CIK: 0001536557 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value ($000): $324,601 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| WTPI | Wisdomtree Tr | 405,450 | $13,201 | 4.1% | $29.06 | — | CBOE S&P 500 | 97717X560 |
| — | Sterling Bancorp Del | 346,260 | $8,643 | 2.7% | $24.82 | — | Com | 85917A100 |
| JNK | SPDR Ser Tr | 76,577 | $8,374 | 2.6% | $108.91 | — | Bloomberg Brclys | 78468R622 |
| — | Flagstar Bancorp Inc | 163,898 | $8,323 | 2.6% | $42.27 | — | Com Par .001 | 337930705 |
| — | Peoples United Financial Inc. | 470,219 | $8,215 | 2.5% | $17.48 | — | Com | 712704105 |
| — | Investors Bancorp Inc | 537,634 | $8,124 | 2.5% | $15.11 | — | Com | 46146L101 |
| — | Athene Holding Ltd. | 117,370 | $8,083 | 2.5% | $58.19 | — | Cl A | G0684D107 |
| HYG | iShares Tr | 90,860 | $7,949 | 2.4% | $86.71 | — | Iboxx Hi Yd ETF | 464288513 |
| — | Score Media & Gaming Inc. | 228,450 | $7,820 | 2.4% | $34.23 | — | Cl A Sub Vtg Shs | 80919D202 |
| — | PPD, Inc. | 161,812 | $7,571 | 2.3% | $46.09 | — | Com | 69355F102 |
| — | Nuance Communications Inc | 137,211 | $7,552 | 2.3% | $54.44 | — | Com | 67020Y100 |
| — | Magellan Health Inc. | 79,474 | $7,514 | 2.3% | $93.77 | — | Com New | 559079207 |
| — | Intersect Ent, Inc. | 273,423 | $7,437 | 2.3% | $27.20 | — | Com | 46071F103 |
| — | Trillium Therapeutics Inc. | 423,490 | $7,436 | 2.3% | $17.56 | — | Com New | 89620X506 |
| — | Hill-Rom Hldgs Inc. | 49,538 | $7,431 | 2.3% | $150.01 | — | Com | 431475102 |
| — | IHS Markit Ltd | 63,613 | $7,419 | 2.3% | $116.63 | — | Shs | G47567105 |
| — | Kansas City Southern | 26,526 | $7,179 | 2.2% | $273.33 | — | Com New | 485170302 |
| — | Vereit Inc. | 158,394 | $7,164 | 2.2% | $45.93 | — | Com | 92339V308 |
| — | Kadmon Hldgs Inc. | 820,569 | $7,147 | 2.2% | $8.71 | — | Com | 48283N106 |
| — | GreenSky, Inc. | 637,213 | $7,124 | 2.2% | $11.18 | — | Cl A | 39572G100 |
| SJNK | SPDR Ser Tr | 259,022 | $7,095 | 2.2% | $27.08 | — | Bloomberg Srt Tr | 78468R408 |
| — | MGM Growth PPTYS LLC | 183,643 | $7,034 | 2.2% | $38.30 | — | Cl A Com | 55303A105 |
| — | Golden Nugget Online Gaming | 396,825 | $6,893 | 2.1% | $17.37 | — | Com Cl A | 38113L107 |
| AGG | iShares Tr | 59,422 | $6,823 | 2.1% | $115.58 | — | Core US Aggbd Et | 464287226 |
| — | Aerojet Rocketdyne Hldgs Inc. | 152,439 | $6,639 | 2.0% | $48.11 | — | Com | 007800105 |
| FIVN | Five9, Inc. | 38,160 | $6,096 | 1.9% | $182.48 | 0.0% | Com | 338307101 |
