Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 8, 2021

Total Value: $75.36M (100.0% shares, 0.0% debt)

Holdings (6)

PFF ISHARES TR 54.8%

Value $41.32M Shares 1,073,073 Share Price $38.51 Est. Cost/Share $34.09 Unrealized @ Report Date +13.0%

— HANCOCK JOHN PFD INCOME FD I 14.8%

Value $11.18M Shares 646,421 Share Price $17.29 Est. Cost/Share $18.21 Unrealized @ Report Date —

— BLACKROCK CR ALLOCATION INCO 14.1%

Value $10.64M Shares 723,135 Share Price $14.71 Est. Cost/Share $12.98 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 12.8%

Value $9.613M Shares 629,938 Share Price $15.26 Est. Cost/Share $14.03 Unrealized @ Report Date +8.8%

AGG ISHARES TR 2.6%

Value $1.924M Shares 16,277 Share Price $118.20 Est. Cost/Share $117.15 Unrealized @ Report Date +0.9%

LQD ISHARES TR 0.9%

Value $680K Shares 4,925 Share Price $138.07 Est. Cost/Share $136.19 Unrealized @ Report Date +1.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PFF	ISHARES TR	1,073,073	$41.32M	54.8%	$38.51	$34.09	+13.0%	PFD AND INCM SEC	464288687
—	HANCOCK JOHN PFD INCOME FD I	646,421	$11.18M	14.8%	$17.29	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$10.64M	14.1%	$14.71	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	629,938	$9.613M	12.8%	$15.26	$14.03	+8.8%	PFD ETF	46138E511
AGG	ISHARES TR	16,277	$1.924M	2.6%	$118.20	$117.15	+0.9%	CORE US AGGBD ET	464287226
LQD	ISHARES TR	4,925	$680K	0.9%	$138.07	$136.19	+1.4%	IBOXX INV CP ETF	464287242