Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 6, 2020

Total Value ($000): $263,224 (100.0% shares, 0.0% debt)

Holdings (7)

— WELLS FARGO CO NEW 59.7%

Value ($000) $157,097 Shares 117,057 Est. Cost $1277.90 Unrealized —

PFF ISHARES TR 16.3%

Value ($000) $42,993 Shares 1,179,494 Est. Cost $34.61 Unrealized —

— BK OF AMERICA CORP 12.1%

Value ($000) $31,924 Shares 21,454 Est. Cost $1416.75 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 3.9%

Value ($000) $10,330 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 3.9%

Value ($000) $10,283 Shares 723,135 Est. Cost $12.98 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 3.9%

Value ($000) $10,272 Shares 697,383 Est. Cost $14.07 Unrealized —

AGG ISHARES TR 0.1%

Value ($000) $325 Shares 2,754 Est. Cost $115.37 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	WELLS FARGO CO NEW	117,057	$157,097	59.7%	$1277.90	—	PERP PFD CNV A	949746804
PFF	ISHARES TR	1,179,494	$42,993	16.3%	$34.61	—	PFD AND INCM SEC	464288687
—	BK OF AMERICA CORP	21,454	$31,924	12.1%	$1416.75	—	7.25%CNV PFD L	060505682
—	HANCOCK JOHN PFD INCOME FD I	646,421	$10,330	3.9%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$10,283	3.9%	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	697,383	$10,272	3.9%	$14.07	—	PFD ETF	46138E511
AGG	ISHARES TR	2,754	$325	0.1%	$115.37	—	CORE US AGGBD ET	464287226