NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Aug 10, 2017

Total Value ($000): $1,088,565 (100.0% shares, 0.0% debt)

Holdings (34)

HFXI IQ 50PCT HEDGED FTSE INT ETF 21.0%

Value ($000) $229,134 Shares 11,377,038 Est. Cost $18.47 Unrealized —

— IQ ENHANCED CORE PLUS BOND U 14.3%

Value ($000) $155,752 Shares 7,764,284 Est. Cost $20.30 Unrealized —

— IQ GLOBAL RESOURCES ETF 9.6%

Value ($000) $104,922 Shares 4,117,813 Est. Cost $25.67 Unrealized —

— IQ 50PCT HEDGED FTSE EUR ETF 9.1%

Value ($000) $98,628 Shares 5,144,910 Est. Cost $18.53 Unrealized —

— IQ CHAIKIN SMALL CAP ETF 5.8%

Value ($000) $63,063 Shares 2,474,018 Est. Cost $25.49 Unrealized —

IWM ISHARES RUSSELL 2000 4.9%

Value ($000) $53,872 Shares 382,289 Est. Cost $118.68 Unrealized —

— EXPRESS SCRIPTS HOLDING COMPANY 4.4%

Value ($000) $48,296 Shares 756,524 Est. Cost $80.96 Unrealized —

VCLT VANGUARD LONG TERM CORPORATE BOND 3.4%

Value ($000) $36,844 Shares 394,900 Est. Cost $92.41 Unrealized —

— IQ Enhanced Core Bond US ETF 3.2%

Value ($000) $34,836 Shares 1,780,086 Est. Cost $20.24 Unrealized —

VOE VANGUARD MID-CAP VALUE ETF 3.2%

Value ($000) $34,366 Shares 334,075 Est. Cost $98.67 Unrealized —

LQD ISHARES IBOXX $ INVESTMENT GRADE CORP BD 2.8%

Value ($000) $30,573 Shares 253,700 Est. Cost $118.43 Unrealized —

IGLB ISHARES 10 YEAR CREDIT BOND BND ETFUND 2.3%

Value ($000) $24,607 Shares 399,200 Est. Cost $61.28 Unrealized —

— IQ S&P HY LOW VOL BOND ETF 2.3%

Value ($000) $24,530 Shares 965,414 Est. Cost $25.41 Unrealized —

PTEN PATTERSON UTI ENERGY COM 2.0%

Value ($000) $21,238 Shares 1,051,905 Est. Cost $21.79 Unrealized 0.0%

AAXJ ISHARES MSCI ALL COUNTRY ASI 1.6%

Value ($000) $17,353 Shares 257,272 Est. Cost $61.39 Unrealized —

IWD ISHARES RUSSELL 1000 VALUE 1.4%

Value ($000) $14,856 Shares 127,596 Est. Cost $112.03 Unrealized —

BLV VANGUARD LONG TERM BOND INDEX FUND 1.1%

Value ($000) $12,248 Shares 131,500 Est. Cost $93.95 Unrealized —

VCIT VANGUARD INTERMEDIATE TERM CORPORA 1.1%

Value ($000) $12,175 Shares 139,100 Est. Cost $86.38 Unrealized —

GVI ISHARES INTERMEDIATE GOVERNM 1.1%

Value ($000) $11,971 Shares 108,162 Est. Cost $111.57 Unrealized —

— VANECK VECTORS EMERGING MARK 1.0%

Value ($000) $10,365 Shares 548,703 Est. Cost $18.80 Unrealized —

VTIP VANGUARD S/T INFL PROT SEC INDEX FUND 0.8%

Value ($000) $8,935 Shares 181,489 Est. Cost $48.37 Unrealized —

EWX SPDR S&P EMERGING MKTS SMALL 0.8%

Value ($000) $8,434 Shares 180,720 Est. Cost $43.81 Unrealized —

EWZ ISHARES MSCI BRAZILCAPPED IND 0.7%

Value ($000) $7,558 Shares 221,395 Est. Cost $34.14 Unrealized —

SPLB ING SPDR BLOOMBERG BARCLAYS LONG TERM ET 0.6%

Value ($000) $6,129 Shares 147,200 Est. Cost $41.24 Unrealized —

TIP ISHARES TIPS BOND ETF 0.4%

Value ($000) $3,826 Shares 33,728 Est. Cost $111.17 Unrealized —

IGIB ISHARES INTERMEDIATE CREDIT 0.3%

Value ($000) $2,749 Shares 25,041 Est. Cost $108.14 Unrealized —

INDA ISHARES MSCI INDIA ETF 0.2%

Value ($000) $2,237 Shares 69,680 Est. Cost $29.62 Unrealized —

— ISHARES MSCI FRONTIER 100 0.2%

Value ($000) $1,976 Shares 69,141 Est. Cost $31.78 Unrealized —

EPHE ISHARES MSCI PHILIPPINES 0.2%

Value ($000) $1,828 Shares 51,027 Est. Cost $36.97 Unrealized —

GLIN VANECK VECTORS INDIA S/C 0.2%

Value ($000) $1,735 Shares 31,132 Est. Cost $42.20 Unrealized —

— HALCON RESOURCES CORP 0.1%

