Harvey Partners, LLC Diversified Active

Location: Tarrytown, NY

CIK: 0001406484 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value: $224M (100.0% shares, 0.0% debt)

Holdings (43)

IWM ISHARES 7.7%

Value $17.3M Shares 150,000 Share Price $115.36 Est. Cost/Share — Unrealized @ Report Date —

IWM ISHARES 7.7%

Value $17.3M Shares 150,000 Share Price $115.36 Est. Cost/Share — Unrealized @ Report Date —

UCTT ULTRA CLEAN HLDGS INC 7.1%

Value $15.87M Shares 1,582,500 Share Price $10.03 * Est. Cost/Share $6.38 Unrealized @ Report Date +41.0%

— WORLD WRESTLING ENTMT INC 5.9%

Value $13.26M Shares 800,000 Share Price $16.58 Est. Cost/Share $10.30 Unrealized @ Report Date —

— SUPERTEX INC 5.6%

Value $12.46M Shares 497,362 Share Price $25.05 Est. Cost/Share $24.08 Unrealized @ Report Date —

— SILICON IMAGE INC 5.4%

Value $12.15M Shares 1,975,000 Share Price $6.15 Est. Cost/Share $5.85 Unrealized @ Report Date —

— LIBBEY INC 5.1%

Value $11.37M Shares 541,418 Share Price $21.00 Est. Cost/Share $23.97 Unrealized @ Report Date —

— INTRALINKS HLDGS INC 4.5%

Value $9.991M Shares 825,000 Share Price $12.11 Est. Cost/Share $8.70 Unrealized @ Report Date —

— GANNETT INC 4.0%

Value $8.874M Shares 300,000 Share Price $29.58 Est. Cost/Share — Unrealized @ Report Date —

ODC OIL DRI CORP AMER 3.8%

Value $8.514M Shares 225,000 Share Price $37.84 * Est. Cost/Share $13.45 Unrealized @ Report Date +35.4%

— TUESDAY MORNING CORP 3.7%

Value $8.18M Shares 512,500 Share Price $15.96 Est. Cost/Share $10.37 Unrealized @ Report Date —

AVAV AEROVIRONMENT INC 3.0%

Value $6.775M Shares 232,500 Share Price $29.14 * Est. Cost/Share $23.17 Unrealized @ Report Date +16.1%

— REMY INTL INC 2.9%

Value $6.413M Shares 275,000 Share Price $23.32 Est. Cost/Share $19.04 Unrealized @ Report Date —

— AK STL HLDG CORP 2.8%

Value $6.273M Shares 765,000 Share Price $8.20 Est. Cost/Share $5.48 Unrealized @ Report Date —

— THESTREET INC 2.7%

Value $6.113M Shares 2,705,000 Share Price $2.26 Est. Cost/Share $1.92 Unrealized @ Report Date —

TTI TETRA TECHNOLOGIES INC DEL 2.6%

Value $5.876M Shares 210,000 Share Price $27.98 * Est. Cost/Share $11.59 Unrealized @ Report Date +7.5%

MTRX MATRIX SVC CO 2.6%

Value $5.827M Shares 238,536 Share Price $24.43 * Est. Cost/Share $15.73 Unrealized @ Report Date +35.6%

VPG VISHAY PRECISION GROUP INC 2.0%

Value $4.541M Shares 305,000 Share Price $14.89 * Est. Cost/Share $15.35 Unrealized @ Report Date -0.1%

ENTG ENTEGRIS INC 1.9%

Value $4.347M Shares 375,087 Share Price $11.59 * Est. Cost/Share $9.47 Unrealized @ Report Date +6.7%

TTI TETRA TECHNOLOGIES INC DEL 1.8%

Value $3.987M Shares 142,500 Share Price $27.98 * Est. Cost/Share $11.59 Unrealized @ Report Date +7.5%

— INTERNATIONAL GAME TECHNOLOG 1.6%

Value $3.632M Shares 200,000 Share Price $18.16 Est. Cost/Share $18.16 Unrealized @ Report Date —

NWSA NEWS CORP NEW 1.6%

Value $3.604M Shares 200,000 Share Price $18.02 * Est. Cost/Share $14.03 Unrealized @ Report Date +8.0%

— GLOBE SPECIALTY METALS INC 1.4%

Value $3.098M Shares 172,000 Share Price $18.01 Est. Cost/Share $15.41 Unrealized @ Report Date —

— SEQUANS COMMUNICATIONS S A 1.4%

Value $3.08M Shares 1,540,000 Share Price $2.00 Est. Cost/Share $1.51 Unrealized @ Report Date —

