NEW YORK LIFE INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001133639 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 6, 2017

Total Value ($000): $1,236,873 (100.0% shares, 0.0% debt)

Holdings (35)

HFXI IQ 50PCT HEDGED FTSE INT ETF 17.2%

Value ($000) $212,955 Shares 10,248,052 Est. Cost $18.47 Unrealized —

— IQ ENHANCED CORE PLUS BOND U 13.1%

Value ($000) $161,854 Shares 8,060,454 Est. Cost $20.30 Unrealized —

— IQ 50PCT HEDGED FTSE EUR ETF 9.6%

Value ($000) $119,073 Shares 5,974,539 Est. Cost $18.73 Unrealized —

— IQ CHAIKIN SMALL CAP ETF 9.3%

Value ($000) $114,651 Shares 4,271,636 Est. Cost $26.06 Unrealized —

— IQ GLOBAL RESOURCES ETF 9.0%

Value ($000) $111,010 Shares 4,113,019 Est. Cost $25.67 Unrealized —

LQD ISHARES IBOXX INVESTMENT GRADE CORP BD 4.9%

Value ($000) $61,090 Shares 503,915 Est. Cost $119.82 Unrealized —

— IQ S&P HY LOW VOL BOND ETF 4.1%

Value ($000) $50,884 Shares 1,997,801 Est. Cost $25.44 Unrealized —

— EXPRESS SCRIPTS HOLDING COMPANY 3.9%

Value ($000) $47,903 Shares 756,524 Est. Cost $80.96 Unrealized —

VCLT VANGUARD LONG TERM CORPORATE BOND 3.0%

Value ($000) $37,555 Shares 398,800 Est. Cost $92.41 Unrealized —

IWM ISHARES RUSSELL 2000 3.0%

Value ($000) $36,995 Shares 249,662 Est. Cost $118.68 Unrealized —

— IQ Enhanced Core Bond US ETF 2.8%

Value ($000) $34,903 Shares 1,769,053 Est. Cost $20.24 Unrealized —

TDW TIDEWATER INC 2.3%

Value ($000) $28,225 Shares 970,612 Est. Cost $26.61 Unrealized 0.0%

GVI ISHARES INTERMEDIATE GOVERNM 2.2%

Value ($000) $27,753 Shares 250,252 Est. Cost $111.19 Unrealized —

IGLB ISHARES 10 YEAR CREDIT BOND BND ETFUND 2.0%

Value ($000) $24,909 Shares 401,400 Est. Cost $61.28 Unrealized —

PTEN PATTERSON UTI ENERGY COM 1.8%

Value ($000) $22,027 Shares 1,051,905 Est. Cost $21.79 Unrealized -15.5%

AAXJ ISHARES MSCI ALL COUNTRY ASI 1.7%

Value ($000) $21,643 Shares 299,680 Est. Cost $62.93 Unrealized —

VOE VANGUARD MID-CAP VALUE ETF 1.4%

Value ($000) $17,804 Shares 168,539 Est. Cost $98.67 Unrealized —

BLV VANGUARD LONG TERM BOND INDEX FUND 1.0%

Value ($000) $12,396 Shares 132,200 Est. Cost $93.95 Unrealized —

VCIT VANGUARD INTERMEDIATE TERM CORPORA 1.0%

Value ($000) $12,383 Shares 140,700 Est. Cost $86.40 Unrealized —

IGIB ISHARES INTERMEDIATE CREDIT 0.9%

Value ($000) $11,712 Shares 106,317 Est. Cost $109.69 Unrealized —

— VANECK VECTORS EMERGING MARK 0.9%

Value ($000) $11,164 Shares 581,477 Est. Cost $18.82 Unrealized —

EWX SPDR S&P EMERGING MKTS SMALL 0.9%

Value ($000) $11,031 Shares 222,620 Est. Cost $44.89 Unrealized —

VTIP VANGUARD S/T INFL PROT SEC INDEX FUND 0.7%

Value ($000) $9,225 Shares 186,557 Est. Cost $48.40 Unrealized —

IWD ISHARES RUSSELL 1000 VALUE 0.7%

Value ($000) $8,913 Shares 75,209 Est. Cost $112.03 Unrealized —

SPLB ING SPDR BLOOMBERG BARCLAYS LONG TERM ET 0.5%

Value ($000) $6,259 Shares 148,600 Est. Cost $41.24 Unrealized —

TIP ISHARES TIPS BOND ETF 0.3%

Value ($000) $3,910 Shares 34,425 Est. Cost $111.22 Unrealized —

IGSB ISHARES 1-3 YEAR CREDIT BOND ETF 0.3%

Value ($000) $3,481 Shares 33,038 Est. Cost $105.36 Unrealized —

INDA ISHARES MSCI INDIA ETF 0.2%

Value ($000) $2,916 Shares 88,769 Est. Cost $30.32 Unrealized —

— ISHARES MSCI FRONTIER 100 0.2%

Value ($000) $2,674 Shares 85,353 Est. Cost $31.70 Unrealized —

EPHE ISHARES MSCI PHILIPPINES 0.2%

Value ($000) $2,357 Shares 63,754 Est. Cost $36.97 Unrealized —

GLIN VANECK VECTORS INDIA S/C 0.2%

Value ($000) $2,310 Shares 40,714 Est. Cost $45.62 Unrealized —

