CIK: 0001596468 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 15, 2022
Total Value ($000): $193,450 (99.1% shares, 0.9% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AGNC | AGNC INVT CORP | 2,037,519 | $22,555 | 11.7% | $12.01 | — | COM | 00123Q104 |
| — | CORNERSTONE TOTAL RETURN FD | 2,102,042 | $17,510 | 9.1% | $8.34 | — | COM | 21924U300 |
| — | GREAT AJAX CORP | 689,508 | $16,907 | 8.7% | $24.99 | — | 7.25 CV SR NT 24 | 38983D409 |
| PNNT | PENNANTPARK INVT CORP | 2,448,156 | $15,129 | 7.8% | $4.37 | -1.5% | COM | 708062104 |
| MFA | MFA FINL INC | 899,794 | $9,673 | 5.0% | $10.75 | — | COM ADDED | 55272X607 |
| — | GREAT AJAX CORP | 651,328 | $6,246 | 3.2% | $10.57 | — | COM | 38983D300 |
| — | TORTOISE MIDSTRM ENERGY FD I | 194,016 | $6,241 | 3.2% | $36.77 | — | COM | 89148B200 |
| — | TEMPLETON GLOBAL INCOME FD | 1,290,039 | $5,689 | 2.9% | $4.64 | — | COM | 880198106 |
| CCIF | VERTICAL CAP INCOME FD | 546,229 | $5,108 | 2.6% | $9.84 | — | SHS BEN INT | 92535C104 |
| — | BLACKROCK ESG CAP ALLC TR | 328,085 | $4,695 | 2.4% | $14.31 | — | SHS BEN INT | 09262F100 |
| — | CORNERSTONE STRATEGIC VALUE | 487,856 | $4,186 | 2.2% | $8.96 | — | COM | 21924B302 |
| PFX | PHENIXFIN CORP | 99,677 | $3,637 | 1.9% | $37.92 | -3.3% | COM | 71742W103 |
| — | CUSHING MLP & INFRASTRUCT | 130,772 | $3,633 | 1.9% | $24.22 | — | COM NEW | 231631300 |
| — | TORTOISE ENERGY INFRA CORP | 114,131 | $3,376 | 1.7% | $32.42 | — | COM | 89147L886 |
| LADR | LADDER CAP CORP | 293,072 | $3,089 | 1.6% | $11.87 | — | CL A | 505743104 |
| — | NEW YORK MTG TR | 1,048,046 | $2,893 | 1.5% | $2.66 | — | COM PAR $.02INC | 649604501 |
| — | ABRDN ASIA PACIFIC INCOME FU | 979,427 | $2,860 | 1.5% | $3.38 | — | COM | 003009107 |
| BRSP | BRIGHTSPIRE CAPITAL INC | 371,665 | $2,806 | 1.5% | $9.12 | — | COM CL A | 10949T109 |
| — | SAFEGUARD SCIENTIFICS INC | 713,445 | $2,661 | 1.4% | $9.91 | — | COM NEW | 786449207 |
| — | MORGAN STANLEY EMERGING MKTS | 581,307 | $2,610 | 1.3% | $4.96 | — | COM | 617477104 |
| — | NUVEEN CR STRATEGIES INCOME | 486,542 | $2,530 | 1.3% | $5.20 | — | SHSCOM | 67073D102 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 100,057 | $2,362 | 1.2% | $16.50 | — | COM | 18469P209 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 86,417 | $2,214 | 1.1% | $28.66 | — | COM | 18469Q207 |
| RDN | RADIAN GROUP INC | 111,917 | $2,200 | 1.1% | $15.40 | +20.8% | COM | 750236101 |
| — | CENTER COAST BRKFLD MLP ENRG | 132,344 | $2,119 | 1.1% | $14.37 | — | SHS BEN INT | 151461209 |
| — | PIMCO ENERGY & TACTICAL CR O | 161,616 | $2,075 | 1.1% | $12.73 | — | SHS BEN INTCOM | 69346N107 |
| — | NEUBERGER BERMAN MLP & ENERG | 322,537 | $1,935 | 1.0% | $4.74 | — | COM | 64129H104 |
| MTG | MGIC INVT CORP WIS | 151,205 | $1,905 | 1.0% | $14.31 | -8.1% | COM | 552848103 |