— ENTROPIC COMMUNICATIONS INC 1.3%

Value $2.867M Shares 610,000 Share Price $4.70 Est. Cost/Share $4.48 Unrealized @ Report Date —

— HILLENBRAND INC 1.2%

Value $2.721M Shares 92,500 Share Price $29.42 Est. Cost/Share $23.71 Unrealized @ Report Date —

— SPARK NETWORKS INC 1.2%

Value $2.636M Shares 428,000 Share Price $6.16 Est. Cost/Share $6.16 Unrealized @ Report Date —

— TECHTARGET INC 1.0%

Value $2.247M Shares 327,500 Share Price $6.86 Est. Cost/Share $5.24 Unrealized @ Report Date —

— HORSEHEAD HLDG CORP 0.9%

Value $2.026M Shares 125,000 Share Price $16.21 Est. Cost/Share $16.21 Unrealized @ Report Date —

— MFC INDL LTD 0.8%

Value $1.868M Shares 233,751 Share Price $7.99 Est. Cost/Share $8.09 Unrealized @ Report Date —

— BRIGGS & STRATTON CORP 0.8%

Value $1.686M Shares 77,500 Share Price $21.75 Est. Cost/Share $20.12 Unrealized @ Report Date —

CRNT CERAGON NETWORKS LTD 0.6%

Value $1.337M Shares 450,000 Share Price $2.97 * Est. Cost/Share $3.18 Unrealized @ Report Date 0.0%

— EVOGENE LTD 0.5%

Value $1.179M Shares 60,000 Share Price $19.65 Est. Cost/Share $19.65 Unrealized @ Report Date —

— ODYSSEY MARINE EXPLORATION I 0.5%

Value $1.162M Shares 575,000 Share Price $2.02 Est. Cost/Share $2.96 Unrealized @ Report Date —

KVHI KVH INDS INC 0.5%

Value $1.14M Shares 87,500 Share Price $13.03 * Est. Cost/Share $13.65 Unrealized @ Report Date -0.7%

— XERIUM TECHNOLOGIES INC 0.4%

Value $971K Shares 58,862 Share Price $16.50 Est. Cost/Share $11.90 Unrealized @ Report Date —

EXTR EXTREME NETWORKS INC 0.4%

Value $785K Shares 112,500 Share Price $6.98 * Est. Cost/Share $4.07 Unrealized @ Report Date +52.6%

— WET SEAL INC 0.3%

Value $764K Shares 280,000 Share Price $2.73 Est. Cost/Share $3.91 Unrealized @ Report Date —

— MCCLATCHY CO 0.3%

Value $561K Shares 165,000 Share Price $3.40 Est. Cost/Share $3.40 Unrealized @ Report Date —

PBF PBF ENERGY INC 0.2%

Value $393K Shares 12,500 Share Price $31.44 * Est. Cost/Share $27.28 Unrealized @ Report Date 0.0%

— DSP GROUP INC 0.2%

Value $388K Shares 40,000 Share Price $9.70 Est. Cost/Share $9.70 Unrealized @ Report Date —

— HOLLY ENERGY PARTNERS LP 0.2%

Value $340K Shares 10,529 Share Price $32.29 Est. Cost/Share $32.29 Unrealized @ Report Date —

