Location: Santa Monica, CA
CIK: 0001596468 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 16, 2021
Total Value: $98.52M (98.5% shares, 1.5% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | MFA FINL INC COM | 3,262,196 | $12.69M | 12.9% | $3.89 | $2.98 | — | COM | 55272X102 |
| — | GREAT AJAX CORP COM | 726,343 | $7.598M | 7.7% | $10.46 | $10.57 | — | COM | 38983D300 |
| CCIF | VERTICAL CAP INCOME FD SHS BEN INT | 620,080 | $6.102M | 6.2% | $9.84 | $9.84 | — | SHS BEN INT | 92535C104 |
| BBDC | BARINGS BDC INC COM | 622,058 | $5.723M | 5.8% | $9.20 * | $4.98 | 0.0% | COM | 06759L103 |
| — | MEDLEY CAP CORP | 162,340 | $4.596M | 4.7% | $28.31 | $28.31 | — | COM | 58503F502 |
| FSK | FS KKR CAPITAL CORP COM | 276,063 | $4.572M | 4.6% | $16.56 * | $7.71 | +4.5% | COM | 302635206 |
| — | SAFEGUARD SCIENTIFICS INC COM NEW | 642,753 | $4.101M | 4.2% | $6.38 | $10.46 | — | COM NEW | 786449207 |
| — | HIGHLAND INCOME FUND SHS BEN INT | 367,439 | $3.777M | 3.8% | $10.28 | $10.44 | — | Highland Income | 43010E404 |
| — | NEW YORK MORTGAGE TRUST INC | 981,803 | $3.623M | 3.7% | $3.69 | $2.61 | — | COM PAR $.02 | 649604501 |
| — | VOYA PRIME RATE TR | 790,086 | $3.532M | 3.6% | $4.47 | $4.47 | — | SHS BEN INT | 92913A100 |
| — | MMA CAPITAL HOLDINGS INC COM | 134,528 | $3.309M | 3.4% | $24.60 | $24.11 | — | COM | 55315D105 |
| BRK/A | BERKSHIRE HATHAWAY INC-DEL CL A | 8 | $2.783M | 2.8% | $347875.00 * | $313083.50 | +5.6% | CL A | 084670108 |
| — | CUSHING NEXTGEN INFRA INCM FD COM | 69,708 | $2.539M | 2.6% | $36.42 | $34.21 | — | COM | 231647207 |
| — | ANWORTH MORTGAGE ASSET CORP | 917,456 | $2.486M | 2.5% | $2.71 | $1.60 | — | COM | 037347101 |
| — | OAKTREE SPECIALTY LENDING CORP COM | 434,097 | $2.418M | 2.5% | $5.57 | $5.19 | — | COM | 67401P108 |
| — | KAYNE ANDERSON MDSTM ENERGY FD COM | 414,541 | $2.384M | 2.4% | $5.75 | $4.20 | — | COM | 48661E108 |
| RDN | RADIAN GROUP INC COM USD0.001 | 98,617 | $1.997M | 2.0% | $20.25 * | $14.75 | +7.8% | COM | 750236101 |
| — | CUSHING MLP &INFRASTRUCT COM NEW | 90,764 | $1.936M | 2.0% | $21.33 | $19.88 | — | COM NEW | 231631300 |
| AGRO | ADECOAGRO S A ADECOAGRO US LISTED | 277,361 | $1.886M | 1.9% | $6.80 * | $6.44 | -23.7% | COM | L00849106 |
| — | FIRST TR SR FLOATING RATE 2022 COM SHS | 200,736 | $1.805M | 1.8% | $8.99 | $8.99 | — | COM SHS | 33740K101 |
| — | NEUBERGER BERMAN MLP &ENERGY COM | 472,220 | $1.591M | 1.6% | $3.37 | $3.30 | — | COM | 64129H104 |
| — | MFA FINL INC Convertible 6.25percent 6/15/24 | 1,517,000 | $1.509M | 1.5% | $0.99 | $0.89 | — | NOTE 6.25% 6/1 | 55272XAA0 |
| MRCC | MONROE COM USD0.001 | 172,549 | $1.386M | 1.4% | $8.03 * | $4.18 | 0.0% | COM | 610335101 |
| — | ASA GOLD AND PRECIOUS METALS LIMITE COM STK NPV USD | 54,049 | $1.182M | 1.2% | $21.87 | $21.87 | — | SHS | G3156P103 |
| — | TORTOISE PWR &ENERGY INFRASTR COM | 102,273 | $1.133M | 1.2% | $11.08 | $8.73 | — | COM | 89147X104 |
| — | CLEARBRIDGE ENERGY MIDSTRM OPP COM | 83,047 | $1.115M | 1.1% | $13.43 | $13.43 | — | COM | 18469P209 |
