CIK: 0001404574 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 14, 2014
Total Value ($000): $293,042 (93.5% shares, 6.5% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EXAS | EXACT SCIENCES CORP | 1,000,000 | $19,380 | 6.6% | — | — | Put | 30063P105 |
| EXAS | EXACT SCIENCES CORP | 900,000 | $17,442 | 6.0% | — | — | Call | 30063P105 |
| — | NUVEEN NY AMT-FREE MUN INCOM | 1,351,100 | $17,294 | 5.9% | $12.28 | — | COM | 670656107 |
| — | COVIDIEN PLC | 190,000 | $16,437 | 5.6% | $76.25 | — | SHS | G2554F113 |
| — | LEUCADIA NATIONAL CORP | 645,000 | $15,377 | 5.2% | $23.84 | — | COM | 527288104 |
| — | CASH AMERICA INTL INC | 290,000 | $12,702 | 4.3% | $44.06 | — | COM | 14754D100 |
| — | GEVO INC | 16,100,000 | $11,190 | 3.8% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | CGI GROUP INC. | 330,000 | $11,144 | 3.8% | — | — | Put | 39945C109 |
| NWS | NEWS CORP NEW | 655,100 | $10,567 | 3.6% | $14.27 | +6.0% | CL B | 65249B208 |
| RHP | RYMAN HOSPITALITY PPTYS INC | 222,600 | $10,529 | 3.6% | $34.85 | — | COM | 78377T107 |
| — | SIBANYE GOLD LTD | 1,099,300 | $9,322 | 3.2% | $2.99 | — | SPONSORED ADR | 825724206 |
| SLV | ISHARES SILVER TRUST | 500,000 | $8,175 | 2.8% | — | — | Call | 46428Q109 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $7,950 | 2.7% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| — | DURECT CORP | 5,274,124 | $7,753 | 2.6% | $1.25 | — | COM | 266605104 |
| MU | MICRON TECHNOLOGY INC | 218,000 | $7,469 | 2.5% | $14.15 | +123.3% | COM | 595112103 |
| — | KINDER MORGAN ENERGY PARTNER | 75,000 | $6,996 | 2.4% | — | — | Put | 494550106 |
| GLD | SPDR GOLD TRUST | 60,000 | $6,973 | 2.4% | — | — | Put | 78463V107 |
| — | KKR & CO LP | 291,000 | $6,489 | 2.2% | $22.30 | — | COM UNITS | 48248M102 |
| — | STONEGATE MTG CORP | 492,336 | $6,395 | 2.2% | $15.18 | — | COM | 86181Q300 |
| — | IRSA INVERSIONES Y REP S A | 464,500 | $6,392 | 2.2% | $7.73 | — | GLOBL DEP RCPT | 450047204 |
| — | SEQUENTIAL BRANDS GROUP INC | 500,000 | $6,250 | 2.1% | $5.40 | — | COM NEW | 817340201 |
| RM | REGIONAL MANAGEMENT CORP | 335,501 | $6,022 | 2.1% | $14.10 | -1.8% | COM | 75902K106 |
| SLV | ISHARES SILVER TRUST | 315,000 | $5,150 | 1.8% | — | — | Put | 46428Q109 |
| GLPI | GAMING & LEISURE PPTYS INC | 160,000 | $4,944 | 1.7% | $45.98 | — | COM | 36467J108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 35,500 | $4,904 | 1.7% | $116.85 | +14.0% | CL B NEW | 084670702 |
| — | XCERRA CORP | 450,000 | $4,406 | 1.5% | $9.10 | — | COM | 98400J108 |
| — | NATIONAL GEN HLDGS CORP | 247,500 | $4,180 | 1.4% | $14.00 | — | COM | 636220303 |