— FAIRWAY GROUP HLDGS CORP 0.1%

Value $182K Shares 10,000 Share Price $18.20 Est. Cost/Share $24.20 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
IWM	ISHARES	150,000	$17.3M	7.7%	$115.36	—	—	Call	464287655
IWM	ISHARES	150,000	$17.3M	7.7%	$115.36	—	—	Put	464287655
UCTT	ULTRA CLEAN HLDGS INC	1,582,500	$15.87M	7.1%	$10.03 *	$6.38	+41.0%	COM	90385V107
—	WORLD WRESTLING ENTMT INC	800,000	$13.26M	5.9%	$16.58	$10.30	—	CL A	98156Q108
—	SUPERTEX INC	497,362	$12.46M	5.6%	$25.05	$24.08	—	COM	868532102
—	SILICON IMAGE INC	1,975,000	$12.15M	5.4%	$6.15	$5.85	—	COM	82705T102
—	LIBBEY INC	541,418	$11.37M	5.1%	$21.00	$23.97	—	COM	529898108
—	INTRALINKS HLDGS INC	825,000	$9.991M	4.5%	$12.11	$8.70	—	COM	46118H104
—	GANNETT INC	300,000	$8.874M	4.0%	$29.58	—	—	Call	364730101
ODC	OIL DRI CORP AMER	225,000	$8.514M	3.8%	$37.84 *	$13.45	+35.4%	COM	677864100
—	TUESDAY MORNING CORP	512,500	$8.18M	3.7%	$15.96	$10.37	—	COM NEW	899035505
AVAV	AEROVIRONMENT INC	232,500	$6.775M	3.0%	$29.14 *	$23.17	+16.1%	COM	008073108
—	REMY INTL INC	275,000	$6.413M	2.9%	$23.32	$19.04	—	COM	759663107
—	AK STL HLDG CORP	765,000	$6.273M	2.8%	$8.20	$5.48	—	COM	001547108
—	THESTREET INC	2,705,000	$6.113M	2.7%	$2.26	$1.92	—	COM	88368Q103
TTI	TETRA TECHNOLOGIES INC DEL	210,000	$5.876M	2.6%	$27.98 *	$11.59	+7.5%	COM	88162F105
MTRX	MATRIX SVC CO	238,536	$5.827M	2.6%	$24.43 *	$15.73	+35.6%	COM	576853105
VPG	VISHAY PRECISION GROUP INC	305,000	$4.541M	2.0%	$14.89 *	$15.35	-0.1%	COM	92835K103
ENTG	ENTEGRIS INC	375,087	$4.347M	1.9%	$11.59 *	$9.47	+6.7%	COM	29362U104
TTI	TETRA TECHNOLOGIES INC DEL	142,500	$3.987M	1.8%	$27.98 *	$11.59	+7.5%	Call	88162F105
—	INTERNATIONAL GAME TECHNOLOG	200,000	$3.632M	1.6%	$18.16	$18.16	—	COM	459902102
NWSA	NEWS CORP NEW	200,000	$3.604M	1.6%	$18.02 *	$14.03	+8.0%	CL A	65249B109
—	GLOBE SPECIALTY METALS INC	172,000	$3.098M	1.4%	$18.01	$15.41	—	COM	37954N206
—	SEQUANS COMMUNICATIONS S A	1,540,000	$3.08M	1.4%	$2.00	$1.51	—	SPONSORED ADS	817323108
—	ENTROPIC COMMUNICATIONS INC	610,000	$2.867M	1.3%	$4.70	$4.48	—	COM	29384R105
—	HILLENBRAND INC	92,500	$2.721M	1.2%	$29.42	$23.71	—	COM	431571108
—	SPARK NETWORKS INC	428,000	$2.636M	1.2%	$6.16	$6.16	—	COM	84651P100
—	TECHTARGET INC	327,500	$2.247M	1.0%	$6.86	$5.24	—	COM	87874R100
—	HORSEHEAD HLDG CORP	125,000	$2.026M	0.9%	$16.21	$16.21	—	COM	440694305
—	MFC INDL LTD	233,751	$1.868M	0.8%	$7.99	$8.09	—	COM	55278T105
—	BRIGGS & STRATTON CORP	77,500	$1.686M	0.8%	$21.75	$20.12	—	COM	109043109
CRNT	CERAGON NETWORKS LTD	450,000	$1.337M	0.6%	$2.97 *	$3.18	0.0%	ORD	M22013102
—	EVOGENE LTD	60,000	$1.179M	0.5%	$19.65	$19.65	—	SHS	M4119S104
—	ODYSSEY MARINE EXPLORATION I	575,000	$1.162M	0.5%	$2.02	$2.96	—	COM	676118102
KVHI	KVH INDS INC	87,500	$1.14M	0.5%	$13.03 *	$13.65	-0.7%	COM	482738101
—	XERIUM TECHNOLOGIES INC	58,862	$971K	0.4%	$16.50	$11.90	—	COM NEW	98416J118
EXTR	EXTREME NETWORKS INC	112,500	$785K	0.4%	$6.98 *	$4.07	+52.6%	COM	30226D106
—	WET SEAL INC	280,000	$764K	0.3%	$2.73	$3.91	—	CL A	961840105
—	MCCLATCHY CO	165,000	$561K	0.3%	$3.40	$3.40	—	CL A	579489105
PBF	PBF ENERGY INC	12,500	$393K	0.2%	$31.44 *	$27.28	0.0%	CL A	69318G106
—	DSP GROUP INC	40,000	$388K	0.2%	$9.70	$9.70	—	COM	23332B106
—	HOLLY ENERGY PARTNERS LP	10,529	$340K	0.2%	$32.29	$32.29	—	COM UT LTD PTN	435763107
—	FAIRWAY GROUP HLDGS CORP	10,000	$182K	0.1%	$18.20	$24.20	—	CL A	30603D109