NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 12, 2017

Total Value ($000): $801,620 (100.0% shares, 0.0% debt)

Holdings (30)

— IQ ENHANCED CORE PLUS BOND U 18.5%

Value ($000) $148,473 Shares 7,483,503 Est. Cost $20.31 Unrealized —

HFXI IQ 50PCT HEDGED FTSE INT ETF 16.9%

Value ($000) $135,277 Shares 7,005,545 Est. Cost $17.43 Unrealized —

— IQ GLOBAL RESOURCES ETF 10.1%

Value ($000) $80,909 Shares 3,134,793 Est. Cost $25.73 Unrealized —

IWM ISHARES RUSSELL 2000 7.5%

Value ($000) $60,170 Shares 437,666 Est. Cost $118.68 Unrealized —

— EXPRESS SCRIPTS HOLDING COMPANY 6.2%

Value ($000) $49,862 Shares 756,524 Est. Cost $80.96 Unrealized —

— IQ 50PCT HEDGED FTSE EUR ETF 6.1%

Value ($000) $49,138 Shares 2,682,193 Est. Cost $17.95 Unrealized —

VCLT VANGUARD LONG TERM CORPORATE BOND 4.4%

Value ($000) $35,349 Shares 393,200 Est. Cost $92.41 Unrealized —

— IQ Enhanced Core Bond US ETF 4.4%

Value ($000) $35,047 Shares 1,804,692 Est. Cost $20.24 Unrealized —

LQD ISHARES IBOXX $ INVESTMENT GRADE CORP BD 3.7%

Value ($000) $29,419 Shares 249,500 Est. Cost $118.39 Unrealized —

VOE VANGUARD MID-CAP VALUE ETF 3.0%

Value ($000) $23,658 Shares 232,128 Est. Cost $96.82 Unrealized —

IGLB ISHARES 10 YEAR CREDIT BOND BND ETFUND 2.9%

Value ($000) $23,548 Shares 397,500 Est. Cost $61.28 Unrealized —

IGIB ISHARES INTERMEDIATE CREDIT 2.3%

Value ($000) $18,511 Shares 169,886 Est. Cost $108.14 Unrealized —

IWD ISHARES RUSSELL 1000 VALUE 1.8%

Value ($000) $14,202 Shares 123,561 Est. Cost $111.89 Unrealized —

AAXJ ISHARES MSCI ALL COUNTRY ASI 1.6%

Value ($000) $13,108 Shares 208,255 Est. Cost $59.97 Unrealized —

GVI ISHARES INTERMEDIATE GOVERNM 1.6%

Value ($000) $13,074 Shares 118,640 Est. Cost $111.57 Unrealized —

BLV VANGUARD LONG TERM BOND INDEX FUND 1.5%

Value ($000) $11,813 Shares 131,200 Est. Cost $93.95 Unrealized —

VCIT VANGUARD INTERMEDIATE TERM CORPORA 1.5%

Value ($000) $11,748 Shares 136,000 Est. Cost $86.35 Unrealized —

— VANECK VECTORS EMERGING MARK 1.3%

Value ($000) $10,069 Shares 543,950 Est. Cost $18.80 Unrealized —

VTIP VANGUARD S/T INFL PROT SEC INDEX FUND 1.2%

Value ($000) $9,805 Shares 198,197 Est. Cost $48.37 Unrealized —

EWX SPDR S&P EMERGING MKTS SMALL 0.9%

Value ($000) $7,533 Shares 165,988 Est. Cost $43.55 Unrealized —

SPLB ING SPDR BLOOMBERG BARCLAYS LONG TERM ET 0.7%

Value ($000) $5,887 Shares 146,600 Est. Cost $41.24 Unrealized —

TIP ISHARES TIPS BOND ETF 0.5%

Value ($000) $4,139 Shares 36,102 Est. Cost $111.17 Unrealized —

INDA ISHARES MSCI INDIA ETF 0.3%

Value ($000) $2,011 Shares 63,874 Est. Cost $29.40 Unrealized —

— HALCON RESOURCES CORP 0.2%

Value ($000) $1,981 Shares 257,325 Est. Cost $9.38 Unrealized —

— ISHARES MSCI FRONTIER 100 0.2%

Value ($000) $1,690 Shares 60,916 Est. Cost $32.22 Unrealized —

GLIN VANECK VECTORS INDIA S/C 0.2%

Value ($000) $1,687 Shares 31,852 Est. Cost $42.20 Unrealized —

EPHE ISHARES MSCI PHILIPPINES 0.2%

Value ($000) $1,441 Shares 42,170 Est. Cost $37.21 Unrealized —

