Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $192,541 (100.0% shares, 0.0% debt)

Holdings (45)

— LIBBEY INC 7.4%

Value ($000) $14,230 Shares 598,395 Est. Cost $23.97 Unrealized —

— SUPERTEX INC 6.8%

Value ($000) $13,050 Shares 515,000 Est. Cost $24.08 Unrealized —

— SILICON IMAGE INC 6.3%

Value ($000) $12,149 Shares 2,275,000 Est. Cost $5.85 Unrealized —

— TUESDAY MORNING CORP 6.0%

Value ($000) $11,613 Shares 760,000 Est. Cost $10.37 Unrealized —

— WORLD WRESTLING ENTMT INC 5.5%

Value ($000) $10,679 Shares 1,050,000 Est. Cost $10.30 Unrealized —

UCTT ULTRA CLEAN HLDGS INC 5.0%

Value ($000) $9,674 Shares 1,400,000 Est. Cost $6.04 Unrealized +10.4%

ODC OIL DRI CORP AMER 4.4%

Value ($000) $8,519 Shares 252,500 Est. Cost $13.45 Unrealized +15.9%

— MFC INDL LTD 4.1%

Value ($000) $7,812 Shares 930,000 Est. Cost $8.09 Unrealized —

LMT LOCKHEED MARTIN CORP 3.6%

Value ($000) $6,867 Shares 119,600 Est. Cost — Unrealized —

MTRX MATRIX SVC CO 3.5%

Value ($000) $6,779 Shares 345,500 Est. Cost $15.73 Unrealized +6.6%

— REMY INTL INC 3.5%

Value ($000) $6,720 Shares 331,998 Est. Cost $19.04 Unrealized —

— LOGMEIN INC 3.3%

Value ($000) $6,288 Shares 202,500 Est. Cost $26.66 Unrealized —

IWM ISHARES 2.9%

Value ($000) $5,597 Shares 125,000 Est. Cost — Unrealized —

— INTRALINKS HLDGS INC 2.7%

Value ($000) $5,104 Shares 580,000 Est. Cost $7.26 Unrealized —

— THESTREET INC 2.5%

Value ($000) $4,880 Shares 2,335,000 Est. Cost $1.87 Unrealized —

TTI TETRA TECHNOLOGIES INC DEL 2.4%

Value ($000) $4,531 Shares 175,000 Est. Cost $11.42 Unrealized 0.0%

— SEQUANS COMMUNICATIONS S A 2.3%

Value ($000) $4,414 Shares 1,801,700 Est. Cost $1.51 Unrealized —

AVAV AEROVIRONMENT INC 2.3%

Value ($000) $4,389 Shares 190,000 Est. Cost $22.34 Unrealized 0.0%

— ODYSSEY MARINE EXPLORATION I 2.1%

Value ($000) $3,990 Shares 1,330,000 Est. Cost $2.96 Unrealized —

— BROADCOM CORP 2.0%

Value ($000) $3,903 Shares 150,000 Est. Cost $26.02 Unrealized —

— YUME INC 2.0%

Value ($000) $3,843 Shares 362,500 Est. Cost $10.60 Unrealized —

— SILICON IMAGE INC 1.9%

Value ($000) $3,737 Shares 1,555,000 Est. Cost $5.85 Unrealized —

— HILLENBRAND INC 1.8%

Value ($000) $3,558 Shares 130,000 Est. Cost $23.71 Unrealized —

NWSA NEWS CORP NEW 1.7%

Value ($000) $3,212 Shares 200,000 Est. Cost $14.03 Unrealized 0.0%

ENTG ENTEGRIS INC 1.5%

Value ($000) $2,896 Shares 285,000 Est. Cost $9.27 Unrealized -0.1%

