Harvey Partners, LLC Diversified Active

CIK: 0001406484 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $224,097 (100.0% shares, 0.0% debt)

Holdings (43)

IWM ISHARES 7.7%

Value ($000) $17,304 Shares 150,000 Est. Cost — Unrealized —

IWM ISHARES 7.7%

Value ($000) $17,304 Shares 150,000 Est. Cost — Unrealized —

UCTT ULTRA CLEAN HLDGS INC 7.1%

Value ($000) $15,872 Shares 1,582,500 Est. Cost $6.38 Unrealized +41.0%

— WORLD WRESTLING ENTMT INC 5.9%

Value ($000) $13,264 Shares 800,000 Est. Cost $10.30 Unrealized —

— SUPERTEX INC 5.6%

Value ($000) $12,459 Shares 497,362 Est. Cost $24.08 Unrealized —

— SILICON IMAGE INC 5.4%

Value ($000) $12,146 Shares 1,975,000 Est. Cost $5.85 Unrealized —

— LIBBEY INC 5.1%

Value ($000) $11,370 Shares 541,418 Est. Cost $23.97 Unrealized —

— INTRALINKS HLDGS INC 4.5%

Value ($000) $9,991 Shares 825,000 Est. Cost $8.70 Unrealized —

— GANNETT INC 4.0%

Value ($000) $8,874 Shares 300,000 Est. Cost — Unrealized —

ODC OIL DRI CORP AMER 3.8%

Value ($000) $8,514 Shares 225,000 Est. Cost $13.45 Unrealized +35.4%

— TUESDAY MORNING CORP 3.7%

Value ($000) $8,180 Shares 512,500 Est. Cost $10.37 Unrealized —

AVAV AEROVIRONMENT INC 3.0%

Value ($000) $6,775 Shares 232,500 Est. Cost $23.17 Unrealized +16.1%

— REMY INTL INC 2.9%

Value ($000) $6,413 Shares 275,000 Est. Cost $19.04 Unrealized —

— AK STL HLDG CORP 2.8%

Value ($000) $6,273 Shares 765,000 Est. Cost $5.48 Unrealized —

— THESTREET INC 2.7%

Value ($000) $6,113 Shares 2,705,000 Est. Cost $1.92 Unrealized —

TTI TETRA TECHNOLOGIES INC DEL 2.6%

Value ($000) $5,876 Shares 210,000 Est. Cost $11.59 Unrealized +7.5%

MTRX MATRIX SVC CO 2.6%

Value ($000) $5,827 Shares 238,536 Est. Cost $15.73 Unrealized +35.6%

VPG VISHAY PRECISION GROUP INC 2.0%

Value ($000) $4,541 Shares 305,000 Est. Cost $15.35 Unrealized -0.1%

ENTG ENTEGRIS INC 1.9%

Value ($000) $4,347 Shares 375,087 Est. Cost $9.47 Unrealized +6.7%

TTI TETRA TECHNOLOGIES INC DEL 1.8%

Value ($000) $3,987 Shares 142,500 Est. Cost $11.59 Unrealized +7.5%

— INTERNATIONAL GAME TECHNOLOG 1.6%

Value ($000) $3,632 Shares 200,000 Est. Cost $18.16 Unrealized —

NWSA NEWS CORP NEW 1.6%

Value ($000) $3,604 Shares 200,000 Est. Cost $14.03 Unrealized +8.0%

— GLOBE SPECIALTY METALS INC 1.4%

Value ($000) $3,098 Shares 172,000 Est. Cost $15.41 Unrealized —

— SEQUANS COMMUNICATIONS S A 1.4%

Value ($000) $3,080 Shares 1,540,000 Est. Cost $1.51 Unrealized —

— ENTROPIC COMMUNICATIONS INC 1.3%

Value ($000) $2,867 Shares 610,000 Est. Cost $4.48 Unrealized —

— HILLENBRAND INC 1.2%

Value ($000) $2,721 Shares 92,500 Est. Cost $23.71 Unrealized —

— SPARK NETWORKS INC 1.2%

Value ($000) $2,636 Shares 428,000 Est. Cost $6.16 Unrealized —

— TECHTARGET INC 1.0%

Value ($000) $2,247 Shares 327,500 Est. Cost $5.24 Unrealized —

— HORSEHEAD HLDG CORP 0.9%

Value ($000) $2,026 Shares 125,000 Est. Cost $16.21 Unrealized —

— MFC INDL LTD 0.8%

Value ($000) $1,868 Shares 233,751 Est. Cost $8.09 Unrealized —

— BRIGGS & STRATTON CORP 0.8%

Value ($000) $1,686 Shares 77,500 Est. Cost $20.12 Unrealized —

CRNT CERAGON NETWORKS LTD 0.6%

Value ($000) $1,337 Shares 450,000 Est. Cost $3.18 Unrealized 0.0%

— EVOGENE LTD 0.5%

Value ($000) $1,179 Shares 60,000 Est. Cost $19.65 Unrealized —

— ODYSSEY MARINE EXPLORATION I 0.5%

Value ($000) $1,162 Shares 575,000 Est. Cost $2.96 Unrealized —

KVHI KVH INDS INC 0.5%

Value ($000) $1,140 Shares 87,500 Est. Cost $13.65 Unrealized -0.7%

— XERIUM TECHNOLOGIES INC 0.4%

Value ($000) $971 Shares 58,862 Est. Cost $11.90 Unrealized —

