Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 8, 2021

Total Value ($000): $75,355 (100.0% shares, 0.0% debt)

Holdings (6)

PFF ISHARES TR 54.8%

Value ($000) $41,324 Shares 1,073,073 Est. Cost $34.61 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 14.8%

Value ($000) $11,177 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 14.1%

Value ($000) $10,637 Shares 723,135 Est. Cost $12.98 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 12.8%

Value ($000) $9,613 Shares 629,938 Est. Cost $14.07 Unrealized —

AGG ISHARES TR 2.6%

Value ($000) $1,924 Shares 16,277 Est. Cost $117.72 Unrealized —

LQD ISHARES TR 0.9%

Value ($000) $680 Shares 4,925 Est. Cost $138.07 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR	1,073,073	$41,324	54.8%	$34.61	—	PFD AND INCM SEC	464288687
—	HANCOCK JOHN PFD INCOME FD I	646,421	$11,177	14.8%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$10,637	14.1%	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	629,938	$9,613	12.8%	$14.07	—	PFD ETF	46138E511
AGG	ISHARES TR	16,277	$1,924	2.6%	$117.72	—	CORE US AGGBD ET	464287226
LQD	ISHARES TR	4,925	$680	0.9%	$138.07	—	IBOXX INV CP ETF	464287242