Value ($000) $1,168 Shares 257,323 Est. Cost $9.38 Unrealized —

AFK VANECK VECTORS AFRICA INDEX 0.1%

Value ($000) $1,120 Shares 51,861 Est. Cost $20.26 Unrealized —

EPOL ISHARES MSCI POLAND CAPPED E 0.1%

Value ($000) $1,054 Shares 43,405 Est. Cost $20.68 Unrealized —

— THE INTERPUBLIC GROUP OF COMPANIES 0.0%

Value ($000) $187 Shares 7,584 Est. Cost $9.16 Unrealized +90.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HFXI	IQ 50PCT HEDGED FTSE INT ETF	11,377,038	$229,134	21.0%	$18.47	—	HDGD FTSE INTL	45409B560
—	IQ ENHANCED CORE PLUS BOND U	7,764,284	$155,752	14.3%	$20.30	—	IQ ENCH COR PL	45409B479
—	IQ GLOBAL RESOURCES ETF	4,117,813	$104,922	9.6%	$25.67	—	IQ GLB RES ETF	45409B883
—	IQ 50PCT HEDGED FTSE EUR ETF	5,144,910	$98,628	9.1%	$18.53	—	HDGD FTSE EURO	45409B552
—	IQ CHAIKIN SMALL CAP ETF	2,474,018	$63,063	5.8%	$25.49	—	IQ CHAIKIN US	45409B396
IWM	ISHARES RUSSELL 2000	382,289	$53,872	4.9%	$118.68	—	RUSSELL 2000 ETF	464287655
—	EXPRESS SCRIPTS HOLDING COMPANY	756,524	$48,296	4.4%	$80.96	—	COM	30219G108
VCLT	VANGUARD LONG TERM CORPORATE BOND	394,900	$36,844	3.4%	$92.41	—	LG-TERM COR BD	92206C813
—	IQ Enhanced Core Bond US ETF	1,780,086	$34,836	3.2%	$20.24	—	IQ ENCH BD US	45409B487
VOE	VANGUARD MID-CAP VALUE ETF	334,075	$34,366	3.2%	$98.67	—	MCAP VL IDXVIP	922908512
LQD	ISHARES IBOXX $ INVESTMENT GRADE CORP BD	253,700	$30,573	2.8%	$118.43	—	IBOXX INV CP ETF	464287242
IGLB	ISHARES 10 YEAR CREDIT BOND BND ETFUND	399,200	$24,607	2.3%	$61.28	—	10+ YR CR BD ETF	464289511
—	IQ S&P HY LOW VOL BOND ETF	965,414	$24,530	2.3%	$25.41	—	IQ S&P HGH YLD	45409B412
PTEN	PATTERSON UTI ENERGY COM	1,051,905	$21,238	2.0%	$21.79	0.0%	COM	703481101
AAXJ	ISHARES MSCI ALL COUNTRY ASI	257,272	$17,353	1.6%	$61.39	—	MSCI AC ASIA ETF	464288182
IWD	ISHARES RUSSELL 1000 VALUE	127,596	$14,856	1.4%	$112.03	—	RUS 1000 VAL ETF	464287598
BLV	VANGUARD LONG TERM BOND INDEX FUND	131,500	$12,248	1.1%	$93.95	—	LONG TERM BOND	921937793
VCIT	VANGUARD INTERMEDIATE TERM CORPORA	139,100	$12,175	1.1%	$86.38	—	INT-TERM CORP	92206C870
GVI	ISHARES INTERMEDIATE GOVERNM	108,162	$11,971	1.1%	$111.57	—	INTRM GOV/CR ETF	464288612
—	VANECK VECTORS EMERGING MARK	548,703	$10,365	1.0%	$18.80	—	JP MORGAN MKTS	92189F494
VTIP	VANGUARD S/T INFL PROT SEC INDEX FUND	181,489	$8,935	0.8%	$48.37	—	STRM INFPROIDX	922020805
EWX	SPDR S&P EMERGING MKTS SMALL	180,720	$8,434	0.8%	$43.81	—	S&P EMKTSC ETF	78463X756
EWZ	ISHARES MSCI BRAZILCAPPED IND	221,395	$7,558	0.7%	$34.14	—	MSCI BRZ CAP ETF	464286400
SPLB	ING SPDR BLOOMBERG BARCLAYS LONG TERM ET	147,200	$6,129	0.6%	$41.24	—	BLOMBERG BRC COR	78464A367
TIP	ISHARES TIPS BOND ETF	33,728	$3,826	0.4%	$111.17	—	TIPS BD ETF	464287176
IGIB	ISHARES INTERMEDIATE CREDIT	25,041	$2,749	0.3%	$108.14	—	INTERM CR BD ETF	464288638
INDA	ISHARES MSCI INDIA ETF	69,680	$2,237	0.2%	$29.62	—	MSCI INDIA ETF	46429B598
—	ISHARES MSCI FRONTIER 100	69,141	$1,976	0.2%	$31.78	—	MSCI FRNTR100ETF	464286145
EPHE	ISHARES MSCI PHILIPPINES	51,027	$1,828	0.2%	$36.97	—	MSCI PHILIPS ETF	46429B408
GLIN	VANECK VECTORS INDIA S/C	31,132	$1,735	0.2%	$42.20	—	INDIA SMALL CAP	92189F767
—	HALCON RESOURCES CORP	257,323	$1,168	0.1%	$9.38	—	COM PAR NEW	40537Q605
AFK	VANECK VECTORS AFRICA INDEX	51,861	$1,120	0.1%	$20.26	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES MSCI POLAND CAPPED E	43,405	$1,054	0.1%	$20.68	—	MSCI POL CAP ETF	46429B606
—	THE INTERPUBLIC GROUP OF COMPANIES	7,584	$187	0.0%	$9.16	+90.0%	COM	460690100