| — | GENERAL AMERN INVS CO INC | 49,983 | $1,767 | 0.9% | $38.47 | — | COM | 368802104 |
| — | GOLDMAN SACHS MLP ENERGY REN | 156,945 | $1,749 | 0.9% | $9.09 | — | COM | 38148G206 |
| — | NEUBERGER BERMAN NEXT GENERA | 168,776 | $1,674 | 0.9% | $9.92 | — | COMMON STOCK | 64133Q108 |
| DX | DYNEX CAP INC | 104,425 | $1,663 | 0.9% | $16.20 | — | COM | 26817Q886 |
| — | SALIENT MIDSTREAM & MLP FD | 217,168 | $1,644 | 0.8% | $7.95 | — | SH BEN INT | 79471V105 |
| — | GUGGENHEIM ACTIVE ALLOC FD | 103,464 | $1,469 | 0.8% | $14.20 | — | COMMON STOCK | 40170T106 |
| RDI | READING INTL INC | 384,699 | $1,388 | 0.7% | $4.35 | -13.5% | CL A | 755408101 |
| — | WESTERN ASSET MTG CAP CORP | 1,142,708 | $1,382 | 0.7% | $1.43 | — | COM | 95790D105 |
| SEVN | SEVEN HILLS REALTY TRUST | 127,550 | $1,362 | 0.7% | $11.13 | — | COM | 81784E101 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 177,996 | $1,330 | 0.7% | $7.47 | — | SHS BEN INTCOM | 288578107 |
| — | NUVEEN CORE PLUS IMPACT FUND | 94,824 | $1,112 | 0.6% | $12.51 | — | COM BEN INT | 67080D103 |
| — | NUVEEN OHIO QLTY MUN INCOME | 86,743 | $1,099 | 0.6% | $12.67 | — | COM | 670980101 |
| — | BLACKROCK CAP INVT CORP | 282,493 | $1,037 | 0.5% | $3.24 | — | COM | 092533108 |
| — | MORGAN STANLEY INDIA INVT FD | 42,604 | $952 | 0.5% | $25.04 | — | COM | 61745C105 |
| — | NUVEEN SHORT DURATION CR OPP | 78,785 | $948 | 0.5% | $12.03 | — | COM | 67074X107 |
| — | NICHOLAS FINL INC BC | 91,670 | $854 | 0.4% | $6.65 | — | COM NEW | 65373J209 |
| — | TORTOISE PWR & ENERGY INFRAS | 68,312 | $854 | 0.4% | $8.73 | — | COM | 89147X104 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 111,633 | $838 | 0.4% | $4.20 | — | COM | 48661E108 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 57,735 | $800 | 0.4% | $13.86 | — | SHSCOM BEN | 69355M107 |
| FSK | FS KKR CAP CORP | 37,520 | $728 | 0.4% | $9.69 | +26.2% | COM | 302635206 |
| — | MFA FINL INC | 767,000 | $694 | 0.4% | $0.89 | — | NOTE 6.250% 6/1 | 55272XAA0 |
| AGRO | ADECOAGRO S A | 75,482 | $638 | 0.3% | $9.67 | 0.0% | COM | L00849106 |
| PFSI | PENNYMAC FINL SVCS INC NEW | 10,634 | $465 | 0.2% | $57.48 | -21.6% | COM | 70932M107 |
| — | PENNYMAC CORP | 500,000 | $434 | 0.2% | $0.95 | — | NOTE 5.500% 3/1 | 70932AAF0 |
| — | WESTERN ASSET MORTGAGE CAPIT | 500,000 | $413 | 0.2% | $0.94 | — | NOTE 6.750% 9/1 | 95790DAD7 |
| — | BLACKROCK ENHANCED INTL DIV | 69,376 | $351 | 0.2% | $5.06 | — | COM BENE INTER | 092524107 |
| — | CUSHING NEXTGEN INFRA INCM F | 9,202 | $342 | 0.2% | $37.17 | — | COM | 231647207 |
| MPV | BARINGS PARTN INVS | 27,386 | $335 | 0.2% | $12.23 | — | SH BEN INT | 06761A103 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 12,295 | $334 | 0.2% | $11.57 | — | COM | 89148K200 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 29,133 | $330 | 0.2% | $12.16 | — | SH BEN INT | 09248E102 |