| LFT | LUMENT FINANCE TRUST INC COM | 309,271 | $1.011M | 1.0% | $3.27 | $3.27 | — | COM | 55025L108 |
| XNDPX | TORTOISE ENERGY INDEPENDENC FD COM | 73,609 | $978K | 1.0% | $13.29 | $11.57 | — | COM | 89148K200 |
| — | BLACKROCK CAP INVT CORP COM | 306,273 | $824K | 0.8% | $2.69 | $2.46 | — | COM | 092533108 |
| — | GOLDMAN SACHS MLP ENERGY RENAI COM | 105,061 | $801K | 0.8% | $7.62 | $7.62 | — | COM | 38148G206 |
| — | FS KKR CAP CORP II COM | 41,036 | $673K | 0.7% | $16.40 | $16.40 | — | COM | 35952V303 |
| VEL | VELOCITY FINL INC COM | 101,647 | $633K | 0.6% | $6.23 * | $5.46 | 0.0% | COM | 92262D101 |
| — | NICHOLAS FINANCIAL INC COM NPV | 74,892 | $628K | 0.6% | $8.39 | $5.84 | — | COM NEW | 65373J209 |
| MTG | MGIC INVESTMENT CORP COM USD1.00 | 34,356 | $431K | 0.4% | $12.55 * | $12.00 | -5.7% | COM | 552848103 |
| — | CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 44,024 | $417K | 0.4% | $9.47 | $9.47 | — | SHS BEN INT | 151461209 |
| — | TREMONT MTG TR COM | 109,787 | $416K | 0.4% | $3.79 | $2.10 | — | COM | 894789106 |
| — | WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC | 18,135 | $378K | 0.4% | $20.84 | $20.84 | — | COM | 95768A109 |
| — | ABERDEEN STD GLOBAL INFRASTRUC COM SHS BEN INT | 19,487 | $361K | 0.4% | $18.53 | $18.53 | — | COM SHS BEN INT | 00326W106 |
| — | PIMCO ENRGY TACTICAL CR OPP FD COM SHS BEN INT | 44,156 | $357K | 0.4% | $8.08 | $6.19 | — | COM SHS BEN INT | 69346N107 |
| — | DIVIDEND &INCOME FD INC COM NEW | 29,008 | $326K | 0.3% | $11.24 | $11.24 | — | COM NEW | 25538A204 |
| — | TORTOISE ENERGY INFRA CORP COM | 16,000 | $322K | 0.3% | $20.13 | $14.80 | — | COM | 89147L886 |
| EFC | ELLINGTON FINANCIAL INC COM | 20,281 | $301K | 0.3% | $14.84 | $5.72 | — | COM | 28852N109 |
| — | RMR MORTGAGE TR COM | 28,097 | $297K | 0.3% | $10.57 | $10.57 | — | COM | 76970B101 |
| XTTPX | TORTOISE PIPELINE &ENERGY FD COM | 17,297 | $294K | 0.3% | $17.00 | $11.93 | — | COM | 89148H207 |
| C | CITIGROUP INC COM | 4,500 | $277K | 0.3% | $61.56 * | $42.37 | 0.0% | COM | 172967424 |
| — | STERLING BANCORP INC COM | 60,228 | $273K | 0.3% | $4.53 | $3.96 | — | COM | 85917W102 |
| — | EATON VANCE FLOATING RATE INC PLUS SHARES OF BENEFICIAL INTEREST | 11,831 | $184K | 0.2% | $15.55 | $14.05 | — | COM SHS BEN INT | 278284104 |
| — | FIRST EAGLE SENIOR LOAN FUND COM NEW | 12,470 | $174K | 0.2% | $13.95 | $13.95 | — | COM NEW | 32010E100 |
| — | EATON VANCE SR INCOME TR SH BEN INT | 16,998 | $108K | 0.1% | $6.35 | $5.33 | — | SH BEN INT | 27826S103 |
| — | CAPSTEAD MTG CORP COM NO PAR | 16,311 | $95,000 | 0.1% | $5.82 | $5.38 | — | COM NO PAR | 14067E506 |
| — | ARLINGTON ASSET INVST CORP CL A NEW | 17,941 | $68,000 | 0.1% | $3.79 | $3.79 | — | CL A NEW | 041356205 |
| — | ENERGY FUELS INC $2.45 WTS EXP 09/20/2021 | 32,493 | $67,000 | 0.1% | $2.06 | $2.06 | — | *W EXP 09/20/202 | 292671179 |
| UUUU | ENERGY FUELS INC COM NEW | 11,500 | $49,000 | 0.0% | $4.26 * | $2.25 | 0.0% | COM NEW | 292671708 |