— GLOBE SPECIALTY METALS INC 1.4%

Value ($000) $2,651 Shares 172,000 Est. Cost $15.41 Unrealized —

— ULTRA PETROLEUM CORP 1.2%

Value ($000) $2,314 Shares 112,500 Est. Cost $19.82 Unrealized —

— BRIGGS & STRATTON CORP 1.1%

Value ($000) $2,213 Shares 110,000 Est. Cost $20.12 Unrealized —

— RAYTHEON CO 1.1%

Value ($000) $2,086 Shares 90,200 Est. Cost — Unrealized —

— AK STL HLDG CORP 0.9%

Value ($000) $1,755 Shares 468,000 Est. Cost $3.75 Unrealized —

— ENTROPIC COMMUNICATIONS INC 0.9%

Value ($000) $1,746 Shares 400,000 Est. Cost $4.37 Unrealized —

— TECHTARGET INC 0.7%

Value ($000) $1,407 Shares 282,500 Est. Cost $4.98 Unrealized —

KVHI KVH INDS INC 0.6%

Value ($000) $1,208 Shares 87,500 Est. Cost $13.65 Unrealized 0.0%

— CENTRAL EUROPEAN MEDIA ENTRP 0.6%

Value ($000) $1,099 Shares 209,300 Est. Cost $5.25 Unrealized —

— WET SEAL INC 0.6%

Value ($000) $1,081 Shares 275,000 Est. Cost $3.93 Unrealized —

— UNITED STATES STL CORP NEW 0.6%

Value ($000) $1,071 Shares 200,000 Est. Cost — Unrealized —

GRMN GARMIN LTD 0.5%

Value ($000) $904 Shares 20,000 Est. Cost $27.24 Unrealized 0.0%

— ATMI INC 0.5%

Value ($000) $887 Shares 33,458 Est. Cost $23.64 Unrealized —

CDVIQ CAL DIVE INTERNATIONAL INC 0.4%

Value ($000) $820 Shares 400,000 Est. Cost $2.07 Unrealized 0.0%

VPG VISHAY PRECISION GROUP INC 0.3%

Value ($000) $655 Shares 45,000 Est. Cost $15.46 Unrealized 0.0%

— XERIUM TECHNOLOGIES INC 0.3%

Value ($000) $637 Shares 55,000 Est. Cost $11.58 Unrealized —

— NEENAH PAPER INC 0.3%

Value ($000) $590 Shares 15,004 Est. Cost $31.77 Unrealized —

EXTR EXTREME NETWORKS INC 0.3%

Value ($000) $587 Shares 112,500 Est. Cost $4.07 Unrealized 0.0%

— FAIRWAY GROUP HLDGS CORP 0.1%

Value ($000) $256 Shares 10,000 Est. Cost $24.20 Unrealized —

— FLOW INTL CORP 0.1%

Value ($000) $140 Shares 35,000 Est. Cost $3.69 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	LIBBEY INC	598,395	$14,230	7.4%	$23.97	—	COM	529898108
—	SUPERTEX INC	515,000	$13,050	6.8%	$24.08	—	COM	868532102
—	SILICON IMAGE INC	2,275,000	$12,149	6.3%	$5.85	—	COM	82705T102
—	TUESDAY MORNING CORP	760,000	$11,613	6.0%	$10.37	—	COM NEW	899035505
—	WORLD WRESTLING ENTMT INC	1,050,000	$10,679	5.5%	$10.30	—	CL A	98156Q108
UCTT	ULTRA CLEAN HLDGS INC	1,400,000	$9,674	5.0%	$6.04	+10.4%	COM	90385V107
ODC	OIL DRI CORP AMER	252,500	$8,519	4.4%	$13.45	+15.9%	COM	677864100