| — | ESM ACQUISITION CORPORATION | 30,000 | $295 | 0.2% | $9.90 | — | UNIT 99/99/9999 | G3195H120 |
| TIPT | TIPTREE INC | 27,300 | $290 | 0.1% | $11.24 | 0.0% | COM | 88822Q103 |
| XPHDX | PIONEER FLOATING RATE FUND I | 29,946 | $266 | 0.1% | $8.88 | — | COM | 72369J102 |
| — | COHEN & STEERS LTD DURATION | 12,300 | $243 | 0.1% | $19.76 | — | COM | 19248C105 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 35,462 | $237 | 0.1% | $6.87 | — | COM | 67077P101 |
| — | PINE TECHNOLOGY ACQUISITN CO | 24,028 | $235 | 0.1% | $9.99 | — | UNIT 03/31/2028 | 722850203 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 25,361 | $235 | 0.1% | $9.27 | — | COM | 27828A100 |
| — | TWO HARBORS INVENTMENT CORPO | 250,000 | $227 | 0.1% | $0.98 | — | NOTE 6.250% 1/1 | 90187BAB7 |
| — | FIRST TR | 15,169 | $220 | 0.1% | $14.50 | — | COMHIGH YIELD OPPRT 20 | 33741Q107 |
| C | CITIGROUP INC | 4,500 | $207 | 0.1% | $42.37 | +3.3% | COM NEW | 172967424 |
| — | MEXICO EQUITY & INCOME FD | 25,553 | $205 | 0.1% | $9.12 | — | COM | 592834105 |
| — | BLACKROCK ENHANCED GLOBAL DI | 20,801 | $203 | 0.1% | $9.76 | — | COM | 092501105 |
| — | BLACKROCK CAP ALLOCATION TR | 12,817 | $188 | 0.1% | $14.67 | — | COM | 09260U109 |
| — | STERLING BANCORP INC | 31,847 | $181 | 0.1% | $3.96 | — | COM | 85917W102 |
| — | WESTERN ASSET INTER MUNI FD | 21,600 | $174 | 0.1% | $8.06 | — | COM | 958435109 |
| NMIH | NMI HLDGS INC | 10,000 | $167 | 0.1% | $18.17 | 0.0% | CL A | 629209305 |
| — | COHEN & STEERS REAL ESTATE O | 9,922 | $160 | 0.1% | $16.13 | — | SHS BENFIN INT | 19249Q103 |
| IVR | INVESCO MORTGAGE CAPITAL INC | 10,202 | $150 | 0.1% | $14.70 | — | COM ADDED | 46131B704 |
| — | PIMCO ACCESS INCOME FUND | 9,357 | $148 | 0.1% | $18.27 | — | SHS BENFIN INT | 72203T100 |
| VEL | VELOCITY FINL INC | 12,120 | $133 | 0.1% | $5.46 | +94.3% | COM | 92262D101 |
| GBLI | GLOBAL INDEMNITY GROUP LLC | 4,922 | $127 | 0.1% | $22.28 | +1.3% | COM CL A | 37959R103 |
| — | INTERPRIVATE II ACQUISITION | 12,300 | $120 | 0.1% | $9.84 | — | UNIT 99/99/9999 | 46064Q207 |
| MCI | BARINGS CORPORATE INVS | 8,617 | $115 | 0.1% | $13.35 | — | COM | 06759X107 |
| — | BLACKROCK CR ALLOCATION INCO | 10,386 | $113 | 0.1% | $10.88 | — | COM | 092508100 |
| — | TAIWAN FD INC | 4,280 | $108 | 0.1% | $25.23 | — | COM | 874036106 |
| — | WESTERN ASSET DIVERSIFIED IN | 7,561 | $105 | 0.1% | $13.89 | — | SHS BEN INTCOM | 95790K109 |
| — | WHEELER REAL ESTATE INVT TR | 5,545 | $73 | 0.0% | $14.43 | — | PFD CNV SER D | 963025606 |
| — | INTERPRIVATE IV INFRATECH PR | 6,000 | $59 | 0.0% | $9.83 | — | UNIT 03/05/2026 | 46064T201 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 5,000 | $56 | 0.0% | $11.20 | — | COM | 64123C101 |
| XNBOX | NEUBERGER BERMAN N Y MUN FD | 5,349 | $53 | 0.0% | $9.91 | — | COM | 64124K102 |