— HALCON RESOURCES CORP 0.1%

Value ($000) $1,750 Shares 257,323 Est. Cost $9.38 Unrealized —

AFK VANECK VECTORS AFRICA INDEX 0.1%

Value ($000) $1,526 Shares 65,698 Est. Cost $20.89 Unrealized —

EPOL ISHARES MSCI POLAND CAPPED E 0.1%

Value ($000) $1,474 Shares 55,568 Est. Cost $21.96 Unrealized —

— THE INTERPUBLIC GROUP OF COMPANIES 0.0%

Value ($000) $158 Shares 7,584 Est. Cost $9.16 Unrealized +70.4%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
HFXI	IQ 50PCT HEDGED FTSE INT ETF	10,248,052	$212,955	17.2%	$18.47	—	HDGD FTSE INTL	45409B560
—	IQ ENHANCED CORE PLUS BOND U	8,060,454	$161,854	13.1%	$20.30	—	IQ ENCH COR PL	45409B479
—	IQ 50PCT HEDGED FTSE EUR ETF	5,974,539	$119,073	9.6%	$18.73	—	HDGD FTSE EURO	45409B552
—	IQ CHAIKIN SMALL CAP ETF	4,271,636	$114,651	9.3%	$26.06	—	IQ CHAIKIN US	45409B396
—	IQ GLOBAL RESOURCES ETF	4,113,019	$111,010	9.0%	$25.67	—	IQ GLB RES ETF	45409B883
LQD	ISHARES IBOXX INVESTMENT GRADE CORP BD	503,915	$61,090	4.9%	$119.82	—	IBOXX INV CP ETF	464287242
—	IQ S&P HY LOW VOL BOND ETF	1,997,801	$50,884	4.1%	$25.44	—	IQ S&P HGH YLD	45409B412
—	EXPRESS SCRIPTS HOLDING COMPANY	756,524	$47,903	3.9%	$80.96	—	COM	30219G108
VCLT	VANGUARD LONG TERM CORPORATE BOND	398,800	$37,555	3.0%	$92.41	—	LG-TERM COR BD	92206C813
IWM	ISHARES RUSSELL 2000	249,662	$36,995	3.0%	$118.68	—	RUSSELL 2000 ETF	464287655
—	IQ Enhanced Core Bond US ETF	1,769,053	$34,903	2.8%	$20.24	—	IQ ENCH BD US	45409B487
TDW	TIDEWATER INC	970,612	$28,225	2.3%	$26.61	0.0%	COM	88642R109
GVI	ISHARES INTERMEDIATE GOVERNM	250,252	$27,753	2.2%	$111.19	—	INTRM GOV CR ETF	464288612
IGLB	ISHARES 10 YEAR CREDIT BOND BND ETFUND	401,400	$24,909	2.0%	$61.28	—	10+ YR CR BD ETF	464289511
PTEN	PATTERSON UTI ENERGY COM	1,051,905	$22,027	1.8%	$21.79	-15.5%	COM	703481101
AAXJ	ISHARES MSCI ALL COUNTRY ASI	299,680	$21,643	1.7%	$62.93	—	MSCI AC ASIA ETF	464288182
VOE	VANGUARD MID-CAP VALUE ETF	168,539	$17,804	1.4%	$98.67	—	MCAP VL IDXVIP	922908512
BLV	VANGUARD LONG TERM BOND INDEX FUND	132,200	$12,396	1.0%	$93.95	—	LONG TERM BOND	921937793
VCIT	VANGUARD INTERMEDIATE TERM CORPORA	140,700	$12,383	1.0%	$86.40	—	INT-TERM CORP	92206C870
IGIB	ISHARES INTERMEDIATE CREDIT	106,317	$11,712	0.9%	$109.69	—	INTRMD CR BD ETF	464288638
—	VANECK VECTORS EMERGING MARK	581,477	$11,164	0.9%	$18.82	—	JP MORGAN MKTS	92189F494
EWX	SPDR S&P EMERGING MKTS SMALL	222,620	$11,031	0.9%	$44.89	—	S&P EMKTSC ETF	78463X756
VTIP	VANGUARD S/T INFL PROT SEC INDEX FUND	186,557	$9,225	0.7%	$48.40	—	STRM INFPROIDX	922020805
IWD	ISHARES RUSSELL 1000 VALUE	75,209	$8,913	0.7%	$112.03	—	RUS 1000 VAL ETF	464287598
SPLB	ING SPDR BLOOMBERG BARCLAYS LONG TERM ET	148,600	$6,259	0.5%	$41.24	—	BLOMBERG BRC COR	78464A367
TIP	ISHARES TIPS BOND ETF	34,425	$3,910	0.3%	$111.22	—	TIPS BD ETF	464287176
IGSB	ISHARES 1-3 YEAR CREDIT BOND ETF	33,038	$3,481	0.3%	$105.36	—	1 3 YR CR BD ETF	464288646
INDA	ISHARES MSCI INDIA ETF	88,769	$2,916	0.2%	$30.32	—	MSCI INDIA ETF	46429B598
—	ISHARES MSCI FRONTIER 100	85,353	$2,674	0.2%	$31.70	—	MSCI FRNTR100ETF	464286145
EPHE	ISHARES MSCI PHILIPPINES	63,754	$2,357	0.2%	$36.97	—	MSCI PHILIPS ETF	46429B408
GLIN	VANECK VECTORS INDIA S/C	40,714	$2,310	0.2%	$45.62	—	INDIA SMALL CAP	92189F767
—	HALCON RESOURCES CORP	257,323	$1,750	0.1%	$9.38	—	COM PAR NEW	40537Q605
AFK	VANECK VECTORS AFRICA INDEX	65,698	$1,526	0.1%	$20.89	—	AFRICA INDEX ETF	92189F866
EPOL	ISHARES MSCI POLAND CAPPED E	55,568	$1,474	0.1%	$21.96	—	MSCI POL CAP ETF	46429B606
—	THE INTERPUBLIC GROUP OF COMPANIES	7,584	$158	0.0%	$9.16	+70.4%	COM	460690100