—	MFC INDL LTD	930,000	$7,812	4.1%	$8.09	—	COM	55278T105
LMT	LOCKHEED MARTIN CORP	119,600	$6,867	3.6%	—	—	Put	539830109
MTRX	MATRIX SVC CO	345,500	$6,779	3.5%	$15.73	+6.6%	COM	576853105
—	REMY INTL INC	331,998	$6,720	3.5%	$19.04	—	COM	759663107
—	LOGMEIN INC	202,500	$6,288	3.3%	$26.66	—	COM	54142L109
IWM	ISHARES	125,000	$5,597	2.9%	—	—	Put	464287655
—	INTRALINKS HLDGS INC	580,000	$5,104	2.7%	$7.26	—	COM	46118H104
—	THESTREET INC	2,335,000	$4,880	2.5%	$1.87	—	COM	88368Q103
TTI	TETRA TECHNOLOGIES INC DEL	175,000	$4,531	2.4%	$11.42	0.0%	COM	88162F105
—	SEQUANS COMMUNICATIONS S A	1,801,700	$4,414	2.3%	$1.51	—	SPONSORED ADS	817323108
AVAV	AEROVIRONMENT INC	190,000	$4,389	2.3%	$22.34	0.0%	COM	008073108
—	ODYSSEY MARINE EXPLORATION I	1,330,000	$3,990	2.1%	$2.96	—	COM	676118102
—	BROADCOM CORP	150,000	$3,903	2.0%	$26.02	—	CL A	111320107
—	YUME INC	362,500	$3,843	2.0%	$10.60	—	COM	98872B104
—	SILICON IMAGE INC	1,555,000	$3,737	1.9%	$5.85	—	Call	82705T102
—	HILLENBRAND INC	130,000	$3,558	1.8%	$23.71	—	COM	431571108
NWSA	NEWS CORP NEW	200,000	$3,212	1.7%	$14.03	0.0%	CL A	65249B109
ENTG	ENTEGRIS INC	285,000	$2,896	1.5%	$9.27	-0.1%	COM	29362U104
—	GLOBE SPECIALTY METALS INC	172,000	$2,651	1.4%	$15.41	—	COM	37954N206
—	ULTRA PETROLEUM CORP	112,500	$2,314	1.2%	$19.82	—	COM	903914109
—	BRIGGS & STRATTON CORP	110,000	$2,213	1.1%	$20.12	—	COM	109043109
—	RAYTHEON CO	90,200	$2,086	1.1%	—	—	Put	755111507
—	AK STL HLDG CORP	468,000	$1,755	0.9%	$3.75	—	COM	001547108
—	ENTROPIC COMMUNICATIONS INC	400,000	$1,746	0.9%	$4.37	—	COM	29384R105
—	TECHTARGET INC	282,500	$1,407	0.7%	$4.98	—	COM	87874R100
KVHI	KVH INDS INC	87,500	$1,208	0.6%	$13.65	0.0%	COM	482738101
—	CENTRAL EUROPEAN MEDIA ENTRP	209,300	$1,099	0.6%	$5.25	—	CL A NEW	G20045202
—	WET SEAL INC	275,000	$1,081	0.6%	$3.93	—	CL A	961840105
—	UNITED STATES STL CORP NEW	200,000	$1,071	0.6%	—	—	Call	912909108
GRMN	GARMIN LTD	20,000	$904	0.5%	$27.24	0.0%	SHS	H2906T109
—	ATMI INC	33,458	$887	0.5%	$23.64	—	COM	00207R101
CDVIQ	CAL DIVE INTERNATIONAL INC	400,000	$820	0.4%	$2.07	0.0%	COM	12802T101
VPG	VISHAY PRECISION GROUP INC	45,000	$655	0.3%	$15.46	0.0%	COM	92835K103
—	XERIUM TECHNOLOGIES INC	55,000	$637	0.3%	$11.58	—	COM NEW	98416J118
—	NEENAH PAPER INC	15,004	$590	0.3%	$31.77	—	COM	640079109
EXTR	EXTREME NETWORKS INC	112,500	$587	0.3%	$4.07	0.0%	COM	30226D106
—	FAIRWAY GROUP HLDGS CORP	10,000	$256	0.1%	$24.20	—	CL A	30603D109
—	FLOW INTL CORP	35,000	$140	0.1%	$3.69	—	COM	343468104