Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: May 10, 2021

Total Value: $64.35M (100.0% shares, 0.0% debt)

Holdings (5)

PFF ISHARES TR 49.6%

Value $31.94M Shares 831,691 Est. Cost $34.61 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 18.3%

Value $11.77M Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 16.5%

Value $10.62M Shares 723,135 Est. Cost $12.98 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 13.1%

Value $8.456M Shares 563,702 Est. Cost $14.07 Unrealized —

AGG ISHARES TR 2.5%

Value $1.58M Shares 13,878 Est. Cost $117.72 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR	831,691	$31.94M	49.6%	$34.61	—	PFD AND INCM SEC	464288687
—	HANCOCK JOHN PFD INCOME FD I	646,421	$11.77M	18.3%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$10.62M	16.5%	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	563,702	$8.456M	13.1%	$14.07	—	PFD ETF	46138E511
AGG	ISHARES TR	13,878	$1.58M	2.5%	$117.72	—	CORE US AGGBD ET	464287226