83 | — | COM | 10501E201 |
| — | ATOSSA THERAPEUTICS INC | 242,237 | $511K | 0.1% | $2.11 | $2.11 | — | COM | 04962H506 |
| — | BIO PATH HLDGS INC | 71,920 | $505K | 0.1% | $7.02 | $7.02 | — | COM | 09057N300 |
| — | MEATECH 3D LTD | 53,695 | $501K | 0.1% | $9.33 | $9.33 | — | ADS | 583435102 |
| — | THE9 LTD | 156 | $487K | 0.1% | $3121.79 | — | — | Put | 88337K952 |
| — | STEALTH BIOTHERAPEUTICS CORP | 301,575 | $473K | 0.1% | $1.57 | $1.57 | — | ADS | 85789A105 |
| — | AVEO PHARMACEUTICALS INC | 620 | $454K | 0.1% | $732.26 | — | — | Put | 053588957 |
| — | PHIO PHARMACEUTICALS INC | 1,591 | $427K | 0.1% | $268.38 | — | — | Put | 71880W953 |
| — | ADITX THERAPEUTICS INC | 166,363 | $424K | 0.1% | $2.55 | $2.55 | — | COM | 007025109 |
| — | SALARIUS PHARMACEUTICALS INC | 266,955 | $395K | 0.1% | $1.48 | $1.48 | — | COM | 79400X107 |
| — | UCOMMUNE INTL LTD | 128,564 | $386K | 0.1% | $3.00 | $3.00 | — | COM | G9449A100 |
| — | NEMAURA MEDICAL INC | 501 | $383K | 0.1% | $764.47 | — | — | Put | 640442958 |
| — | TITAN PHARMACEUTICALS INC | 1,263 | $376K | 0.1% | $297.70 | — | — | Put | 888314956 |
| — | BIOCEPT INC | 61,464 | $313K | 0.1% | $5.09 | $4.75 | — | COM | 09072V501 |
| — | ADAMIS PHARMACEUTICALS CORP | 3,034 | $285K | 0.1% | $93.94 | — | — | Put | 00547W958 |
| — | NABRIVA THERAPEUTICS PLC | 164,007 | $272K | 0.1% | $1.66 | $2.42 | — | SHS | G63637113 |
| — | AGRIFY CORP | 21,342 | $266K | 0.1% | $12.46 | $12.46 | — | COM | 00853E107 |
| — | LIXTE BIOTECHNOLOGY HLDGS INC | 79,735 | $262K | 0.1% | $3.29 | $3.29 | — | COM | 539319202 |
| — | THE9 LTD | 8,293 | $259K | 0.1% | $31.23 | $31.23 | — | ADS | 88337K302 |
| — | CARDIFF ONCOLOGY INC | 275 | $255K | 0.0% | $927.27 | — | — | Call | 14147L908 |
| — | HEPION PHARMACEUTICALS INC | 1,382 | $254K | 0.0% | $183.79 | — | — | Put | 426897954 |
| — | PLURISTEM THERAPEUTICS INC | 50,822 | $242K | 0.0% | $4.76 | $4.76 | — | COM | 72940R300 |
| — | POLARITYTE INC | 210,562 | $234K | 0.0% | $1.11 | $0.68 | — | COM | 731094108 |
| — | COLLPLANT BIOTECHNOLOGIES LTD | 17,045 | $229K | 0.0% | $13.44 | $13.44 | — | ADS | 19516R107 |
| — | AETERNA ZENTARIS INC | 1,994 | $227K | 0.0% | $113.84 | — | — | Put | 007975952 |
| — | INFINITY PHARMACEUTICALS INC | 679 | $219K | 0.0% | $322.53 | — | — | Call | 45665G903 |
| — | AMARIN CORP PLC | 322 | $200K | 0.0% | $621.12 | — | — | Put | 023111956 |
| — | ARCADIA BIOSCIENCES INC | 67,136 | $185K | 0.0% | $2.76 | $2.88 | — | COM | 039014204 |
| — | HUMANCO ACQUISITION CORP | 141,136 | $183K | 0.0% | $1.30 | $1.30 | — | *W | 44487N117 |
| — | IT TECH PACKAGING INC | 2,684 | $177K | 0.0% | $65.95 | — | — | Put | 46527C950 |
| — | VASCULAR BIOGENICS LTD | 825 | $165K | 0.0% | $200.00 | — | — | Put | M96883959 |
| — | INTEC PHARMA LTD | 37,501 | $164K | 0.0% | $4.37 | $4.12 | — | SHS | M53644148 |
| — | REVIVA PHARMACEURICALS HLDGS INC | 350,000 | $161K | 0.0% | $0.46 | $0.46 | — | *W | 76152G118 |
| — | CARDIFF ONCOLOGY INC | 169 | $156K | 0.0% | $923.08 | — | — | Put | 14147L958 |
| OCUL | OCULAR THERAPEUTIX INC | 9,250 | $152K | 0.0% | $16.43 * | $19.26 | 0.0% | COM | 67576A100 |
| — | POLARITYTE INC | 1,355 | $150K | 0.0% | $110.70 | — | — | Put | 731094958 |
| — | LIXTE BIOTECHNOLOGY HLDGS INC | 157,374 | $128K | 0.0% | $0.81 | $0.90 | — | *W | 539319111 |
| — | BIO-KEY INTL INC | 33,487 | $117K | 0.0% | $3.49 | $3.49 | — | COM | 09060C408 |
| — | TANZANIAN GOLD CORP | 1,515 | $89,000 | 0.0% | $58.75 | — | — | Put | 87601A957 |
| — | AVEO PHARMACEUTICALS INC | 10,815 | $79,000 | 0.0% | $7.30 | $4.95 | — | COM | 053588307 |
| — | PURPLE BIOTECH LTD | 18,847 | $78,000 | 0.0% | $4.14 | $4.14 | — | ADS | 74638P109 |
| — | NABRIVA THERAPEUTICS PLC | 463 | $77,000 | 0.0% | $166.31 | — | — | Put | G63637953 |
| — | ACTINIUM PHARMACEUTICALS INC | 100 | $76,000 | 0.0% | $760.00 | — | — | Put | 00507W956 |
| — | PHIO PHARMACEUTICALS INC | 23,007 | $62,000 | 0.0% | $2.69 | $2.69 | — | COM | 71880W303 |
| — | AETERNA ZENTARIS INC | 462 | $53,000 | 0.0% | $114.72 | — | — | Call | 007975902 |
| — | PHASEBIO PHARMACEUTICALS INC | 15,000 | $52,000 | 0.0% | $3.47 | $9.10 | — | COM | 717224109 |
| — | DIGITAL ALLY INC | 309 | $50,000 | 0.0% | $161.81 | — | — | Call | 25382P908 |
| — | CHINA JO JO DRUGSTORES INC | 25,000 | $28,000 | 0.0% | $1.12 | $1.38 | — | COM | 16949A206 |