| LQD | iShares Tr | 39,799 | $5,294 | 1.6% | $135.38 | — | Iboxx Inv Cp ETF | 464287242 |
| VCSH | Vanguard Scottsdale FDS | 58,757 | $4,842 | 1.5% | $82.82 | — | Shrt Trm Corp Bd | 92206C409 |
| BND | Vanguard BD Index FDS | 51,793 | $4,426 | 1.4% | $85.89 | — | Total Bnd Mrkt | 921937835 |
| EMB | iShares Tr | 38,366 | $4,223 | 1.3% | $113.05 | — | JPMorgan USD Emg | 464288281 |
| — | Stamps Com Inc. | 12,420 | $4,096 | 1.3% | $329.79 | — | Com New | 852857200 |
| — | State Auto Finl Corp | 80,000 | $4,076 | 1.3% | $50.95 | — | Com | 855707105 |
| — | Covanta Hldg Corp | 200,700 | $4,038 | 1.2% | $20.12 | — | Com | 22282E102 |
| — | Kraton Corp | 88,164 | $4,024 | 1.2% | $45.64 | — | Com | 50077C106 |
| — | Welbilt, Inc. | 171,453 | $3,985 | 1.2% | $23.16 | — | Com | 949090104 |
| GOOGL | Alphabet Inc. | 1,482 | $3,962 | 1.2% | $132.69 | +1.8% | Cap Stk Cl A | 02079K305 |
| — | Sanderson Farms, Inc. | 20,558 | $3,869 | 1.2% | $188.20 | — | Com | 800013104 |
| — | Shaw Communications Inc. | 119,303 | $3,465 | 1.1% | $26.22 | — | Cl B Conv | 82028K200 |
| — | Cadence BanCorporation | 149,544 | $3,284 | 1.0% | $20.88 | — | Cl A | 12739A100 |
| BKLN | Invesco Exch Traded Fd Tr II | 136,579 | $3,020 | 0.9% | $22.20 | — | Sh Ln ETF | 46138G508 |
| — | Cimarex Energy Co | 31,860 | $2,778 | 0.9% | $72.45 | — | Com | 171798101 |
| GOVT | iShares Tr | 102,683 | $2,724 | 0.8% | $26.60 | — | US Treas Bd ETF | 46429B267 |
| TLT | iShares Tr | 18,757 | $2,707 | 0.8% | $151.16 | — | 20 Yr Tr Bd ETF | 464287432 |
| VCIT | Vanguard Scottsdale FDS | 28,328 | $2,674 | 0.8% | $95.07 | — | Int-Term Corp | 92206C870 |
| IEF | iShares Tr | 21,835 | $2,516 | 0.8% | $115.49 | — | Barclays 7 10 yr | 464287440 |
| SHY | iShares Tr | 27,615 | $2,379 | 0.7% | $86.25 | — | 1 3 Yr Treas Bd | 464287457 |
| SHYG | iShares Tr | 50,786 | $2,321 | 0.7% | $45.54 | — | 0-5yr Hi Yl CP | 46434V407 |
| BSV | Vanguard BD Index FDS | 28,299 | $2,319 | 0.7% | $82.88 | — | Short Trm Bond | 921937827 |
| IEI | iShares Tr | 16,215 | $2,111 | 0.7% | $130.55 | — | 3 7 Yr Treas Bd | 464288661 |
| MBB | iShares Tr | 18,890 | $2,043 | 0.6% | $108.24 | — | MBS ETF | 464288588 |
| SPWH | Sportsmans Whse Hldgs Inc | 115,741 | $2,037 | 0.6% | $17.59 | +0.7% | Com | 84920Y106 |
| — | Forterra Inc. | 85,764 | $2,021 | 0.6% | $23.42 | — | Com | 34960W106 |
| SPY | SPDR S&P 500 ETF Tr | 4,547 | $1,951 | 0.6% | $408.14 | — | Tr Unit | 78462F103 |
