Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $200,606 (100.0% shares, 0.0% debt)

Holdings (44)

— SILICON IMAGE INC 9.2%

Value ($000) $18,428 Shares 3,150,000 Est. Cost $5.85 Unrealized —

— LIBBEY INC 8.8%

Value ($000) $17,738 Shares 740,000 Est. Cost $23.97 Unrealized —

— TUESDAY MORNING CORP 7.4%

Value ($000) $14,907 Shares 1,437,500 Est. Cost $10.37 Unrealized —

— SUPERTEX INC 5.4%

Value ($000) $10,819 Shares 452,500 Est. Cost $23.91 Unrealized —

— WORLD WRESTLING ENTMT INC 4.8%

Value ($000) $9,691 Shares 940,000 Est. Cost $10.31 Unrealized —

— SILICON IMAGE INC 4.8%

Value ($000) $9,653 Shares 1,650,000 Est. Cost $5.85 Unrealized —

ODC OIL DRI CORP AMER 4.1%

Value ($000) $8,241 Shares 300,000 Est. Cost $13.45 Unrealized 0.0%

UCTT ULTRA CLEAN HLDGS INC 4.0%

Value ($000) $7,956 Shares 1,315,000 Est. Cost $6.00 Unrealized 0.0%

INTC INTEL CORP 3.6%

Value ($000) $7,269 Shares 300,000 Est. Cost $17.18 Unrealized 0.0%

— MFC INDL LTD 3.5%

Value ($000) $6,960 Shares 862,500 Est. Cost $8.07 Unrealized —

— INTRALINKS HLDGS INC 2.9%

Value ($000) $5,732 Shares 789,487 Est. Cost $7.26 Unrealized —

MTRX MATRIX SVC CO 2.6%

Value ($000) $5,305 Shares 340,500 Est. Cost $15.72 Unrealized 0.0%

VECO VEECO INSTRS INC DEL 2.5%

Value ($000) $5,046 Shares 142,500 Est. Cost — Unrealized —

— HILLENBRAND INC 2.3%

Value ($000) $4,623 Shares 195,000 Est. Cost $23.71 Unrealized —

QCOM QUALCOMM INC 2.3%

Value ($000) $4,582 Shares 75,000 Est. Cost — Unrealized —

AUDC AUDIOCODES LTD 2.2%

Value ($000) $4,430 Shares 1,000,000 Est. Cost $3.27 Unrealized 0.0%

— REMY INTL INC 2.2%

Value ($000) $4,410 Shares 237,500 Est. Cost $18.57 Unrealized —

— TRAVELCENTERS OF AMERICA LLC 2.1%

Value ($000) $4,294 Shares 392,500 Est. Cost $10.94 Unrealized —

— THESTREET INC 2.1%

Value ($000) $4,222 Shares 2,270,000 Est. Cost $1.86 Unrealized —

PANW PALO ALTO NETWORKS INC 2.1%

Value ($000) $4,216 Shares 100,000 Est. Cost — Unrealized —

— ODYSSEY MARINE EXPLORATION I 2.1%

Value ($000) $4,144 Shares 1,400,000 Est. Cost $2.96 Unrealized —

ENTG ENTEGRIS INC 2.0%

Value ($000) $4,036 Shares 430,000 Est. Cost $9.27 Unrealized 0.0%

— SEQUANS COMMUNICATIONS S A 2.0%

Value ($000) $3,918 Shares 2,595,000 Est. Cost $1.51 Unrealized —

— ATMEL CORP 1.8%

Value ($000) $3,670 Shares 500,000 Est. Cost $7.34 Unrealized —

— LOGMEIN INC 1.6%

Value ($000) $3,302 Shares 135,000 Est. Cost $24.46 Unrealized —

— SEAGATE TECHNOLOGY PLC 1.5%

Value ($000) $2,998 Shares 66,876 Est. Cost $44.83 Unrealized —

SYNA SYNAPTICS INC 1.4%

Value ($000) $2,892 Shares 75,000 Est. Cost — Unrealized —

— ULTRA PETROLEUM CORP 1.1%

Value ($000) $2,230 Shares 112,500 Est. Cost $19.82 Unrealized —

— TIVO INC 1.1%

Value ($000) $2,210 Shares 200,000 Est. Cost $11.05 Unrealized —

KLIC KULICKE & SOFFA INDS INC 1.0%

Value ($000) $1,991 Shares 180,000 Est. Cost $9.86 Unrealized 0.0%

— ALCATEL-LUCENT 0.9%

Value ($000) $1,820 Shares 1,000,000 Est. Cost $1.82 Unrealized —

— GT ADVANCED TECHNOLOGIES INC 0.8%

Value ($000) $1,556 Shares 375,000 Est. Cost $4.15 Unrealized —

— FLIR SYS INC 0.8%

Value ($000) $1,551 Shares 57,500 Est. Cost $26.97 Unrealized —

— WEIGHT WATCHERS INTL INC NEW 0.6%

Value ($000) $1,150 Shares 25,000 Est. Cost $46.00 Unrealized —

— AMERICAN VANGUARD CORP 0.5%

Value ($000) $905 Shares 38,620 Est. Cost $23.43 Unrealized —

— ATMI INC 0.4%

Value ($000) $791 Shares 33,458 Est. Cost $23.64 Unrealized —

— ALCATEL-LUCENT 0.4%

