CIK: 0001404574 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value ($000): $256,722 (89.2% shares, 10.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NUVEEN NY AMT-FREE MUN INCOM | 1,371,800 | $17,518 | 6.8% | $12.28 | — | COM | 670656107 |
| EXAS | EXACT SCIENCES CORP | 1,000,000 | $14,170 | 5.5% | $12.83 | +5.3% | Put | 30063P105 |
| — | GEVO INC | 18,400,000 | $13,579 | 5.3% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| EXAS | EXACT SCIENCES CORP | 900,000 | $12,753 | 5.0% | $12.83 | +5.3% | COM | 30063P105 |
| GLD | SPDR GOLD TRUST | 100,000 | $12,361 | 4.8% | — | — | Put | 78463V107 |
| MD | MEDNAX INC | 180,000 | $11,156 | 4.3% | — | — | Put | 58502B106 |
| NWS | NEWS CORP NEW | 635,100 | $10,606 | 4.1% | $14.25 | +5.1% | CL B | 65249B208 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 235,000 | $9,992 | 3.9% | $34.85 | — | COM | 78377T107 |
| — | SIBANYE GOLD LTD | 1,167,581 | $9,726 | 3.8% | $2.99 | — | SPONSORED ADR | 825724206 |
| SLV | ISHARES SILVER TRUST | 500,000 | $9,520 | 3.7% | — | — | Call | 46428Q109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 71,500 | $8,935 | 3.5% | $116.85 | 0.0% | CL B NEW | 084670702 |
| — | SEQUENTIAL BRANDS GROUP INC | 1,000,000 | $8,000 | 3.1% | $5.40 | — | COM NEW | 817340201 |
| GLPI | GAMING & LEISURE PPTYS INC | 209,565 | $7,641 | 3.0% | $47.42 | — | COM | 36467J108 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $7,356 | 2.9% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| — | STONEGATE MTG CORP | 475,132 | $7,060 | 2.8% | $15.24 | — | COM | 86181Q300 |
| — | TOWER GROUP INC | 7,000,000 | $6,685 | 2.6% | $0.90 | — | NOTE 5.000% 9/1 | 891777AC8 |
| — | COVIDIEN PLC | 85,464 | $6,295 | 2.5% | $62.85 | — | SHS | G2554F113 |
| — | IRSA INVERSIONES Y REP S A | 575,000 | $6,084 | 2.4% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| SLV | ISHARES SILVER TRUST | 315,000 | $5,998 | 2.3% | — | — | Put | 46428Q109 |
| — | NATIONAL OILWELL VARCO INC | 75,000 | $5,840 | 2.3% | $77.87 | — | COM | 637071101 |
| — | DURECT CORP | 4,170,000 | $5,546 | 2.2% | $1.12 | — | COM | 266605104 |
| MU | MICRON TECHNOLOGY INC | 218,000 | $5,158 | 2.0% | $14.15 | +63.8% | COM | 595112103 |
| — | NATIONAL GEN HLDGS CORP | 297,500 | $4,165 | 1.6% | $14.00 | — | COM | 636220303 |
| — | PREFERRED APT CMNTYS INC | 505,903 | $4,075 | 1.6% | $8.94 | — | COM | 74039L103 |
| — | BREITBURN ENERGY PARTNERS LP | 202,000 | $4,034 | 1.6% | — | — | Put | 106776107 |
| — | LTX-CREDENCE CORP | 450,000 | $4,010 | 1.6% | $6.02 | — | COM NEW | 502403207 |
| — | KINDER MORGAN ENERGY PARTNER | 50,000 | $3,698 | 1.4% | $74.00 | — | Put | 494550106 |
| MDLZ | MONDELEZ INTL INC | 93,000 | $3,213 | 1.3% | $23.72 | +11.1% | CL A | 609207105 |
| — | APOLLO RESIDENTIAL MTG INC | 175,200 | $2,843 | 1.1% | $16.23 | — | COM | 03763V102 |
| — | LINN ENERGY LLC | 100,000 | $2,832 | 1.1% | — | — | Put | 536020100 |
| — | XEROX CORP | 222,800 | $2,518 | 1.0% | $9.07 | — | COM | 984121103 |
| CDXS | CODEXIS INC | 1,062,500 | $2,168 | 0.8% | $2.14 | -14.8% | COM | 192005106 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 200,000 | $1,968 | 0.8% | $8.27 | +22.0% | Call | G65773106 |
| — | GALMED PHARMACEUTICALS LTD | 158,735 | $1,821 | 0.7% | $11.47 | — | SHS | M47238106 |
| AAPL | APPLE INC | 3,300 | $1,771 | 0.7% | $13.16 | +26.0% | COM | 037833100 |
| IRT | INDEPENDENCE RLTY TR INC | 185,000 | $1,648 | 0.6% | $8.91 | — | COM | 45378A106 |
| — | BOSTON PRIVATE FINL HLDGS IN | 68,316 | $1,587 | 0.6% | $24.85 | — | DEP SHS | 101119303 |
| XENWX | EATON VANCE NEW YORK MUN BD | 115,189 | $1,381 | 0.5% | $11.40 | — | COM | 27827Y109 |
| — | ORGANOVO HLDGS INC | 150,000 | $1,146 | 0.4% | — | — | Put | 68620A104 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 83,750 | $1,095 | 0.4% | $12.51 | — | COM | 67070A101 |
| — | BIOTA PHARMACEUTIALS INC | 172,282 | $1,053 | 0.4% | $3.45 | — | COM | 090694100 |
| CRESY | CRESUD S A C I F Y A | 106,500 | $989 | 0.4% | $9.29 | — | SPONSORED ADR | 226406106 |
| — | HARVARD APPARATUS REGENER TE | 100,152 | $908 | 0.4% | $9.07 | — | COM | 41690A106 |
| — | NORTH ATLANTIC DRILLING LTD | 100,000 | $884 | 0.3% | $8.84 | — | COM | G6613P202 |
| — | PAIN THERAPEUTICS INC | 160,000 | $880 | 0.3% | $2.21 | — | COM | 69562K100 |
| — | ARIAD PHARMACEUTICALS INC | 100,000 | $806 | 0.3% | $6.82 | — | COM | 04033A100 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 49,805 | $662 | 0.3% | $12.71 | — | COM | 67066X107 |
| KBR | KBR INC | 20,000 | $534 | 0.2% | $26.54 | -4.6% | COM | 48242W106 |
| — | ALLIANCE NEW YORK MUN INC FD | 41,261 | $516 | 0.2% | $11.88 | — | COM | 018714105 |
| — | WRIGHT MED GROUP INC | 600,000 | $498 | 0.2% | $1.18 | — | RIGHT 03/01/2019 | 98235T115 |
| NAT | NORDIC AMERICAN TANKERS LIMI | 50,000 | $492 | 0.2% | $8.27 | +22.0% | COM | G65773106 |
| — | KINDER MORGAN ENERGY PARTNER | 5,000 | $370 | 0.1% | $74.00 | — | UT LTD PARTNER | 494550106 |
| — | BLACKROCK NY MUNI INC QLTY T | 13,841 | $178 | 0.1% | $12.07 | — | COM | 09249U105 |