Spectrum Asset Management, Inc. Concentrated Active

CIK: 0001318293 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 9, 2021

Total Value ($000): $55,213 (100.0% shares, 0.0% debt)

Holdings (5)

PFF ISHARES TR 40.2%

Value ($000) $22,213 Shares 572,357 Est. Cost $34.61 Unrealized —

— HANCOCK JOHN PFD INCOME FD I 21.9%

Value ($000) $12,107 Shares 646,421 Est. Cost $18.21 Unrealized —

— BLACKROCK CR ALLOCATION INCO 19.8%

Value ($000) $10,955 Shares 723,135 Est. Cost $12.98 Unrealized —

PGX INVESCO EXCH TRADED FD TR II 14.4%

Value ($000) $7,939 Shares 528,243 Est. Cost $14.07 Unrealized —

AGG ISHARES TR 3.6%

Value ($000) $1,999 Shares 17,414 Est. Cost $116.17 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PFF	ISHARES TR	572,357	$22,213	40.2%	$34.61	—	PFD AND INCM SEC	464288687
—	HANCOCK JOHN PFD INCOME FD I	646,421	$12,107	21.9%	$18.21	—	COM	41021P103
—	BLACKROCK CR ALLOCATION INCO	723,135	$10,955	19.8%	$12.98	—	COM	092508100
PGX	INVESCO EXCH TRADED FD TR II	528,243	$7,939	14.4%	$14.07	—	PFD ETF	46138E511
AGG	ISHARES TR	17,414	$1,999	3.6%	$116.17	—	CORE US AGGBD ET	464287226