Value ($000) $774 Shares 425,000 Est. Cost $1.82 Unrealized —

— NEENAH PAPER INC 0.3%

Value ($000) $645 Shares 20,301 Est. Cost $31.77 Unrealized —

— ASTEC INDS INC 0.3%

Value ($000) $578 Shares 16,852 Est. Cost $34.30 Unrealized —

— LOGMEIN INC 0.2%

Value ($000) $489 Shares 20,000 Est. Cost $24.46 Unrealized —

— FAIRWAY GROUP HOLDINGS 0.1%

Value ($000) $242 Shares 10,000 Est. Cost $24.20 Unrealized —

— FLOW INTL CORP 0.1%

Value ($000) $129 Shares 35,000 Est. Cost $3.69 Unrealized —

BBBY OVERSTOCK COM INC DEL 0.0%

Value ($000) $61 Shares 2,157 Est. Cost $22.28 Unrealized 0.0%

— TECHTARGET INC 0.0%

Value ($000) $2 Shares 399 Est. Cost $5.01 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	SILICON IMAGE INC	3,150,000	$18,428	9.2%	$5.85	—	COM	82705T102
—	LIBBEY INC	740,000	$17,738	8.8%	$23.97	—	COM	529898108
—	TUESDAY MORNING CORP	1,437,500	$14,907	7.4%	$10.37	—	COM NEW	899035505
—	SUPERTEX INC	452,500	$10,819	5.4%	$23.91	—	COM	868532102
—	WORLD WRESTLING ENTMT INC	940,000	$9,691	4.8%	$10.31	—	CL A	98156Q108
—	SILICON IMAGE INC	1,650,000	$9,653	4.8%	$5.85	—	Call	82705T102
ODC	OIL DRI CORP AMER	300,000	$8,241	4.1%	$13.45	0.0%	COM	677864100
UCTT	ULTRA CLEAN HLDGS INC	1,315,000	$7,956	4.0%	$6.00	0.0%	COM	90385V107
INTC	INTEL CORP	300,000	$7,269	3.6%	$17.18	0.0%	COM	458140100
—	MFC INDL LTD	862,500	$6,960	3.5%	$8.07	—	COM	55278T105
—	INTRALINKS HLDGS INC	789,487	$5,732	2.9%	$7.26	—	COM	46118H104
MTRX	MATRIX SVC CO	340,500	$5,305	2.6%	$15.72	0.0%	COM	576853105
VECO	VEECO INSTRS INC DEL	142,500	$5,046	2.5%	—	—	Put	922417100
—	HILLENBRAND INC	195,000	$4,623	2.3%	$23.71	—	COM	431571108
QCOM	QUALCOMM INC	75,000	$4,582	2.3%	—	—	Put	747525103
AUDC	AUDIOCODES LTD	1,000,000	$4,430	2.2%	$3.27	0.0%	ORD	M15342104
—	REMY INTL INC	237,500	$4,410	2.2%	$18.57	—	COM	759663107
—	TRAVELCENTERS OF AMERICA LLC	392,500	$4,294	2.1%	$10.94	—	COM	894174101
—	THESTREET INC	2,270,000	$4,222	2.1%	$1.86	—	COM	88368Q103
PANW	PALO ALTO NETWORKS INC	100,000	$4,216	2.1%	—	—	Put	697435105
—	ODYSSEY MARINE EXPLORATION I	1,400,000	$4,144	2.1%	$2.96	—	COM	676118102
ENTG	ENTEGRIS INC	430,000	$4,036	2.0%	$9.27	0.0%	COM	29362U104
—	SEQUANS COMMUNICATIONS S A	2,595,000	$3,918	2.0%	$1.51	—	SPONSORED ADS	817323108
—	ATMEL CORP	500,000	$3,670	1.8%	$7.34	—	COM	49513104
—	LOGMEIN INC	135,000	$3,302	1.6%	$24.46	—	COM	54142L109
—	SEAGATE TECHNOLOGY PLC	66,876	$2,998	1.5%	$44.83	—	SHS	G7945M107
SYNA	SYNAPTICS INC	75,000	$2,892	1.4%	—	—	Put	87157D109
—	ULTRA PETROLEUM CORP	112,500	$2,230	1.1%	$19.82	—	COM	903914109
—	TIVO INC	200,000	$2,210	1.1%	$11.05	—	COM	888706108
KLIC	KULICKE & SOFFA INDS INC	180,000	$1,991	1.0%	$9.86	0.0%	COM	501242101
—	ALCATEL-LUCENT	1,000,000	$1,820	0.9%	$1.82	—	SPONSORED ADR	13904305
—	GT ADVANCED TECHNOLOGIES INC	375,000	$1,556	0.8%	$4.15	—	COM	36191U106
—	FLIR SYS INC	57,500	$1,551	0.8%	$26.97	—	COM	302445101
—	WEIGHT WATCHERS INTL INC NEW	25,000	$1,150	0.6%	$46.00	—	COM	948626106
—	AMERICAN VANGUARD CORP	38,620	$905	0.5%	$23.43	—	COM	30371108
—	ATMI INC	33,458	$791	0.4%	$23.64	—	COM	00207R101
—	ALCATEL-LUCENT	425,000	$774	0.4%	$1.82	—	Call	13904305
—	NEENAH PAPER INC	20,301	$645	0.3%	$31.77	—	COM	640079109
—	ASTEC INDS INC	16,852	$578	0.3%	$34.30	—	COM	46224101
—	LOGMEIN INC	20,000	$489	0.2%	$24.46	—	Call	54142L109
—	FAIRWAY GROUP HOLDINGS	10,000	$242	0.1%	$24.20	—	CL A	30603D109
—	FLOW INTL CORP	35,000	$129	0.1%	$3.69	—	COM	343468104
BBBY	OVERSTOCK COM INC DEL	2,157	$61	0.0%	$22.28	0.0%	COM	690370101
—	TECHTARGET INC	399	$2	0.0%	$5.01	—	COM	87874R100