CIK: 0001404574 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value ($000): $264,609 (89.0% shares, 11.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN NY AMT-FREE MUN INCOM | 1,351,100 | $17,713 | 6.7% | $12.28 | — | COM | 670656107 |
| EXAS | EXACT SCIENCES CORP | 1,000,000 | $17,030 | 6.4% | $12.83 | +7.3% | Put | 30063P105 |
| EXAS | EXACT SCIENCES CORP | 900,000 | $15,327 | 5.8% | $12.83 | +7.3% | Call | 30063P105 |
| — | SIBANYE GOLD LTD | 1,089,300 | $12,015 | 4.5% | $2.99 | — | SPONSORED ADR | 825724206 |
| NWS | NEWS CORP NEW | 655,100 | $11,431 | 4.3% | $14.27 | +4.0% | CL B | 65249B208 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 235,000 | $11,315 | 4.3% | $34.85 | — | COM | 78377T107 |
| — | GEVO INC | 18,400,000 | $10,670 | 4.0% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| SLV | ISHARES SILVER TRUST | 500,000 | $10,125 | 3.8% | — | — | Call | 46428Q109 |
| — | SEQUENTIAL BRANDS GROUP INC | 721,325 | $9,961 | 3.8% | $5.40 | — | COM NEW | 817340201 |
| — | COVIDIEN PLC | 105,464 | $9,511 | 3.6% | $68.03 | — | SHS | G2554F113 |
| — | TOWER GROUP INC | 10,686,000 | $9,110 | 3.4% | $0.89 | — | NOTE 5.000% 9/1 | 891777AC8 |
| — | DURECT CORP | 4,990,000 | $9,082 | 3.4% | $1.24 | — | COM | 266605104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 71,500 | $9,049 | 3.4% | $116.85 | +8.3% | CL B NEW | 084670702 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $8,250 | 3.1% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| GLPI | GAMING & LEISURE PPTYS INC | 234,565 | $7,968 | 3.0% | $45.98 | — | COM | 36467J108 |
| — | IRSA INVERSIONES Y REP S A | 475,000 | $7,785 | 2.9% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| MU | MICRON TECHNOLOGY INC | 218,000 | $7,183 | 2.7% | $14.15 | +88.0% | COM | 595112103 |
| — | STONEGATE MTG CORP | 482,336 | $6,729 | 2.5% | $15.22 | — | COM | 86181Q300 |
| SLV | ISHARES SILVER TRUST | 315,000 | $6,379 | 2.4% | — | — | Put | 46428Q109 |
| — | CASH AMERICA INTL INC | 118,549 | $5,267 | 2.0% | $44.43 | — | COM | 14754D100 |
| — | BLACKHAWK NETWORK HLDGS INC | 189,567 | $5,090 | 1.9% | $26.85 | — | CL B | 09238E203 |
| — | NATIONAL GEN HLDGS CORP | 247,500 | $4,307 | 1.6% | $14.00 | — | COM | 636220303 |
| — | XCERRA CORP | 450,000 | $4,095 | 1.5% | $9.10 | — | COM | 98400J108 |
| VLO | VALERO ENERGY CORPORATION | 79,500 | $3,982 | 1.5% | — | — | Call | 91913Y100 |
| RM | REGIONAL MANAGEMENT CORP | 250,000 | $3,868 | 1.5% | $14.19 | 0.0% | COM | 75902K106 |
| MDLZ | MONDELEZ INTL INC | 93,000 | $3,498 | 1.3% | $23.72 | +19.3% | CL A | 609207105 |
| NAVI | NAVIENT CORP | 190,000 | $3,365 | 1.3% | $16.58 | 0.0% | COM | 63938C108 |
| — | LINN ENERGY LLC | 100,000 | $3,235 | 1.2% | $32.34 | — | Put | 536020100 |
| — | PREFERRED APT CMNTYS INC | 347,461 | $3,082 | 1.2% | $8.94 | — | COM | 74039L103 |
| — | APOLLO RESIDENTIAL MTG INC | 175,200 | $2,929 | 1.1% | $16.23 | — | COM | 03763V102 |
| — | GALMED PHARMACEUTICALS LTD | 264,546 | $2,577 | 1.0% | $10.78 | — | SHS | M47238106 |
| — | MDC HOLDINGS INC | 80,000 | $2,423 | 0.9% | $30.29 | — | COM | 552676108 |
| CRESY | CRESUD S A C I F Y A | 170,000 | $2,219 | 0.8% | $10.69 | — | SPONSORED ADR | 226406106 |
| CDXS | CODEXIS INC | 1,062,500 | $1,551 | 0.6% | $2.14 | -26.0% | COM | 192005106 |
| — | HARVARD APPARATUS REGENER TE | 143,989 | $1,505 | 0.6% | $9.49 | — | COM | 41690A106 |
| XENWX | EATON VANCE NEW YORK MUN BD | 115,189 | $1,440 | 0.5% | $11.40 | — | COM | 27827Y109 |
| — | VIRNETX HOLDING CORPORATION | 74,600 | $1,314 | 0.5% | — | — | Put | 92823T108 |
| — | ROYAL BK SCOTLND GRP PLC 5.750% PERP SR:L | 52,000 | $1,200 | 0.5% | $23.08 | — | SP ADR L RP PF | 780097788 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 83,750 | $1,127 | 0.4% | $12.51 | — | COM | 67070A101 |
| — | WALTER ENERGY, INC. | 200,000 | $1,090 | 0.4% | — | — | Put | 93317Q105 |
| — | BOSTON PRIVATE FINL HLDGS IN | 43,205 | $1,074 | 0.4% | $24.85 | — | DEP SHS | 101119303 |
| — | LINN ENERGY LLC | 32,902 | $1,064 | 0.4% | $32.34 | — | UNIT LTD LIAB | 536020100 |
| LIQDQ | LIQUID HOLDINGS GROUP INC | 550,000 | $1,051 | 0.4% | $2.68 | 0.0% | COM | 53633A101 |
| — | SEARS HOMETOWN AND OUTLET ST | 41,704 | $895 | 0.3% | $21.46 | — | COM | 812362101 |
| — | WRIGHT MED GROUP INC | 600,000 | $894 | 0.3% | $1.18 | — | RIGHT 03/01/2019 | 98235T115 |
| BYD | BOYD GAMING CORP | 70,000 | $849 | 0.3% | $10.85 | 0.0% | COM | 103304101 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 49,805 | $684 | 0.3% | $12.71 | — | COM | 67066X107 |
| — | ARIAD PHARMACEUTICALS INC | 100,000 | $637 | 0.2% | $6.82 | — | COM | 04033A100 |
| — | ALLIANCE NEW YORK MUN INC FD | 41,261 | $527 | 0.2% | $11.88 | — | COM | 018714105 |
| KBR | KBR INC | 20,000 | $477 | 0.2% | $26.54 | -20.5% | COM | 48242W106 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 50,000 | $477 | 0.2% | $8.27 | +3.4% | COM | G65773106 |
| — | BLACKROCK NY MUNI INC QLTY T | 13,841 | $183 | 0.1% | $12.07 | — | COM | 09249U105 |