Spectrum Asset Management, Inc. Concentrated Active

Location: Stamford, CT

CIK: 0001318293 · Show all filings

Period: Q2 2021 (← Previous) (Next →)

Filing Date: Aug 10, 2021

Total Value: $61.61M (100.0% shares, 0.0% debt)

Holdings (5)

PFF ISHARES TR 46.7%

Value $28.78M Shares 731,632 Share Price $39.34 Est. Cost/Share $34.09 Unrealized @ Report Date +15.4%

— HANCOCK JOHN PFD INCOME FD I 20.2%

Value $12.42M Shares 646,421 Share Price $19.21 Est. Cost/Share $18.21 Unrealized @ Report Date —

— BLACKROCK CR ALLOCATION INCO 18.3%

Value $11.27M Shares 723,135 Share Price $15.59 Est. Cost/Share $12.98 Unrealized @ Report Date —

PGX INVESCO EXCH TRADED FD TR II 13.3%

Value $8.202M Shares 535,348 Share Price $15.32 Est. Cost/Share $14.03 Unrealized @ Report Date +9.2%

AGG ISHARES TR 1.5%

Value $941K Shares 8,155 Share Price $115.39 Est. Cost/Share $117.15 Unrealized @ Report Date -1.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
PFF	ISHARES TR	731,632	$28.78M	46.7%	$39.34	$34.09	+15.4%	PFD AND INCM SEC	464288687
—	HANCOCK JOHN PFD INCOME FD I	646,421	$12.42M	20.2%	$19.21	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$11.27M	18.3%	$15.59	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	535,348	$8.202M	13.3%	$15.32	$14.03	+9.2%	PFD ETF	46138E511
AGG	ISHARES TR	8,155	$941K	1.5%	$115.39	$117.15	-1.6%	CORE US AGGBD ET	464287226