| FTSM | First Tr Exchange Traded FD | 30,397 | $1,822 | 0.6% | $59.95 | — | First Tr Enh New | 33739Q408 |
| VGSH | Vanguard Scottsdale FDS | 29,123 | $1,788 | 0.6% | $61.61 | — | Short Term Treas | 92206C102 |
| TIP | iShares Tr | 13,996 | $1,787 | 0.6% | $127.50 | — | Tips Bd ETF | 464287176 |
| MUB | iShares Tr | 14,230 | $1,653 | 0.5% | $116.84 | — | National Mun ETF | 464288414 |
| PFF | iShares Tr | 41,574 | $1,613 | 0.5% | $38.46 | — | PFD and Incm SEC | 464288687 |
| ICSH | iShares Tr | 29,302 | $1,480 | 0.5% | $50.52 | — | Blackrock Ultra | 46434V878 |
| NEAR | iShares US ETF Tr | 27,224 | $1,365 | 0.4% | $50.18 | — | Blackrock St Mat | 46431W507 |
| VTEB | Vanguard Mun Bd FDS | 22,344 | $1,224 | 0.4% | $55.00 | — | Tax Exempt Bd | 922907746 |
| XLU | Select Sector SPDR Tr | 19,021 | $1,215 | 0.4% | $63.94 | — | SBI Int-Utils | 81369Y886 |
| VMBS | Vanguard Scottsdale FDS | 22,292 | $1,188 | 0.4% | $53.37 | — | Mtg-Bkd Secs ETF | 92206C771 |
| — | Coherent Inc | 4,075 | $1,019 | 0.3% | $259.18 | — | Com | 192479103 |
| — | Xilinx, Inc | 6,712 | $1,013 | 0.3% | $136.30 | — | Com | 983919101 |
| — | 51job Inc. | 14,010 | $974 | 0.3% | $77.77 | — | Sponsored ADS | 316827104 |
| MINT | PIMCO ETF Tr | 9,403 | $958 | 0.3% | $101.97 | — | Enhan Shrt MA AC | 72201R833 |
| — | Change Healthcare Inc. | 45,475 | $952 | 0.3% | $22.63 | — | Com | 15912K100 |
| — | Community Bankers Tr Corp. | 80,000 | $910 | 0.3% | $11.34 | — | Com | 203612106 |
| EEM | iShares Tr | 15,608 | $786 | 0.2% | $55.14 | — | MSCI Emg Mkt ETF | 464287234 |
| GDX | Vaneck ETF Trust | 25,860 | $762 | 0.2% | $30.76 | — | Gold Miners ETF | 92189F106 |
| FLOT | iShares Tr | 14,297 | $727 | 0.2% | $50.79 | — | Fltg Rate NT ETF | 46429B655 |
| SCHZ | Schwab Strategic Tr | 12,168 | $660 | 0.2% | $54.61 | — | US Aggregate B | 808524839 |
| SPAB | SPDR Ser Tr | 21,476 | $641 | 0.2% | $30.01 | — | Portfolio Agrgte | 78464A649 |
| ADBE | Adobe Systems Incorporated | 1,113 | $641 | 0.2% | $629.41 | 0.0% | Com | 00724F101 |
| VTI | Vanguard Index Fds | 2,742 | $609 | 0.2% | $207.77 | — | Total Stk Mkt | 922908769 |
| SCHO | Schwab Strategic Tr | 11,652 | $596 | 0.2% | $51.27 | — | Sht TM US Tres | 808524862 |
| KO | Coca-Cola Co | 9,849 | $517 | 0.2% | $48.02 | +1.6% | Com | 191216100 |
| VPL | Vanguard Intl Equity Index F | 6,281 | $509 | 0.2% | $81.07 | — | FTSE Pacific ETF | 922042866 |
| EMLC | Vaneck ETF Trust | 16,209 | $486 | 0.1% | $31.39 | — | JP Mrgan EM Loc | 92189H300 |