| — | CAESARS ACQUISITION CO-CL A | 408,700 | $3,870 | 1.3% | $9.47 | — | COM | 12768T103 |
| — | LINN ENERGY LLC | 100,000 | $3,014 | 1.0% | $32.34 | — | Put | 536020100 |
| — | APOLLO RESIDENTIAL MTG INC | 175,200 | $2,703 | 0.9% | $16.23 | — | COM | 03763V102 |
| CDXS | CODEXIS INC | 1,062,500 | $2,476 | 0.8% | $2.14 | +0.2% | COM | 192005106 |
| — | MDC HOLDINGS INC | 93,340 | $2,363 | 0.8% | $29.58 | — | COM | 552676108 |
| CRESY | CRESUD S A C I F Y A | 216,400 | $2,359 | 0.8% | $10.74 | — | SPONSORED ADR | 226406106 |
| — | VANGUARD NAT RES LLC | 84,000 | $2,307 | 0.8% | — | — | Put | 92205F106 |
| — | GALMED PHARMACEUTICALS LTD | 248,800 | $2,140 | 0.7% | $10.78 | — | SHS | M47238106 |
| XENWX | EATON VANCE NEW YORK MUN BD | 173,076 | $2,134 | 0.7% | $11.71 | — | COM | 27827Y109 |
| EZPW | EZCORP INC-CL A | 150,000 | $1,487 | 0.5% | $10.37 | 0.0% | COM | 302301106 |
| — | WALTER ENERGY, INC. | 625,000 | $1,463 | 0.5% | — | — | Put | 93317Q105 |
| — | HARVARD APPARATUS REGENER TE | 164,800 | $1,335 | 0.5% | $9.31 | — | COM | 41690A106 |
| — | WRIGHT MED GROUP INC | 600,000 | $1,290 | 0.4% | $1.18 | — | RIGHT 03/01/2019 | 98235T115 |
| RIG | TRANSOCEAN LTD | 40,000 | $1,279 | 0.4% | — | — | Put | H8817H100 |
| — | MARKET VECTORS ETF TR | 24,400 | $1,211 | 0.4% | — | — | Put | 57060U100 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 90,305 | $1,204 | 0.4% | $12.99 | — | COM | 67066X107 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 88,291 | $1,163 | 0.4% | $12.55 | — | COM | 67070A101 |
| — | LINN ENERGY LLC | 32,902 | $992 | 0.3% | $32.34 | — | UNIT LTD LIAB | 536020100 |
| — | BLACKHAWK NETWORK HLDGS INC | 30,000 | $969 | 0.3% | $26.85 | — | CL B | 09238E203 |
| ALEX | ALEXANDER & BALDWIN INC | 25,000 | $899 | 0.3% | $35.96 | — | COM | 014491104 |
| — | BOSTON PRIVATE FINL HLDGS IN | 35,100 | $871 | 0.3% | $24.85 | — | DEP SHS | 101119303 |
| — | ALLIANCE NEW YORK MUN INC FD | 57,748 | $726 | 0.2% | $12.07 | — | COM | 018714105 |
| — | SEARS HOMETOWN AND OUTLET ST | 41,704 | $646 | 0.2% | $21.46 | — | COM | 812362101 |
| — | ARIAD PHARMACEUTICALS INC | 100,000 | $540 | 0.2% | $6.82 | — | COM | 04033A100 |
| — | PREFERRED APT CMNTYS INC | 56,222 | $468 | 0.2% | $8.94 | — | COM | 74039L103 |
| — | BLACKROCK NY MUNI INC QLTY T | 35,047 | $456 | 0.2% | $12.64 | — | COM | 09249U105 |
| SID | COMPANHIA SIDERURGICA NACION | 100,000 | $355 | 0.1% | — | — | Put | 20440W105 |
| NWSA | NEWS CORP | 20,000 | $327 | 0.1% | $15.44 | 0.0% | CL A | 65249B109 |
| ZAZA | ZAZA ENERGY CORP | 45,000 | $163 | 0.1% | $6.62 | 0.0% | COM | 98919T407 |