NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 9, 2014

Total Value ($000): $130,859 (100.0% shares, 0.0% debt)

Holdings (42)

UAL UNITED CONTL HLDGS INC 7.7%

Value ($000) $10,129 Shares 226,950 Est. Cost $35.03 Unrealized +28.4%

— INVESCO MUN TR 4.7%

Value ($000) $6,098 Shares 504,000 Est. Cost $11.84 Unrealized —

— INVESCO MUN OPPORTUNITY TR 4.6%

Value ($000) $6,051 Shares 496,000 Est. Cost $12.16 Unrealized —

— BLACKROCK INCOME OPP TRUST I 4.6%

Value ($000) $6,041 Shares 584,825 Est. Cost $10.33 Unrealized —

— ALLIANCEBERNSTEIN INCOME FUN 4.5%

Value ($000) $5,894 Shares 803,000 Est. Cost $7.34 Unrealized —

— PRECISION CASTPARTS CORP 4.3%

Value ($000) $5,637 Shares 22,300 Est. Cost $269.33 Unrealized —

— CARLYLE GROUP L P 4.2%

Value ($000) $5,448 Shares 155,030 Est. Cost $35.62 Unrealized —

ROK ROCKWELL AUTOMATION INC 4.2%

Value ($000) $5,440 Shares 43,680 Est. Cost $87.37 Unrealized +7.4%

— BLACKSTONE GROUP L P 3.8%

Value ($000) $4,988 Shares 150,000 Est. Cost $21.06 Unrealized —

— APOLLO GLOBAL MGMT LLC 3.0%

Value ($000) $3,975 Shares 125,000 Est. Cost $26.80 Unrealized —

DCH AMERICAN AXLE & MFG HLDGS IN 3.0%

Value ($000) $3,889 Shares 210,000 Est. Cost $16.22 Unrealized +18.6%

— INVESCO TR INVT GRADE MUNS 2.9%

Value ($000) $3,840 Shares 300,000 Est. Cost $12.80 Unrealized —

HYG ISHARES 2.9%

Value ($000) $3,733 Shares 39,550 Est. Cost $90.87 Unrealized —

ALK ALASKA AIR GROUP INC 2.7%

Value ($000) $3,546 Shares 38,000 Est. Cost $34.58 Unrealized +8.6%

WNC WABASH NATL CORP 2.6%

Value ($000) $3,357 Shares 244,000 Est. Cost $11.11 Unrealized 0.0%

— LINEAR TECHNOLOGY CORP 2.5%

Value ($000) $3,262 Shares 67,000 Est. Cost $48.69 Unrealized —

HXL HEXCEL CORP NEW 2.5%

Value ($000) $3,222 Shares 74,000 Est. Cost $43.64 Unrealized 0.0%

AFG AMERICAN FINL GROUP INC OHIO 2.5%

Value ($000) $3,208 Shares 55,580 Est. Cost $21.06 Unrealized +20.3%

DAL DELTA AIR LINES INC DEL 2.4%

Value ($000) $3,119 Shares 90,000 Est. Cost $27.96 Unrealized 0.0%

ARCC ARES CAP CORP 2.2%

Value ($000) $2,916 Shares 165,500 Est. Cost $5.50 Unrealized +4.2%

— XL GROUP PLC 2.2%

Value ($000) $2,831 Shares 90,600 Est. Cost $30.32 Unrealized —

— LEHIGH GAS PARTNERS LP 2.0%

Value ($000) $2,641 Shares 98,000 Est. Cost $25.32 Unrealized —

— APOLLO INVT CORP 2.0%

Value ($000) $2,620 Shares 315,232 Est. Cost $8.08 Unrealized —

— FIFTH STREET FINANCE CORP 1.9%

