CIK: 0001596468 · Show all filings
Period: Q4 2022 (← Previous) (Next →)
Filing Date: Feb 14, 2023
Total Value ($000): $217,005 (96.3% shares, 3.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK ESG CAP ALLC TR | 1,749,189 | $23,492 | 10.8% | $13.57 | — | SHS BEN INT | 09262F100 |
| — | GREAT AJAX CORP | 689,408 | $16,504 | 7.6% | $24.99 | — | 7.25 CV SR NT 24 | 38983D409 |
| PNNT | PENNANTPARK INVT CORP | 2,438,368 | $14,021 | 6.5% | $4.34 | -14.4% | COM | 708062104 |
| — | BLACKROCK CAP ALLOCATION TR | 925,786 | $12,841 | 5.9% | $13.77 | — | COM | 09260U109 |
| — | TEMPLETON GLOBAL INCOME FD | 1,928,378 | $8,350 | 3.8% | $4.41 | — | COM | 880198106 |
| MFA | MFA FINL INC | 798,941 | $7,870 | 3.6% | $10.75 | — | COM | 55272X607 |
| — | NUVEEN INTER DURATION MUN TE | 444,384 | $5,830 | 2.7% | $13.12 | — | COM | 670671106 |
| — | TORTOISE MIDSTRM ENERGY FD I | 163,155 | $5,642 | 2.6% | $35.75 | — | COM | 89148B200 |
| ORC | ORCHID IS CAP INC | 503,403 | $5,286 | 2.4% | $8.20 | — | COM NEW | 68571X301 |
| — | CENTER COAST BRKFLD MLP ENRG | 295,700 | $5,130 | 2.4% | $15.78 | — | SHS BEN INT | 151461209 |
| — | GREAT AJAX CORP | 658,781 | $4,776 | 2.2% | $10.51 | — | COM | 38983D300 |
| CCIF | VERTICAL CAP INCOME FD | 546,229 | $4,758 | 2.2% | $9.84 | — | SHS BEN INT | 92535C104 |
| — | NUVEEN CORE PLUS IMPACT FUND | 449,125 | $4,653 | 2.1% | $10.74 | — | COM BEN INT | 67080D103 |
| DX | DYNEX CAP INC | 300,027 | $3,816 | 1.8% | $12.72 | — | COM | 26817Q886 |
| — | TWO HARBORS INVENTMENT CORPO | 4,250,000 | $3,633 | 1.7% | $0.85 | — | NOTE 6.250% 1/1 | 90187BAB7 |
| — | NEW YORK MTG TR INC | 1,383,046 | $3,541 | 1.6% | $2.59 | — | COM PAR $.02 | 649604501 |
| — | GENERAL AMERN INVS CO INC | 83,198 | $3,008 | 1.4% | $36.96 | — | COM | 368802104 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 104,171 | $2,945 | 1.4% | $28.48 | — | COM | 18469Q207 |
| — | WESTERN AST INFL LKD OPP & I | 293,457 | $2,679 | 1.2% | $9.13 | — | COM | 95766R104 |
| LADR | LADDER CAP CORP | 263,256 | $2,643 | 1.2% | $11.87 | — | CL A | 505743104 |
| MPV | BARINGS PARTN INVS SH BEN INT | 210,011 | $2,587 | 1.2% | $11.82 | — | SH BEN INT | 06761A103 |
| — | SAFEGUARD SCIENTIFICS INC | 796,632 | $2,470 | 1.1% | $9.20 | — | COM NEW | 786449207 |
| XENWX | EATON VANCE NEW YORK MUN BD | 264,560 | $2,384 | 1.1% | $9.01 | — | COM | 27827Y109 |
| — | WESTERN ASSET MORTGAGE CAPIT | 2,750,000 | $2,376 | 1.1% | $0.86 | — | NOTE 6.750% 9/1 | 95790DAD7 |
| — | ASA GOLD AND PRECIOUS MTLS L | 162,811 | $2,330 | 1.1% | $14.31 | — | SHS | G3156P103 |
| — | BLACKROCK CAP INVT CORP | 617,014 | $2,234 | 1.0% | $3.52 | — | COM | 092533108 |
| RDN | RADIAN GROUP INC | 111,917 | $2,134 | 1.0% | $15.40 | +14.0% | COM | 750236101 |
| — | WHEELER REAL ESTATE INVT TR | 165,197 | $2,121 | 1.0% | $12.84 | — | PFD CNV SER D | 963025606 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 239,478 | $2,069 | 1.0% | $8.64 | — | COM | 27828A100 |
| — | FS CREDIT OPPORTUNITIES CORP | 420,254 | $1,979 | 0.9% | $4.71 | — | COMMON STOCK ADDED | 30290Y101 |
