CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 11, 2015

Total Value ($000): $508,438 (100.0% shares, 0.0% debt)

Holdings (11)

SPY SPDR S&P 500 ETF TR 40.4%

Value ($000) $205,540 Shares 1,000,000 Est. Cost — Unrealized —

IWM ISHARES TR 21.2%

Value ($000) $107,658 Shares 900,000 Est. Cost — Unrealized —

ALLY ALLY FINL INC 10.3%

Value ($000) $52,424 Shares 2,410,530 Est. Cost $18.77 Unrealized -7.9%

— DYNEGY INC NEW DEL 6.0%

Value ($000) $30,309 Shares 300,000 Est. Cost $101.03 Unrealized —

— GLOBALSTAR INC 5.8%

Value ($000) $29,481 Shares 10,720,395 Est. Cost $4.14 Unrealized —

— DYNEGY INC NEW DEL 5.7%

Value ($000) $28,729 Shares 946,592 Est. Cost $23.95 Unrealized —

NPO ENPRO INDS INC 4.5%

Value ($000) $23,091 Shares 367,919 Est. Cost $68.92 Unrealized -8.6%

— HARBINGER GROUP INC 2.4%

Value ($000) $11,951 Shares 843,991 Est. Cost $11.23 Unrealized —

— STAR BULK CARRIERS CORP 1.6%

Value ($000) $8,264 Shares 1,259,731 Est. Cost $6.56 Unrealized —

— HC2 HLDGS INC 1.4%

Value ($000) $7,028 Shares 833,701 Est. Cost $8.43 Unrealized —

— AMBAC FINL GROUP INC 0.8%

Value ($000) $3,963 Shares 273,335 Est. Cost $17.49 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,000,000	$205,540	40.4%	—	—	Put	78462F103
IWM	ISHARES TR	900,000	$107,658	21.2%	—	—	Put	464287655
ALLY	ALLY FINL INC	2,410,530	$52,424	10.3%	$18.77	-7.9%	COM	02005N100
—	DYNEGY INC NEW DEL	300,000	$30,309	6.0%	$101.03	—	PFD CONV SER A	26817R207
—	GLOBALSTAR INC	10,720,395	$29,481	5.8%	$4.14	—	COM	378973408
—	DYNEGY INC NEW DEL	946,592	$28,729	5.7%	$23.95	—	COM	26817R108
NPO	ENPRO INDS INC	367,919	$23,091	4.5%	$68.92	-8.6%	COM	29355X107
—	HARBINGER GROUP INC	843,991	$11,951	2.4%	$11.23	—	COM	41146A106
—	STAR BULK CARRIERS CORP	1,259,731	$8,264	1.6%	$6.56	—	SHS NEW	Y8162K121
—	HC2 HLDGS INC	833,701	$7,028	1.4%	$8.43	—	COM	404139107
—	AMBAC FINL GROUP INC	273,335	$3,963	0.8%	$17.49	—	*W EXP 04/30/202	023139116