Value ($000) $2,535 Shares 268,000 Est. Cost $9.83 Unrealized —

LUV SOUTHWEST AIRLS CO 1.7%

Value ($000) $2,243 Shares 95,000 Est. Cost $19.19 Unrealized 0.0%

THG HANOVER INS GROUP INC 1.7%

Value ($000) $2,235 Shares 36,370 Est. Cost $34.64 Unrealized +21.4%

HIG HARTFORD FINL SVCS GROUP INC 1.7%

Value ($000) $2,160 Shares 61,250 Est. Cost $22.20 Unrealized +22.1%

LEA LEAR CORP 1.6%

Value ($000) $2,093 Shares 25,000 Est. Cost $63.87 Unrealized +2.0%

— NUVEEN SELECT QUALITY MUN FD 1.5%

Value ($000) $1,986 Shares 150,000 Est. Cost $13.24 Unrealized —

GM GENERAL MTRS CO 1.5%

Value ($000) $1,962 Shares 57,000 Est. Cost $28.17 Unrealized -2.6%

— ASPEN INSURANCE HOLDINGS LTD 1.4%

Value ($000) $1,777 Shares 44,750 Est. Cost $37.09 Unrealized —

QCOM QUALCOMM INC 1.2%

Value ($000) $1,506 Shares 19,100 Est. Cost $54.02 Unrealized 0.0%

NXPI NXP SEMICONDUCTORS N V 1.1%

Value ($000) $1,470 Shares 25,000 Est. Cost $46.36 Unrealized 0.0%

— ALLIED WRLD ASSUR COM HLDG A 1.0%

Value ($000) $1,331 Shares 12,900 Est. Cost $91.47 Unrealized —

— NAVIGATORS GROUP INC 0.9%

Value ($000) $1,228 Shares 20,000 Est. Cost $63.15 Unrealized —

— PLATINUM UNDERWRITER HLDGS L 0.9%

Value ($000) $1,202 Shares 20,000 Est. Cost $57.20 Unrealized —

— POWERSHARES ETF TRUST II 0.8%

Value ($000) $1,057 Shares 42,600 Est. Cost $24.75 Unrealized —

STZ CONSTELLATION BRANDS INC 0.8%

Value ($000) $1,020 Shares 12,000 Est. Cost $68.08 Unrealized 0.0%

POWI POWER INTEGRATIONS INC 0.8%

Value ($000) $993 Shares 15,100 Est. Cost $27.03 Unrealized 0.0%

AL AIR LEASE CORP 0.8%

Value ($000) $988 Shares 26,500 Est. Cost $28.82 Unrealized 0.0%

— B/E AEROSPACE INC 0.7%

Value ($000) $955 Shares 11,000 Est. Cost $86.82 Unrealized —

— MEADOWBROOK INS GROUP INC 0.2%

Value ($000) $233 Shares 40,000 Est. Cost $6.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UAL	UNITED CONTL HLDGS INC	226,950	$10,129	7.7%	$35.03	+28.4%	COM	910047109
—	INVESCO MUN TR	504,000	$6,098	4.7%	$11.84	—	COM	46131J103
—	INVESCO MUN OPPORTUNITY TR	496,000	$6,051	4.6%	$12.16	—	COM	46132C107
—	BLACKROCK INCOME OPP TRUST I	584,825	$6,041	4.6%	$10.33	—	COM	092475102
—	ALLIANCEBERNSTEIN INCOME FUN	803,000	$5,894	4.5%	$7.34	—	COM	01881E101
—	PRECISION CASTPARTS CORP	22,300	$5,637	4.3%	$269.33	—	COM	740189105
—	CARLYLE GROUP L P	155,030	$5,448	4.2%	$35.62	—	COM UTS LTD PTN	14309L102
ROK	ROCKWELL AUTOMATION INC	43,680	$5,440	4.2%	$87.37	+7.4%	COM	773903109