| — | MORGAN STANLEY INDIA INVT FD | 92,137 | $1,870 | 0.9% | $22.36 | — | COM | 61745C105 |
| — | MORGAN STANLEY EMERGING MKTS | 407,084 | $1,791 | 0.8% | $4.90 | — | COM | 617477104 |
| MTG | MGIC INVT CORP WIS | 136,205 | $1,771 | 0.8% | $14.31 | -8.1% | COM | 552848103 |
| — | MAINSTAY CBRE GBL INFRSTR ME | 126,849 | $1,731 | 0.8% | $13.65 | — | COM | 56064Q107 |
| — | GOLDMAN SACHS MLP ENERGY REN | 133,984 | $1,712 | 0.8% | $11.72 | — | COM | 38148G206 |
| BRSP | BRIGHTSPIRE CAPITAL INC | 269,846 | $1,681 | 0.8% | $9.12 | — | COM CL A | 10949T109 |
| — | MFA FINL INC | 1,767,000 | $1,581 | 0.7% | $0.90 | — | NOTE 6.250% 6/1 | 55272XAA0 |
| — | FIRST EAGLE ALTR CAP BDC INC | 355,232 | $1,513 | 0.7% | $3.33 | — | COM | 26943B100 |
| CCAP | CRESCENT CAP BDC INC | 115,336 | $1,474 | 0.7% | $9.30 | 0.0% | COM | 225655109 |
| — | NUVEEN INT DUR QUAL MUN TRM | 113,184 | $1,414 | 0.7% | $12.49 | — | COM | 670677103 |
| — | CUSHING MLP & INFRASTRUCT | 41,998 | $1,410 | 0.6% | $24.22 | — | COM NEW | 231631300 |
| — | ABRDN ASIA PACIFIC INCOME FU | 523,421 | $1,377 | 0.6% | $3.38 | — | COM | 003009107 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 126,972 | $1,303 | 0.6% | $10.26 | — | COM | 670656107 |
| — | TAIWAN FD INC | 55,824 | $1,289 | 0.6% | $23.14 | — | COM | 874036106 |
| — | NUVEEN CA QUALTY MUN INCOME | 112,256 | $1,243 | 0.6% | $11.07 | — | COM | 67066Y105 |
| — | ADAMS DIVERSIFIED EQUITY FD | 84,247 | $1,225 | 0.6% | $14.54 | — | COM | 006212104 |
| — | WESTERN ASSET MTG CAP CORP | 130,357 | $1,188 | 0.5% | $10.88 | — | COM | 95790D204 |
| FSK | FS KKR CAP CORP | 62,035 | $1,086 | 0.5% | $11.47 | 0.0% | COM | 302635206 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 100,966 | $1,055 | 0.5% | $10.45 | — | COM SHS BEN IN | 600379101 |
| RDI | READING INTL INC | 372,975 | $1,033 | 0.5% | $4.35 | -26.3% | CL A | 755408101 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 30,444 | $1,016 | 0.5% | $33.36 | — | COM | 184692200 |
| MCI | BARINGS CORPORATE INVS | 72,435 | $1,011 | 0.5% | $13.37 | — | COM | 06759X107 |
| — | NXG NEXTGEN INFRASTR INCM FD | 25,669 | $982 | 0.5% | $36.76 | — | COM | 231647207 |
| — | FIRST TR HIGH YIELD OPPRT 20 | 71,131 | $959 | 0.4% | $13.48 | — | COM | 33741Q107 |
| EARN | ELLINGTON RESIDENTIAL MTG RE | 130,078 | $892 | 0.4% | $7.14 | — | SHS BEN INTCOM | 288578107 |
| — | MFS INVT GRADE MUN TR | 121,048 | $862 | 0.4% | $7.12 | — | SH BEN INT | 59318B108 |
| — | NUVEEN MORTGAGE AND INCOME F | 52,929 | $856 | 0.4% | $16.11 | — | COM | 670735109 |
| — | WESTERN ASSET INTER MUNI FD | 111,237 | $844 | 0.4% | $7.61 | — | COM | 958435109 |
| — | BLACKROCK MUNIYIELD PA QLTY | 68,875 | $758 | 0.3% | $11.01 | — | COM | 09255G107 |
| — | KAYNE ANDERSON ENERGY INFRST | 80,052 | $685 | 0.3% | $8.56 | — | COM | 486606106 |
| — | MEXICO FD INC | 43,569 | $642 | 0.3% | $14.74 | — | COM | 592835102 |
| — | NUVEEN CORPORATE INCOME 2023 | 70,519 | $640 | 0.3% | $9.07 | — | COM | 67079F101 |
