Newtyn Management, LLC Quant / Systematic

CIK: 0001569241 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $253,735 (100.0% shares, 0.0% debt)

Holdings (18)

— VODAFONE GROUP PLC NEW 17.0%

Value ($000) $43,095 Shares 1,225,000 Est. Cost $29.92 Unrealized —

HII HUNTINGTON INGALLS INDS INC 12.0%

Value ($000) $30,330 Shares 450,000 Est. Cost $43.35 Unrealized +18.4%

— TFS FINL CORP 9.0%

Value ($000) $22,743 Shares 1,900,000 Est. Cost $11.20 Unrealized —

— WASHINGTON POST CO 8.7%

Value ($000) $21,961 Shares 35,922 Est. Cost $483.77 Unrealized —

AIG AMERICAN INTL GROUP INC 7.8%

Value ($000) $19,695 Shares 405,000 Est. Cost $32.51 Unrealized +10.8%

BP BP PLC 7.5%

Value ($000) $18,913 Shares 450,000 Est. Cost $42.03 Unrealized —

— SPIRIT AEROSYSTEMS HLDGS INC 7.2%

Value ($000) $18,180 Shares 750,000 Est. Cost $21.85 Unrealized —

— RYMAN HOSPITALITY PPTYS INC 7.1%

Value ($000) $17,945 Shares 520,000 Est. Cost $39.01 Unrealized —

— NEWS CORP NEW 5.8%

Value ($000) $14,787 Shares 900,000 Est. Cost $16.43 Unrealized —

RUSHB RUSH ENTERPRISES INC 4.7%

Value ($000) $11,954 Shares 525,000 Est. Cost $8.52 Unrealized +4.7%

— CST BRANDS INC 4.1%

Value ($000) $10,430 Shares 350,000 Est. Cost $30.67 Unrealized —

— GYRODYNE CO AMER INC 3.2%

Value ($000) $8,239 Shares 110,000 Est. Cost $72.86 Unrealized —

— KEARNY FINL CORP 2.1%

Value ($000) $5,447 Shares 533,000 Est. Cost $10.49 Unrealized —

— NEWS CORP NEW 1.4%

Value ($000) $3,613 Shares 225,000 Est. Cost $16.06 Unrealized —

— SANOFI 1.1%

Value ($000) $2,828 Shares 1,400,000 Est. Cost $1.93 Unrealized —

SIGA SIGA TECHNOLOGIES INC 0.8%

Value ($000) $1,926 Shares 501,473 Est. Cost $2.51 Unrealized 0.0%

— QLT INC 0.4%

Value ($000) $1,042 Shares 225,000 Est. Cost $4.63 Unrealized —

— WRIGHT MED GROUP INC 0.2%

Value ($000) $607 Shares 1,710,000 Est. Cost $1.77 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	VODAFONE GROUP PLC NEW	1,225,000	$43,095	17.0%	$29.92	—	SPONS ADR NEW	92857W209
HII	HUNTINGTON INGALLS INDS INC	450,000	$30,330	12.0%	$43.35	+18.4%	COM	446413106
—	TFS FINL CORP	1,900,000	$22,743	9.0%	$11.20	—	COM	87240r107
—	WASHINGTON POST CO	35,922	$21,961	8.7%	$483.77	—	CL B	939640108
AIG	AMERICAN INTL GROUP INC	405,000	$19,695	7.8%	$32.51	+10.8%	COM NEW	026874784
BP	BP PLC	450,000	$18,913	7.5%	$42.03	—	SPONSORED ADR	055622104
—	SPIRIT AEROSYSTEMS HLDGS INC	750,000	$18,180	7.2%	$21.85	—	COM CL A	848574109
—	RYMAN HOSPITALITY PPTYS INC	520,000	$17,945	7.1%	$39.01	—	COM	78377t107
—	NEWS CORP NEW	900,000	$14,787	5.8%	$16.43	—	CL B	65249b208
RUSHB	RUSH ENTERPRISES INC	525,000	$11,954	4.7%	$8.52	+4.7%	CL B	781846308
—	CST BRANDS INC	350,000	$10,430	4.1%	$30.67	—	COM	12646r105
—	GYRODYNE CO AMER INC	110,000	$8,239	3.2%	$72.86	—	COM	403820103
—	KEARNY FINL CORP	533,000	$5,447	2.1%	$10.49	—	COM	487169104
—	NEWS CORP NEW	225,000	$3,613	1.4%	$16.06	—	CL A	65249b109
—	SANOFI	1,400,000	$2,828	1.1%	$1.93	—	RIGHT 12/31/2020	80105n113
SIGA	SIGA TECHNOLOGIES INC	501,473	$1,926	0.8%	$2.51	0.0%	COM	826917106
—	QLT INC	225,000	$1,042	0.4%	$4.63	—	COM	746927102
—	WRIGHT MED GROUP INC	1,710,000	$607	0.2%	$1.77	—	RIGHT 03/01/2019	98235t115