NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 7, 2014

Total Value ($000): $98,057 (100.0% shares, 0.0% debt)

Holdings (33)

UAL UNITED CONTL HLDGS INC 8.8%

Value ($000) $8,586 Shares 226,950 Est. Cost $35.03 Unrealized 0.0%

— BLACKSTONE GROUP L P 7.2%

Value ($000) $7,088 Shares 225,000 Est. Cost $21.06 Unrealized —

DCH AMERICAN AXLE & MFG HLDGS IN 6.5%

Value ($000) $6,340 Shares 310,000 Est. Cost $16.22 Unrealized +17.7%

— APOLLO GLOBAL MGMT LLC 6.3%

Value ($000) $6,164 Shares 195,000 Est. Cost $26.80 Unrealized —

— PRECISION CASTPARTS CORP 6.1%

Value ($000) $6,006 Shares 22,300 Est. Cost $269.33 Unrealized —

— CARLYLE GROUP L P 5.6%

Value ($000) $5,522 Shares 155,030 Est. Cost $35.62 Unrealized —

ROK ROCKWELL AUTOMATION INC 5.3%

Value ($000) $5,161 Shares 43,680 Est. Cost $87.37 Unrealized 0.0%

MS MORGAN STANLEY 4.4%

Value ($000) $4,328 Shares 138,000 Est. Cost $17.33 Unrealized +25.8%

— ANIXTER INTL INC 4.2%

Value ($000) $4,078 Shares 45,388 Est. Cost $75.81 Unrealized —

HYG ISHARES 3.7%

Value ($000) $3,673 Shares 39,550 Est. Cost $90.87 Unrealized —

GM GENERAL MTRS CO 3.5%

Value ($000) $3,433 Shares 84,000 Est. Cost $28.17 Unrealized 0.0%

AFG AMERICAN FINL GROUP INC OHIO 3.3%

Value ($000) $3,208 Shares 55,580 Est. Cost $21.06 Unrealized +17.5%

— INVESCO MUN TR 3.1%

Value ($000) $3,002 Shares 259,000 Est. Cost $11.59 Unrealized —

— XL GROUP PLC 2.9%

Value ($000) $2,885 Shares 90,600 Est. Cost $30.32 Unrealized —

— LEHIGH GAS PARTNERS LP 2.9%

Value ($000) $2,803 Shares 98,000 Est. Cost $25.32 Unrealized —

— MEAD JOHNSON NUTRITION CO 2.6%

Value ($000) $2,513 Shares 30,000 Est. Cost $79.22 Unrealized —

— FLIR SYS INC 2.5%

Value ($000) $2,408 Shares 80,000 Est. Cost $28.07 Unrealized —

HIG HARTFORD FINL SVCS GROUP INC 2.3%

Value ($000) $2,219 Shares 61,250 Est. Cost $22.20 Unrealized +20.4%

THG HANOVER INS GROUP INC 2.2%

Value ($000) $2,172 Shares 36,370 Est. Cost $34.64 Unrealized +21.5%

LEA LEAR CORP 2.1%

Value ($000) $2,024 Shares 25,000 Est. Cost $63.87 Unrealized 0.0%

— ASPEN INSURANCE HOLDINGS LTD 1.9%

Value ($000) $1,849 Shares 44,750 Est. Cost $37.09 Unrealized —

JBLU JETBLUE AIRWAYS CORP 1.6%

Value ($000) $1,536 Shares 179,900 Est. Cost $7.94 Unrealized 0.0%

ALK ALASKA AIR GROUP INC 1.5%

Value ($000) $1,519 Shares 20,700 Est. Cost $32.10 Unrealized 0.0%

— ALLIED WRLD ASSUR COM HLDG A 1.5%

Value ($000) $1,455 Shares 12,900 Est. Cost $91.47 Unrealized —

ARCC ARES CAP CORP 1.4%

Value ($000) $1,342 Shares 75,500 Est. Cost $5.23 Unrealized +5.7%

— NAVIGATORS GROUP INC 1.3%

Value ($000) $1,263 Shares 20,000 Est. Cost $63.15 Unrealized —

— PLATINUM UNDERWRITER HLDGS L 1.3%

Value ($000) $1,226 Shares 20,000 Est. Cost $57.20 Unrealized —

— APOLLO INVT CORP 1.1%

Value ($000) $1,104 Shares 130,232 Est. Cost $7.74 Unrealized —

