Location: Santa Monica, CA
CIK: 0001596468 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value: $134M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | GREAT AJAX CORP 7.25 CV SR NT 24 | 689,408 | $16.45M | 12.3% | $23.86 | $24.99 | — | 7.25 CV SR NT 24 | 38983D409 |
| PNNT | PENNANTPARK INVT CORP | 2,634,738 | $14.38M | 10.7% | $5.46 * | $4.34 | -9.8% | COM | 708062104 |
| ORC | ORCHID IS CAP INC | 1,164,408 | $9.548M | 7.1% | $8.20 | $8.20 | — | COM NEW ADDED | 68571X301 |
| — | TORTOISE MIDSTRM ENERGY FD I | 251,125 | $8.111M | 6.1% | $32.30 | $35.75 | — | COM | 89148B200 |
| MFA | MFA FINL INC | 901,293 | $7.013M | 5.2% | $7.78 | $10.75 | — | COM | 55272X607 |
| — | BLACKROCK CAP ALLOCATION TR | 403,113 | $5.486M | 4.1% | $13.61 | $13.64 | — | COM | 09260U109 |
| — | BLACKROCK ESG CAP ALLC TR | 403,260 | $5.166M | 3.9% | $12.81 | $14.03 | — | SHS BEN INT | 09262F100 |
| — | GREAT AJAX CORP | 664,619 | $4.991M | 3.7% | $7.51 | $10.51 | — | COM | 38983D300 |
| CCIF | VERTICAL CAP INCOME FD | 546,229 | $4.872M | 3.6% | $8.92 | $9.84 | — | SHS BEN INT | 92535C104 |
| — | NUVEEN CORE PLUS IMPACT FUND | 361,747 | $3.705M | 2.8% | $10.24 | $10.84 | — | COM BEN INT | 67080D103 |
| — | CENTER COAST BRKFLD MLP ENRG | 222,596 | $3.686M | 2.8% | $16.56 | $15.26 | — | SHS BEN INT | 151461209 |
| — | NEW YORK MTG TR | 1,383,046 | $3.237M | 2.4% | $2.34 | $2.59 | — | COM PAR $.02INC | 649604501 |
| — | TORTOISE ENERGY INFRA CORP | 99,898 | $2.992M | 2.2% | $29.95 | $32.42 | — | COM | 89147L886 |
| — | CUSHING MLP & INFRASTRUCT | 86,195 | $2.808M | 2.1% | $32.58 | $24.22 | — | COM NEW | 231631300 |
| — | SAFEGUARD SCIENTIFICS INC | 713,445 | $2.661M | 2.0% | $3.73 | $9.91 | — | COM NEW | 786449207 |
| LADR | LADDER CAP CORP | 293,072 | $2.626M | 2.0% | $8.96 | $11.87 | — | CL A | 505743104 |
| BRSP | BRIGHTSPIRE CAPITAL INC | 371,665 | $2.345M | 1.8% | $6.31 | $9.12 | — | COM CL A | 10949T109 |
| RDN | RADIAN GROUP INC | 111,917 | $2.159M | 1.6% | $19.29 | $15.40 | +23.6% | COM | 750236101 |
| — | CUSHING NEXTGEN INFRA INCM F | 55,700 | $2.043M | 1.5% | $36.68 | $36.76 | — | COM | 231647207 |
| — | TEMPLETON GLOBAL INCOME FD | 469,597 | $1.912M | 1.4% | $4.07 | $4.64 | — | COM | 880198106 |
| MTG | MGIC INVT CORP WIS | 136,205 | $1.746M | 1.3% | $12.82 * | $14.31 | -2.2% | COM | 552848103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 57,941 | $1.525M | 1.1% | $26.32 | $28.66 | — | COM | 18469Q207 |
| — | ABRDN ASIA PACIFIC INCOME FU | 601,595 | $1.516M | 1.1% | $2.52 | $3.38 | — | COM | 003009107 |
| MPV | BARINGS PARTN INVS SH BEN INT | 130,993 | $1.483M | 1.1% | $11.32 | $11.51 | — | SH BEN INT | 06761A103 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 238,993 | $1.475M | 1.1% | $6.17 | $7.14 | — | SHS BEN INTCOM | 288578107 |
| — | MORGAN STANLEY EMERGING MKTS | 362,116 | $1.455M | 1.1% | $4.02 | $4.96 | — | COM | 617477104 |
| — | NUVEEN CR STRATEGIES INCOME | 281,553 | $1.439M | 1.1% | $5.11 | $5.20 | — | SHSCOM | 67073D102 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 223,482 | $1.438M | 1.1% | $6.43 | $6.50 | — | COM | 67077P101 |