| — | BLACKSTONE STRATEGIC CREDIT | 57,362 | $607 | 0.3% | $10.58 | — | SHS BEN IN | 09257R101 |
| — | DELAWARE ENHANCED GLOBAL DIV | 76,178 | $594 | 0.3% | $7.34 | — | COM | 246060107 |
| — | CENTRAL SECS CORP | 17,536 | $586 | 0.3% | $33.39 | — | COM | 155123102 |
| — | NICHOLAS FINL INC BC | 91,670 | $578 | 0.3% | $6.65 | — | COM NEW | 65373J209 |
| AGRO | ADECOAGRO S A | 69,592 | $577 | 0.3% | $9.67 | -22.7% | COM | L00849106 |
| — | JAPAN SMALLER CAPITALIZATION | 81,958 | $531 | 0.2% | $6.48 | — | COM | 47109U104 |
| PFX | PHENIXFIN CORP | 15,337 | $476 | 0.2% | $37.92 | -13.0% | COM | 71742W103 |
| — | NUVEEN FLOATING RATE INCOME | 59,595 | $472 | 0.2% | $7.92 | — | COM | 67072T108 |
| — | PIMCO ENERGY & TACTICAL CR O | 31,550 | $471 | 0.2% | $13.17 | — | COM SHS BEN INT | 69346N107 |
| — | EATON VANCE CALIF MUN INCOM SH BEN INT | 45,995 | $459 | 0.2% | $9.98 | — | SH BEN INT | 27826F101 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 40,083 | $446 | 0.2% | $11.13 | — | COM | 670972108 |
| — | FIRST TR ENERGY INFRASTRCTR | 30,019 | $433 | 0.2% | $14.38 | — | COM | 33738C103 |
| — | PENNYMAC CORP | 500,000 | $405 | 0.2% | $0.81 | — | NOTE 5.500% 3/1 | 70932AAF0 |
| TIPT | TIPTREE INC | 27,300 | $378 | 0.2% | $11.24 | +14.6% | COM | 88822Q103 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 49,699 | $373 | 0.2% | $7.51 | — | COM | 48661E108 |
| — | DWS STRATEGIC MUN INCOME TR | 43,696 | $357 | 0.2% | $8.17 | — | COM | 23342Q101 |
| — | BLACKROCK INNOVATION AND GRW | 50,957 | $347 | 0.2% | $6.81 | — | SHS BEN INT | 09260Q108 |
| — | SRH TOTAL RETURN FUND INC | 27,090 | $344 | 0.2% | $10.98 | — | COM | 101507101 |
| — | MORGAN STANLEY CHINA A SH FD | 23,800 | $338 | 0.2% | $14.20 | — | COM | 617468103 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 30,800 | $331 | 0.2% | $10.74 | — | COM | 09254L107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 25,840 | $328 | 0.2% | $12.67 | — | COM | 670980101 |
| — | BLACKSTONE LONG SHORT CR INC | 24,429 | $265 | 0.1% | $10.84 | — | SHS BEN INT | 09257D102 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 8,800 | $252 | 0.1% | $28.60 | — | COM | 18469P209 |
| — | ABRDN GLOBAL INFRA INCOME FU | 14,780 | $252 | 0.1% | $17.02 | — | COM SHS BEN INT | 00326W106 |
| — | PINE TECHNOLOGY ACQUISITN CO | 24,028 | $240 | 0.1% | $9.99 | — | UNIT 03/31/2028 | 722850203 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 8,785 | $236 | 0.1% | $26.86 | — | COM | 89148H207 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 20,811 | $226 | 0.1% | $10.84 | — | COM | 69346J106 |
| — | MEXICO EQUITY & INCOME FD | 25,553 | $224 | 0.1% | $9.12 | — | COM | 592834105 |
| C | CITIGROUP INC | 4,500 | $204 | 0.1% | $42.37 | -4.3% | COM NEW | 172967424 |
| — | FST TR NEW OPPORT MLP & ENE | 28,890 | $175 | 0.1% | $6.05 | — | COM | 33739M100 |
| — | WESTERN ASSET INVT GRADE DEF | 10,700 | $174 | 0.1% | $16.28 | — | COM | 95790A101 |
| — | CALAMOS LNG SHR EQT DYNAMIC | 11,408 | $173 | 0.1% | $15.19 | — | COM | 12812C106 |
| ESNT | ESSENT GROUP LTD | 4,305 | $167 | 0.1% | $37.69 | -4.6% | COM | G3198U102 |