— POWERSHARES ETF TRUST II 1.1%

Value ($000) $1,060 Shares 42,600 Est. Cost $24.75 Unrealized —

— FIFTH STREET FINANCE CORP 0.9%

Value ($000) $925 Shares 100,000 Est. Cost $10.45 Unrealized —

— INVESCO MUN OPPORTUNITY TR 0.5%

Value ($000) $508 Shares 43,408 Est. Cost $11.70 Unrealized —

— FIDELITY & GTY LIFE 0.4%

Value ($000) $379 Shares 20,000 Est. Cost $18.95 Unrealized —

— MEADOWBROOK INS GROUP INC 0.3%

Value ($000) $278 Shares 40,000 Est. Cost $6.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
UAL	UNITED CONTL HLDGS INC	226,950	$8,586	8.8%	$35.03	0.0%	COM	910047109
—	BLACKSTONE GROUP L P	225,000	$7,088	7.2%	$21.06	—	COM UNIT LTD	09253U108
DCH	AMERICAN AXLE & MFG HLDGS IN	310,000	$6,340	6.5%	$16.22	+17.7%	COM	024061103
—	APOLLO GLOBAL MGMT LLC	195,000	$6,164	6.3%	$26.80	—	CL A SHS	037612306
—	PRECISION CASTPARTS CORP	22,300	$6,006	6.1%	$269.33	—	COM	740189105
—	CARLYLE GROUP L P	155,030	$5,522	5.6%	$35.62	—	COM UTS LTD PTN	14309L102
ROK	ROCKWELL AUTOMATION INC	43,680	$5,161	5.3%	$87.37	0.0%	COM	773903109
MS	MORGAN STANLEY	138,000	$4,328	4.4%	$17.33	+25.8%	COM NEW	617446448
—	ANIXTER INTL INC	45,388	$4,078	4.2%	$75.81	—	COM	035290105
HYG	ISHARES	39,550	$3,673	3.7%	$90.87	—	IBOXX HI YD ETF	464288513
GM	GENERAL MTRS CO	84,000	$3,433	3.5%	$28.17	0.0%	COM	37045V100
AFG	AMERICAN FINL GROUP INC OHIO	55,580	$3,208	3.3%	$21.06	+17.5%	COM	025932104
—	INVESCO MUN TR	259,000	$3,002	3.1%	$11.59	—	COM	46131J103
—	XL GROUP PLC	90,600	$2,885	2.9%	$30.32	—	SHS	G98290102
—	LEHIGH GAS PARTNERS LP	98,000	$2,803	2.9%	$25.32	—	UT LTD PTN INT	524814100
—	MEAD JOHNSON NUTRITION CO	30,000	$2,513	2.6%	$79.22	—	COM	582839106
—	FLIR SYS INC	80,000	$2,408	2.5%	$28.07	—	COM	302445101
HIG	HARTFORD FINL SVCS GROUP INC	61,250	$2,219	2.3%	$22.20	+20.4%	COM	416515104
THG	HANOVER INS GROUP INC	36,370	$2,172	2.2%	$34.64	+21.5%	COM	410867105
LEA	LEAR CORP	25,000	$2,024	2.1%	$63.87	0.0%	COM NEW	521865204
—	ASPEN INSURANCE HOLDINGS LTD	44,750	$1,849	1.9%	$37.09	—	SHS	G05384105
JBLU	JETBLUE AIRWAYS CORP	179,900	$1,536	1.6%	$7.94	0.0%	COM	477143101
ALK	ALASKA AIR GROUP INC	20,700	$1,519	1.5%	$32.10	0.0%	COM	011659109
—	ALLIED WRLD ASSUR COM HLDG A	12,900	$1,455	1.5%	$91.47	—	SHS	H01531104
ARCC	ARES CAP CORP	75,500	$1,342	1.4%	$5.23	+5.7%	COM	04010L103
—	NAVIGATORS GROUP INC	20,000	$1,263	1.3%	$63.15	—	COM	638904102
—	PLATINUM UNDERWRITER HLDGS L	20,000	$1,226	1.3%	$57.20	—	COM	G7127P100
—	APOLLO INVT CORP	130,232	$1,104	1.1%	$7.74	—	COM	03761U106
—	POWERSHARES ETF TRUST II	42,600	$1,060	1.1%	$24.75	—	SENIOR LN PORT	73936Q769
—	FIFTH STREET FINANCE CORP	100,000	$925	0.9%	$10.45	—	COM	31678A103
—	INVESCO MUN OPPORTUNITY TR	43,408	$508	0.5%	$11.70	—	COM	46132C107
—	FIDELITY & GTY LIFE	20,000	$379	0.4%	$18.95	—	COM	315785105
—	MEADOWBROOK INS GROUP INC	40,000	$278	0.3%	$6.50	—	COM	58319P108