| RDI | READING INTL INC | 384,699 | $1.266M | 0.9% | $3.29 * | $4.35 | -6.7% | CL A | 755408101 |
| — | WESTERN ASSET MTG CAP CORP | 110,958 | $1.242M | 0.9% | $11.19 | $11.19 | — | COM ADDED | 95790D204 |
| — | GENERAL AMERN INVS CO INC | 29,110 | $986K | 0.7% | $33.87 | $38.47 | — | COM | 368802104 |
| — | MORGAN STANLEY INDIA INVT FD | 40,146 | $934K | 0.7% | $23.27 | $25.04 | — | COM | 61745C105 |
| — | NUVEEN MORTGAGE AND INCOME F | 52,929 | $852K | 0.6% | $16.10 | $16.11 | — | COM | 670735109 |
| SEVN | SEVEN HILLS REALTY TRUST | 86,621 | $790K | 0.6% | $9.12 | $11.13 | — | COM | 81784E101 |
| — | FIRST EAGLE ALTR CAP BDC INC | 237,099 | $678K | 0.5% | $2.86 | $2.86 | — | COM | 26943B100 |
| — | NUVEEN OHIO QLTY MUN INCOME | 54,990 | $646K | 0.5% | $11.75 | $12.67 | — | COM | 670980101 |
| AGRO | ADECOAGRO S A | 75,482 | $625K | 0.5% | $8.28 * | $9.67 | -21.6% | COM | L00849106 |
| MCI | BARINGS CORPORATE INVS | 45,945 | $595K | 0.4% | $12.95 | $13.02 | — | COM | 06759X107 |
| — | BLACKROCK CAP INVT CORP | 167,779 | $569K | 0.4% | $3.39 | $3.24 | — | COM | 092533108 |
| PFX | PHENIXFIN CORP | 15,337 | $535K | 0.4% | $34.88 | $37.92 | -9.0% | COM | 71742W103 |
| — | NICHOLAS FINL INC BC | 91,670 | $522K | 0.4% | $5.69 | $6.65 | — | COM NEW | 65373J209 |
| — | GOLDMAN SACHS MLP ENERGY REN | 38,397 | $461K | 0.3% | $12.01 | $9.09 | — | COM | 38148G206 |
| — | TORTOISE PWR & ENERGY INFRAS | 34,191 | $427K | 0.3% | $12.49 | $8.73 | — | COM | 89147X104 |
| GLRE | GREENLIGHT CAPITAL RE LTD | 49,322 | $367K | 0.3% | $7.44 * | $7.62 | +0.1% | CLASS A | G4095J109 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 12,295 | $349K | 0.3% | $28.39 | $11.57 | — | COM | 89148K200 |
| — | PIMCO ENERGY & TACTICAL CR O | 25,323 | $343K | 0.3% | $13.54 | $12.73 | — | SHS BEN INTCOM | 69346N107 |
| — | ESM ACQUISITION CORPORATION | 30,000 | $297K | 0.2% | $9.90 | $9.90 | — | UNIT 99/99/9999 | G3195H120 |
| TIPT | TIPTREE INC | 27,300 | $294K | 0.2% | $10.77 * | $11.24 | +1.5% | COM | 88822Q103 |
| — | SRH TOTAL RETURN FUND INC | 25,790 | $281K | 0.2% | $10.90 | $10.90 | — | COM | 101507101 |
| — | DELAWARE ENHANCED GLOBAL DIV | 37,459 | $257K | 0.2% | $6.86 | $6.86 | — | COM | 246060107 |
| — | WESTERN ASSET DIVERSIFIED IN | 18,990 | $239K | 0.2% | $12.59 | $13.10 | — | SHS BEN INTCOM | 95790K109 |
| — | PINE TECHNOLOGY ACQUISITN CO | 24,028 | $235K | 0.2% | $9.78 | $9.99 | — | UNIT 03/31/2028 | 722850203 |
| — | MEXICO EQUITY & INCOME FD | 25,553 | $193K | 0.1% | $7.55 | $9.12 | — | COM | 592834105 |
| C | CITIGROUP INC | 4,500 | $188K | 0.1% | $41.78 * | $42.37 | +3.1% | COM NEW | 172967424 |
| ESNT | ESSENT GROUP LTD | 4,305 | $150K | 0.1% | $34.84 * | $37.69 | 0.0% | COM | G3198U102 |
| — | TAIWAN FD INC | 7,178 | $150K | 0.1% | $20.90 | $23.48 | — | COM | 874036106 |
| — | DELAWARE IVY HIGH INCOME OPP | 14,582 | $147K | 0.1% | $10.08 | $10.08 | — | COM | 246107106 |