EXTR EXTREME NETWORKS INC 0.4%

Value ($000) $785 Shares 112,500 Est. Cost $4.07 Unrealized +52.6%

— WET SEAL INC 0.3%

Value ($000) $764 Shares 280,000 Est. Cost $3.91 Unrealized —

— MCCLATCHY CO 0.3%

Value ($000) $561 Shares 165,000 Est. Cost $3.40 Unrealized —

PBF PBF ENERGY INC 0.2%

Value ($000) $393 Shares 12,500 Est. Cost $27.28 Unrealized 0.0%

— DSP GROUP INC 0.2%

Value ($000) $388 Shares 40,000 Est. Cost $9.70 Unrealized —

— HOLLY ENERGY PARTNERS LP 0.2%

Value ($000) $340 Shares 10,529 Est. Cost $32.29 Unrealized —

— FAIRWAY GROUP HLDGS CORP 0.1%

Value ($000) $182 Shares 10,000 Est. Cost $24.20 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
IWM	ISHARES	150,000	$17,304	7.7%	—	—	Call	464287655
IWM	ISHARES	150,000	$17,304	7.7%	—	—	Put	464287655
UCTT	ULTRA CLEAN HLDGS INC	1,582,500	$15,872	7.1%	$6.38	+41.0%	COM	90385V107
—	WORLD WRESTLING ENTMT INC	800,000	$13,264	5.9%	$10.30	—	CL A	98156Q108
—	SUPERTEX INC	497,362	$12,459	5.6%	$24.08	—	COM	868532102
—	SILICON IMAGE INC	1,975,000	$12,146	5.4%	$5.85	—	COM	82705T102
—	LIBBEY INC	541,418	$11,370	5.1%	$23.97	—	COM	529898108
—	INTRALINKS HLDGS INC	825,000	$9,991	4.5%	$8.70	—	COM	46118H104
—	GANNETT INC	300,000	$8,874	4.0%	—	—	Call	364730101
ODC	OIL DRI CORP AMER	225,000	$8,514	3.8%	$13.45	+35.4%	COM	677864100
—	TUESDAY MORNING CORP	512,500	$8,180	3.7%	$10.37	—	COM NEW	899035505
AVAV	AEROVIRONMENT INC	232,500	$6,775	3.0%	$23.17	+16.1%	COM	008073108
—	REMY INTL INC	275,000	$6,413	2.9%	$19.04	—	COM	759663107
—	AK STL HLDG CORP	765,000	$6,273	2.8%	$5.48	—	COM	001547108
—	THESTREET INC	2,705,000	$6,113	2.7%	$1.92	—	COM	88368Q103
TTI	TETRA TECHNOLOGIES INC DEL	210,000	$5,876	2.6%	$11.59	+7.5%	COM	88162F105
MTRX	MATRIX SVC CO	238,536	$5,827	2.6%	$15.73	+35.6%	COM	576853105
VPG	VISHAY PRECISION GROUP INC	305,000	$4,541	2.0%	$15.35	-0.1%	COM	92835K103
ENTG	ENTEGRIS INC	375,087	$4,347	1.9%	$9.47	+6.7%	COM	29362U104
TTI	TETRA TECHNOLOGIES INC DEL	142,500	$3,987	1.8%	$11.59	+7.5%	Call	88162F105
—	INTERNATIONAL GAME TECHNOLOG	200,000	$3,632	1.6%	$18.16	—	COM	459902102
NWSA	NEWS CORP NEW	200,000	$3,604	1.6%	$14.03	+8.0%	CL A	65249B109
—	GLOBE SPECIALTY METALS INC	172,000	$3,098	1.4%	$15.41	—	COM	37954N206
—	SEQUANS COMMUNICATIONS S A	1,540,000	$3,080	1.4%	$1.51	—	SPONSORED ADS	817323108
—	ENTROPIC COMMUNICATIONS INC	610,000	$2,867	1.3%	$4.48	—	COM	29384R105
—	HILLENBRAND INC	92,500	$2,721	1.2%	$23.71	—	COM	431571108
—	SPARK NETWORKS INC	428,000	$2,636	1.2%	$6.16	—	COM	84651P100
—	TECHTARGET INC	327,500	$2,247	1.0%	$5.24	—	COM	87874R100
—	HORSEHEAD HLDG CORP	125,000	$2,026	0.9%	$16.21	—	COM	440694305
—	MFC INDL LTD	233,751	$1,868	0.8%	$8.09	—	COM	55278T105
—	BRIGGS & STRATTON CORP	77,500	$1,686	0.8%	$20.12	—	COM	109043109
CRNT	CERAGON NETWORKS LTD	450,000	$1,337	0.6%	$3.18	0.0%	ORD	M22013102
—	EVOGENE LTD	60,000	$1,179	0.5%	$19.65	—	SHS	M4119S104
—	ODYSSEY MARINE EXPLORATION I	575,000	$1,162	0.5%	$2.96	—	COM	676118102
KVHI	KVH INDS INC	87,500	$1,140	0.5%	$13.65	-0.7%	COM	482738101
—	XERIUM TECHNOLOGIES INC	58,862	$971	0.4%	$11.90	—	COM NEW	98416J118
EXTR	EXTREME NETWORKS INC	112,500	$785	0.4%	$4.07	+52.6%	COM	30226D106
—	WET SEAL INC	280,000	$764	0.3%	$3.91	—	CL A	961840105
—	MCCLATCHY CO	165,000	$561	0.3%	$3.40	—	CL A	579489105
PBF	PBF ENERGY INC	12,500	$393	0.2%	$27.28	0.0%	CL A	69318G106
—	DSP GROUP INC	40,000	$388	0.2%	$9.70	—	COM	23332B106
—	HOLLY ENERGY PARTNERS LP	10,529	$340	0.2%	$32.29	—	COM UT LTD PTN	435763107
—	FAIRWAY GROUP HLDGS CORP	10,000	$182	0.1%	$24.20	—	CL A	30603D109