—	BLACKSTONE GROUP L P	150,000	$4,988	3.8%	$21.06	—	COM UNIT LTD	09253U108
—	APOLLO GLOBAL MGMT LLC	125,000	$3,975	3.0%	$26.80	—	CL A SHS	037612306
DCH	AMERICAN AXLE & MFG HLDGS IN	210,000	$3,889	3.0%	$16.22	+18.6%	COM	024061103
—	INVESCO TR INVT GRADE MUNS	300,000	$3,840	2.9%	$12.80	—	COM	46131M106
HYG	ISHARES	39,550	$3,733	2.9%	$90.87	—	IBOXX HI YD ETF	464288513
ALK	ALASKA AIR GROUP INC	38,000	$3,546	2.7%	$34.58	+8.6%	COM	011659109
WNC	WABASH NATL CORP	244,000	$3,357	2.6%	$11.11	0.0%	COM	929566107
—	LINEAR TECHNOLOGY CORP	67,000	$3,262	2.5%	$48.69	—	COM	535678106
HXL	HEXCEL CORP NEW	74,000	$3,222	2.5%	$43.64	0.0%	COM	428291108
AFG	AMERICAN FINL GROUP INC OHIO	55,580	$3,208	2.5%	$21.06	+20.3%	COM	025932104
DAL	DELTA AIR LINES INC DEL	90,000	$3,119	2.4%	$27.96	0.0%	COM NEW	247361702
ARCC	ARES CAP CORP	165,500	$2,916	2.2%	$5.50	+4.2%	COM	04010L103
—	XL GROUP PLC	90,600	$2,831	2.2%	$30.32	—	SHS	G98290102
—	LEHIGH GAS PARTNERS LP	98,000	$2,641	2.0%	$25.32	—	UT LTD PTN INT	524814100
—	APOLLO INVT CORP	315,232	$2,620	2.0%	$8.08	—	COM	03761U106
—	FIFTH STREET FINANCE CORP	268,000	$2,535	1.9%	$9.83	—	COM	31678A103
LUV	SOUTHWEST AIRLS CO	95,000	$2,243	1.7%	$19.19	0.0%	COM	844741108
THG	HANOVER INS GROUP INC	36,370	$2,235	1.7%	$34.64	+21.4%	COM	410867105
HIG	HARTFORD FINL SVCS GROUP INC	61,250	$2,160	1.7%	$22.20	+22.1%	COM	416515104
LEA	LEAR CORP	25,000	$2,093	1.6%	$63.87	+2.0%	COM NEW	521865204
—	NUVEEN SELECT QUALITY MUN FD	150,000	$1,986	1.5%	$13.24	—	COM	670973106
GM	GENERAL MTRS CO	57,000	$1,962	1.5%	$28.17	-2.6%	COM	37045V100
—	ASPEN INSURANCE HOLDINGS LTD	44,750	$1,777	1.4%	$37.09	—	SHS	G05384105
QCOM	QUALCOMM INC	19,100	$1,506	1.2%	$54.02	0.0%	COM	747525103
NXPI	NXP SEMICONDUCTORS N V	25,000	$1,470	1.1%	$46.36	0.0%	COM	N6596X109
—	ALLIED WRLD ASSUR COM HLDG A	12,900	$1,331	1.0%	$91.47	—	SHS	H01531104
—	NAVIGATORS GROUP INC	20,000	$1,228	0.9%	$63.15	—	COM	638904102
—	PLATINUM UNDERWRITER HLDGS L	20,000	$1,202	0.9%	$57.20	—	COM	G7127P100
—	POWERSHARES ETF TRUST II	42,600	$1,057	0.8%	$24.75	—	SENIOR LN PORT	73936Q769
STZ	CONSTELLATION BRANDS INC	12,000	$1,020	0.8%	$68.08	0.0%	CL A	21036P108
POWI	POWER INTEGRATIONS INC	15,100	$993	0.8%	$27.03	0.0%	COM	739276103
AL	AIR LEASE CORP	26,500	$988	0.8%	$28.82	0.0%	CL A	00912X302
—	B/E AEROSPACE INC	11,000	$955	0.7%	$86.82	—	COM	073302101
—	MEADOWBROOK INS GROUP INC	40,000	$233	0.2%	$6.50	—	COM	58319P108