| — | DELAWARE IVY HIGH INCOME OPP | 14,582 | $160 | 0.1% | $10.08 | — | COM | 246107106 |
| GPMT | GRANITE PT MTG TR | 25,353 | $136 | 0.1% | $5.36 | — | COM STK | 38741L107 |
| — | FIRST TR MLP & ENERGY INCOM | 16,246 | $127 | 0.1% | $7.81 | — | COM | 33739B104 |
| — | NEW GERMANY FD INC | 15,100 | $119 | 0.1% | $7.89 | — | COM | 644465106 |
| VEL | VELOCITY FINL INC | 12,120 | $117 | 0.1% | $5.46 | +83.3% | COM | 92262D101 |
| GBLI | GLOBAL INDEMNITY GROUP LLC | 4,922 | $115 | 0.1% | $22.28 | -8.4% | COM CL A | 37959R103 |
| — | MORGAN STANLEY EMKT DBT FD I | 16,900 | $111 | 0.1% | $6.54 | — | COM | 61744H105 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 8,100 | $104 | 0.0% | $12.85 | — | COM SH BEN INT | 27901F109 |
| — | TEMPLETON DRAGON FD INC | 10,000 | $102 | 0.0% | $10.22 | — | COM | 88018T101 |
| — | PGIM SHORT DUR HIG YLD OPP F | 5,920 | $87 | 0.0% | $14.69 | — | COM | 69355J104 |
| — | FEDERATED HERMES PREM MUNI I | 8,200 | $86 | 0.0% | $10.50 | — | COM | 31423P108 |
| — | INVESCO PA VALUE MUN INC TR | 8,633 | $85 | 0.0% | $9.80 | — | COM | 46132K109 |
| — | VOYA INFRASTRUCTURE INDLS & | 9,200 | $84 | 0.0% | $9.17 | — | COM | 92912X101 |
| — | NEUBERGER BERMAN MLP & ENERG | 11,137 | $74 | 0.0% | $5.83 | — | COM | 64129H104 |
| — | LMP CAP & INCOME FD INC | 5,575 | $67 | 0.0% | $12.04 | — | COM | 50208A102 |
| — | DTF TAX-FREE INCOME 2028 TER | 6,079 | $66 | 0.0% | $10.91 | — | COM | 23334J107 |
| — | NUVEEN MULTI ASSET INCOME FU | 5,411 | $62 | 0.0% | $11.49 | — | COM | 670750108 |
| — | DESTRA MULTI-ALTERNATIVE FD | 7,375 | $50 | 0.0% | $6.79 | — | COMMON SHARES | 25065A502 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU SH BEN INT | 4,200 | $42 | 0.0% | $10.07 | — | SH BEN INT | 09248L106 |
| — | TORTOISE ENERGY INFRA CORP | 1,200 | $38 | 0.0% | $32.42 | — | COM | 89147L886 |
| — | KISMET ACQUISITION THREE COR | 3,200 | $32 | 0.0% | $9.69 | — | UNIT 99/99/9999 DELETED | G5276C128 |
| PMT | PENNYMAC MTG INVT TR | 2,241 | $28 | 0.0% | $12.39 | — | COM | 70931T103 |
| — | FUSION ACQUISITION CORP II | 2,500 | $25 | 0.0% | $10.00 | — | UNIT 02/29/2028 | 36118N201 |
| — | EUROPEAN EQUITY FD INC | 2,923 | $22 | 0.0% | $7.31 | — | COM | 298768102 |
| — | WESTERN ASST INFLTN LKD INM | 2,331 | $20 | 0.0% | $8.61 | — | COM SH BEN INT | 95766Q106 |
| — | WESTERN ASSET MTG DEFINED OP | 1,030 | $11 | 0.0% | $10.77 | — | COM | 95790B109 |
| — | ADAM NAT RES FD INC | 300 | $7 | 0.0% | $21.80 | — | COM | 00548F105 |
| — | WESTERN ASSET GLOBAL CORP DE | 477 | $6 | 0.0% | $12.77 | — | COM | 95790C107 |
| — | SCULPTOR CAP MGMT | 573 | $5 | 0.0% | $13.96 | — | COM CL A | 811246107 |
| CUK | CARNIVAL PLC | 418 | $3 | 0.0% | $7.19 | — | ADR | 14365C103 |
| GETRW | GETAROUND INC | 2,459 | $0 | 0.0% | $0.05 | — | *W EXP 03/09/202 ADDED | 37427G119 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 2,000 | $0 | 0.0% | $0.02 | — | *W EXP 10/22/202 | 16842Q134 |
| — | VIRTUS TOTAL RETURN FD INC | 4 | $0 | 0.0% | — | — | COM | 92835W107 |