| CWB | SPDR Ser Tr | 5,647 | $482 | 0.1% | $85.36 | — | Blmbrg BRC Convrt | 78464A359 |
| IYR | iShares Tr | 4,653 | $476 | 0.1% | $89.05 | — | US Real Es ETF | 464287739 |
| GSY | Invesco Actively Managed ETF | 8,931 | $451 | 0.1% | $50.48 | — | Ultra Shrt Dur | 46090A887 |
| EWJ | iShares Inc. | 5,965 | $419 | 0.1% | $67.78 | — | MSCI Jpn ETF New | 46434G822 |
| SPSB | SPDR Ser Tr | 12,736 | $398 | 0.1% | $31.40 | — | Portfolio Short | 78464A474 |
| AMZN | Amazon Com Inc. | 120 | $394 | 0.1% | $172.49 | 0.0% | Com | 023135106 |
| WMT | Walmart Inc. | 2,765 | $385 | 0.1% | $45.47 | 0.0% | Com | 931142103 |
| CSCO | Cisco Sys Inc. | 7,037 | $383 | 0.1% | $49.23 | 0.0% | Com | 17275R102 |
| UNH | UnitedHealth Group Inc | 972 | $380 | 0.1% | $384.84 | 0.0% | Com | 91324P102 |
| AAPL | Apple Inc. | 2,606 | $369 | 0.1% | $127.34 | +13.0% | Com | 037833100 |
| TFI | SPDR Ser Tr | 6,575 | $339 | 0.1% | $52.06 | — | Nuveen BRC Munic | 78468R721 |
| EWC | iShares Tr | 9,126 | $331 | 0.1% | $36.27 | — | MSCI CDA ETF | 464286509 |
| HYS | PIMCO ETF Tr | 3,265 | $324 | 0.1% | $99.88 | — | 0-5 High Yield | 72201R783 |
| NFLX | Netflix Inc | 529 | $323 | 0.1% | $51.48 | +6.9% | Com | 64110L106 |
| VGK | Vanguard Intl Equity Index F | 4,788 | $314 | 0.1% | $61.99 | — | FTSE Europe ETF | 922042874 |
| AMLP | Alps ETF TR | 8,385 | $279 | 0.1% | $30.78 | — | Alerian MLP | 00162Q452 |
| COST | Costco Whsl Corp New | 608 | $273 | 0.1% | $359.04 | +16.5% | Com | 22160K105 |
| GDXJ | Vaneck ETF Trust | 7,022 | $269 | 0.1% | $38.31 | — | Junior Gold Mine | 92189F791 |
| PG | Procter and Gamble | 1,903 | $266 | 0.1% | $127.26 | 0.0% | Com | 742718109 |
| PFE | Pfizer Inc | 5,971 | $257 | 0.1% | $30.99 | +15.1% | Com | 717081103 |
| PEP | Pepsico Inc | 1,705 | $256 | 0.1% | $134.99 | 0.0% | Com | 713448108 |
| MSFT | Microsoft Corp | 905 | $255 | 0.1% | $280.73 | 0.0% | Com | 594918104 |
| DIS | Disney Walt Co | 1,485 | $251 | 0.1% | $174.14 | 0.0% | Com | 254687106 |
| PGX | Invesco Exch Traded Fd Tr II | 16,182 | $243 | 0.1% | $15.22 | — | PFD ETF | 46138E511 |
| BIL | SPDR Ser Tr | 2,569 | $235 | 0.1% | $91.60 | — | SPDR Bloomberg | 78468R663 |
| SHV | iShares Tr | 2,092 | $231 | 0.1% | $110.51 | — | Short Treas BD | 464288679 |
| FLRN | SPDR Ser Tr | 7,476 | $229 | 0.1% | $30.63 | — | Blomberg BRC Inv | 78468R200 |
| EWT | iShares Inc. | 3,457 | $214 | 0.1% | $59.96 | — | MSCI Taiwan ETF | 46434G772 |
| TSLA | Tesla Inc. | 270 | $209 | 0.1% | $235.37 | 0.0% | Com | 88160R101 |