| — | FIRST TR | 47,000 | $134K | 0.1% | $2.85 | $2.85 | — | COM BEN INTRSPECIALTY FIN & FIN | 33733G109 |
| VEL | VELOCITY FINL INC | 12,120 | $131K | 0.1% | $10.81 * | $5.46 | +109.7% | COM | 92262D101 |
| — | INTERPRIVATE II ACQUISITION | 12,300 | $121K | 0.1% | $9.84 | $9.84 | — | UNIT 99/99/9999 | 46064Q207 |
| GBLI | GLOBAL INDEMNITY GROUP LLC | 4,922 | $109K | 0.1% | $22.15 | $22.28 | -2.2% | COM CL A | 37959R103 |
| — | WHEELER REAL ESTATE INVT TR | 5,545 | $65,000 | 0.0% | $11.72 | $11.72 | — | COM NEW | 963025705 |
| — | INTERPRIVATE IV INFRATECH PR | 6,000 | $59,000 | 0.0% | $9.83 | $9.83 | — | UNIT 03/05/2026 | 46064T201 |
| — | PRIVETERRA ACQUISITION CORP | 5,000 | $49,000 | 0.0% | $9.80 | $9.80 | — | UNIT 99/99/9999 | 74275N201 |
| — | DESTRA MULTI-ALTERNATIVE FD | 7,375 | $48,000 | 0.0% | $6.51 | $6.79 | — | COMMON SHARES | 25065A502 |
| XHITX | INVESCO HIG INCM 2023 TARG T | 5,221 | $42,000 | 0.0% | $8.04 | $8.04 | — | COM | 46135X108 |
| — | WESTERN ASSET INTER MUNI FD | 4,762 | $35,000 | 0.0% | $7.35 | $8.06 | — | COM | 958435109 |
| CION | CION INVT CORP | 3,987 | $34,000 | 0.0% | $8.53 * | $5.55 | 0.0% | COM | 17259U204 |
| — | KISMET ACQUISITION THREE COR | 3,200 | $31,000 | 0.0% | $9.69 | $9.69 | — | UNIT 99/99/9999 | G5276C128 |
| — | NEUBERGER BERMAN MLP & ENERG | 4,800 | $30,000 | 0.0% | $6.25 | $4.74 | — | COM | 64129H104 |
| — | ORION ACQUISITION CORP | 3,000 | $30,000 | 0.0% | $10.00 | $9.67 | — | UNIT 02/19/2026 | 68626A207 |
| — | FUSION ACQUISITION CORP II | 2,500 | $25,000 | 0.0% | $10.00 | $10.00 | — | UNIT 02/29/2028 | 36118N201 |
| — | EUROPEAN EQUITY FD INC | 3,523 | $22,000 | 0.0% | $6.24 | $7.31 | — | COM | 298768102 |
| — | COVA ACQUISITION CORP | 1,178 | $12,000 | 0.0% | $10.19 | $10.19 | — | UNIT 04/01/2021 | G2554Y112 |
| — | KISMET ACQUISITION TWO CORP | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G52807123 |
| — | FREEDOM ACQUISITION I CORP | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | UNIT 99/99/9999 | G3663X102 |
| — | SVF INVESTMENT CORP 2 | 1,000 | $10,000 | 0.0% | $10.00 | $10.00 | — | CL A SHS | G8601M100 |
| — | WESTERN ASSET EMERGING MKTS | 908 | $7,000 | 0.0% | $7.71 | $10.73 | — | COM | 95766A101 |
| — | WESTERN AST INFL LKD OPP & I | 600 | $6,000 | 0.0% | $10.00 | $10.00 | — | COM | 95766R104 |
| — | SCULPTOR CAP MGMT | 573 | $5,000 | 0.0% | $8.73 | $13.96 | — | COM CL A | 811246107 |
| — | WHEELER REAL ESTATE INVT TR | 1,483 | $4,000 | 0.0% | $2.70 | $4.72 | — | CV PFD SER B | 963025309 |
| — | FIRST TR | 352 | $4,000 | 0.0% | $11.36 | $11.36 | — | COMENERGY INFRASTRCTR | 33738C103 |
| — | JAPAN SMALLER CAPITALIZATION | 480 | $3,000 | 0.0% | $6.25 | $6.25 | — | COM | 47109U104 |
| — | ATLAS CREST INVESTMENT CORP | 239 | $2,000 | 0.0% | $8.37 | $8.37 | — | UNIT 99/99/9999 | 049287204 |
| — | JACK CREEK INVESTMENT CORP | 50 | $0 | 0.0% | $0.00 | — | — | UNIT 10/01/2023 | G4989X107 |
| — | VIRTUS TOTAL RETURN FD INC | 4 | $0 | 0.0% | $0.00 | — | — | COM | 92835W107 |
| — | NUVEEN MUNICIPAL CREDIT INC | 3 | $0 | 0.0% | $0.00 | $9.71 | — | COM SH BEN INT | 67070X101 |