AFK VANECK VECTORS AFRICA INDEX 0.1%

Value ($000) $971 Shares 46,488 Est. Cost $20.11 Unrealized —

EPOL ISHARES MSCI POLAND CAPPED E 0.1%

Value ($000) $914 Shares 42,360 Est. Cost $20.59 Unrealized —

— THE INTERPUBLIC GROUP OF COMPANIES 0.0%

Value ($000) $186 Shares 7,584 Est. Cost $9.16 Unrealized +85.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	IQ ENHANCED CORE PLUS BOND U	7,483,503	$148,473	18.5%	$20.31	—	IQ ENCH COR PL	45409B479
HFXI	IQ 50PCT HEDGED FTSE INT ETF	7,005,545	$135,277	16.9%	$17.43	—	HDGD FTSE INTL	45409B560
—	IQ GLOBAL RESOURCES ETF	3,134,793	$80,909	10.1%	$25.73	—	IQ GLB RES ETF	45409B883
IWM	ISHARES RUSSELL 2000	437,666	$60,170	7.5%	$118.68	—	RUSSELL 2000 ETF	464287655
—	EXPRESS SCRIPTS HOLDING COMPANY	756,524	$49,862	6.2%	$80.96	—	COM	30219G108
—	IQ 50PCT HEDGED FTSE EUR ETF	2,682,193	$49,138	6.1%	$17.95	—	HDGD FTSE EURO	45409B552
VCLT	VANGUARD LONG TERM CORPORATE BOND	393,200	$35,349	4.4%	$92.41	—	LG-TERM COR BD	92206C813
—	IQ Enhanced Core Bond US ETF	1,804,692	$35,047	4.4%	$20.24	—	IQ ENCH BD US	45409B487
LQD	ISHARES IBOXX $ INVESTMENT GRADE CORP BD	249,500	$29,419	3.7%	$118.39	—	IBOXX INV CP ETF	464287242
VOE	VANGUARD MID-CAP VALUE ETF	232,128	$23,658	3.0%	$96.82	—	MCAP VL IDXVIP	922908512
IGLB	ISHARES 10 YEAR CREDIT BOND BND ETFUND	397,500	$23,548	2.9%	$61.28	—	10 YR CR BD ETF	464289511
IGIB	ISHARES INTERMEDIATE CREDIT	169,886	$18,511	2.3%	$108.14	—	INTERM CR BD ETF	464288638
IWD	ISHARES RUSSELL 1000 VALUE	123,561	$14,202	1.8%	$111.89	—	RUS 1000 VAL ETF	464287598
AAXJ	ISHARES MSCI ALL COUNTRY ASI	208,255	$13,108	1.6%	$59.97	—	MSCI AC ASIA ETF	464288182
GVI	ISHARES INTERMEDIATE GOVERNM	118,640	$13,074	1.6%	$111.57	—	INTRM GOV/CR ETF	464288612
BLV	VANGUARD LONG TERM BOND INDEX FUND	131,200	$11,813	1.5%	$93.95	—	LONG TERM BOND	921937793
VCIT	VANGUARD INTERMEDIATE TERM CORPORA	136,000	$11,748	1.5%	$86.35	—	INT-TERM CORP	92206C870
—	VANECK VECTORS EMERGING MARK	543,950	$10,069	1.3%	$18.80	—	JP MORGAN MKTS	92189F494
VTIP	VANGUARD S/T INFL PROT SEC INDEX FUND	198,197	$9,805	1.2%	$48.37	—	STRM INFPROIDX	922020805
EWX	SPDR S&P EMERGING MKTS SMALL	165,988	$7,533	0.9%	$43.55	—	S&P EMKTSC ETF	78463X756
SPLB	ING SPDR BLOOMBERG BARCLAYS LONG TERM ET	146,600	$5,887	0.7%	$41.24	—	BLOMBERG BRC COR	78464A367
TIP	ISHARES TIPS BOND ETF	36,102	$4,139	0.5%	$111.17	—	TIPS BD ETF	464287176
INDA	ISHARES MSCI INDIA ETF	63,874	$2,011	0.3%	$29.40	—	MSCI INDIA ETF	46429B598
—	HALCON RESOURCES CORP	257,325	$1,981	0.2%	$9.38	—	COM PAR NEW	40537Q605
—	ISHARES MSCI FRONTIER 100	60,916	$1,690	0.2%	$32.22	—	MSCI FRNTR100ETF	464286145
GLIN	VANECK VECTORS INDIA S/C	31,852	$1,687	0.2%	$42.20	—	INDIA SMALL CAP	92189F767
EPHE	ISHARES MSCI PHILIPPINES	42,170	$1,441	0.2%	$37.21	—	MSCI PHILIPS ETF	46429B408
AFK	VANECK VECTORS AFRICA INDEX	46,488	$971	0.1%	$20.11	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES MSCI POLAND CAPPED E	42,360	$914	0.1%	$20.59	—	MSCI POL CAP ETF	46429B606
—	THE INTERPUBLIC GROUP OF COMPANIES	7,584	$186	0.0%	$9.16	+85.2%	COM	460690100