| — | INVESCO PA VALUE MUN INC TR | 5,100 | $53 | 0.0% | $10.39 | — | COM | 46132K109 |
| — | PRIVETERRA ACQUISITION CORP | 5,000 | $49 | 0.0% | $9.80 | — | UNIT 99/99/9999 | 74275N201 |
| BBDC | BARINGS BDC INC | 4,559 | $42 | 0.0% | $4.98 | +34.0% | COM | 06759L103 |
| — | DESTRA MULTI-ALTERNATIVE FD | 5,975 | $41 | 0.0% | $6.86 | — | COMMON SHARES | 25065A502 |
| — | EUROPEAN EQUITY FD INC | 5,200 | $38 | 0.0% | $7.31 | — | COM | 298768102 |
| — | MFS MUN INCOME TR | 6,383 | $35 | 0.0% | $5.48 | — | SH BEN INT | 552738106 |
| — | KISMET ACQUISITION THREE COR | 3,200 | $31 | 0.0% | $9.69 | — | UNIT 99/99/9999 | G5276C128 |
| — | ORION ACQUISITION CORP | 3,000 | $30 | 0.0% | $9.67 | — | UNIT 02/19/2026 | 68626A207 |
| — | WESTERN ASSET EMERGING MKTS | 3,239 | $28 | 0.0% | $10.73 | — | COM | 95766A101 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 2,050 | $27 | 0.0% | $13.17 | — | UNIT | 85207Q104 |
| — | FUSION ACQUISITION CORP II | 2,500 | $25 | 0.0% | $10.00 | — | UNIT 02/29/2028 | 36118N201 |
| — | PAVMED INC | 44,196 | $22 | 0.0% | $0.81 | — | *W EXP 04/30/202 | 70387R122 |
| — | MFS INVT GRADE MUN TR | 1,800 | $14 | 0.0% | $7.78 | — | SH BEN INT | 59318B108 |
| — | COVA ACQUISITION CORP | 1,178 | $12 | 0.0% | $10.19 | — | UNIT 04/01/2021 | G2554Y112 |
| — | KISMET ACQUISITION TWO CORP | 1,000 | $10 | 0.0% | $10.00 | — | UNIT 99/99/9999 | G52807123 |
| — | SVF INVESTMENT CORP 2 | 1,000 | $10 | 0.0% | $10.00 | — | CL A SHS | G8601M100 |
| — | FREEDOM ACQUISITION I CORP | 1,000 | $10 | 0.0% | $10.00 | — | UNIT 99/99/9999 | G3663X102 |
| — | WHEELER REAL ESTATE INVT TR | 1,483 | $7 | 0.0% | $4.72 | — | CV PFD SER B | 963025309 |
| — | DELAWARE IVY HIGH INCOME OPP | 700 | $7 | 0.0% | $10.00 | — | COM | 246107106 |
| — | NUVEEN MORTGAGE AND INCOME F | 333 | $6 | 0.0% | $18.02 | — | COM | 670735109 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 200 | $5 | 0.0% | $11.93 | — | COM | 89148H207 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 711 | $5 | 0.0% | $7.34 | 0.0% | CLASS A | G4095J109 |
| — | ESM ACQUISITION CORPORATION | 30,000 | $5 | 0.0% | $0.40 | — | *W EXP 02/02/202 | G3195H112 |
| — | SCULPTOR CAP MGMT | 573 | $5 | 0.0% | $13.96 | — | COM CL A | 811246107 |
| — | JAPAN SMALLER CAPITALIZATION | 480 | $3 | 0.0% | $6.25 | — | COM | 47109U104 |
| CUK | CARNIVAL PLC | 418 | $3 | 0.0% | $7.18 | — | ADR | 14365C103 |
| — | ATLAS CREST INVESTMENT CORP | 239 | $2 | 0.0% | $8.37 | — | UNIT 99/99/9999 | 049287204 |
| — | NUVEEN MUNICIPAL CREDIT INC | 103 | $1 | 0.0% | $9.71 | — | COM SH BEN INT | 67070X101 |
| — | REDBOX ENTERTAINMENT INC | 2,000 | $1 | 0.0% | $0.50 | — | *W EXP 12/15/202 | 75724T111 |
| — | VIRTUS GLOBAL DIVID & INCOME | 10 | $0 | 0.0% | — | — | COM | 92835W107 |
| — | JACK CREEK INVESTMENT CORP | 50 | $0 | 0.0% | — | — | UNIT 10/01/2023 | G4989X107 |