Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2018 (← Previous) (Next →)

Filing Date: Aug 13, 2018

Total Value: $147M (100.0% shares, 0.0% debt)

Holdings (5)

— WELLS FARGO CO NEW 76.1%

Value $112M Shares 88,975 Est. Cost $1187.03 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 8.2%

Value $12.05M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLCTN INC TR 7.9%

Value $11.68M Shares 966,571 Est. Cost $12.98 Unrealized —

— HSBC HLDGS PLC 7.6%

Value $11.21M Shares 421,838 Est. Cost $24.92 Unrealized —

AGG ISHARES TR 0.2%

Value $313K Shares 2,942 Est. Cost $107.06 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	88,975	$112M	76.1%	$1187.03	—	PERP PFD CNV A	949746804
—	HANCOCK JOHN PFD INCOME FD I	646,421	$12.05M	8.2%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLCTN INC TR	966,571	$11.68M	7.9%	$12.98	—	COM	092508100
—	HSBC HLDGS PLC	421,838	$11.21M	7.6%	$24.92	—	ADR A 1/40PF A	404280604
AGG	ISHARES TR	2,942	$313K	0.2%	$107.06	—	CORE US AGGBD ET	464287226