CASPIAN CAPITAL LP Diversified Active

CIK: 0001518999 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 12, 2015

Total Value ($000): $181,399 (94.8% shares, 5.2% debt)

Holdings (14)

ALLY ALLY FINL INC 21.5%

Value ($000) $39,017 Shares 1,859,730 Est. Cost $18.77 Unrealized -14.3%

— DYNEGY INC NEW DEL 19.6%

Value ($000) $35,474 Shares 325,000 Est. Cost $101.65 Unrealized —

— GLOBALSTAR INC 17.5%

Value ($000) $31,732 Shares 9,529,265 Est. Cost $4.14 Unrealized —

NPO ENPRO INDS INC 13.4%

Value ($000) $24,264 Shares 367,919 Est. Cost $68.92 Unrealized -7.1%

— STAR BULK CARRIERS CORP 9.8%

Value ($000) $17,719 Shares 4,881,261 Est. Cost $4.39 Unrealized —

— HARBINGER GROUP INC 4.8%

Value ($000) $8,661 Shares 693,991 Est. Cost $11.23 Unrealized —

— HC2 HLDGS INC 4.7%

Value ($000) $8,460 Shares 772,616 Est. Cost $8.43 Unrealized —

— AMERICAN RLTY CAP PPTYS INC 3.8%

Value ($000) $6,852 Shares 7,000,000 Est. Cost $0.98 Unrealized —

— AMBAC FINL GROUP INC 1.5%

Value ($000) $2,777 Shares 206,653 Est. Cost $17.49 Unrealized —

— ALPHA NATURAL RESOURCES INC 1.4%

Value ($000) $2,629 Shares 7,000,000 Est. Cost $0.38 Unrealized —

— MIDSTATES PETE CO INC 0.7%

Value ($000) $1,232 Shares 1,449,020 Est. Cost $0.85 Unrealized —

— INTELSAT S A 0.7%

Value ($000) $1,221 Shares 101,779 Est. Cost $12.00 Unrealized —

— ALLIANCE ONE INTL INC 0.7%

Value ($000) $1,217 Shares 1,106,600 Est. Cost $1.10 Unrealized —

IWM ISHARES TR 0.1%

Value ($000) $144 Shares 16,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ALLY	ALLY FINL INC	1,859,730	$39,017	21.5%	$18.77	-14.3%	COM	02005N100
—	DYNEGY INC NEW DEL	325,000	$35,474	19.6%	$101.65	—	PFD CONV SER A	26817R207
—	GLOBALSTAR INC	9,529,265	$31,732	17.5%	$4.14	—	COM	378973408
NPO	ENPRO INDS INC	367,919	$24,264	13.4%	$68.92	-7.1%	COM	29355X107
—	STAR BULK CARRIERS CORP	4,881,261	$17,719	9.8%	$4.39	—	SHS NEW	Y8162K121
—	HARBINGER GROUP INC	693,991	$8,661	4.8%	$11.23	—	COM	41146A106
—	HC2 HLDGS INC	772,616	$8,460	4.7%	$8.43	—	COM	404139107
—	AMERICAN RLTY CAP PPTYS INC	7,000,000	$6,852	3.8%	$0.98	—	NOTE 3.750%12/1	02917TAB0
—	AMBAC FINL GROUP INC	206,653	$2,777	1.5%	$17.49	—	*W EXP 04/30/202	023139116
—	ALPHA NATURAL RESOURCES INC	7,000,000	$2,629	1.4%	$0.38	—	NOTE 3.750%12/1	02076XAE2
—	MIDSTATES PETE CO INC	1,449,020	$1,232	0.7%	$0.85	—	COM	59804T100
—	INTELSAT S A	101,779	$1,221	0.7%	$12.00	—	COM	L5140P101
—	ALLIANCE ONE INTL INC	1,106,600	$1,217	0.7%	$1.10	—	COM	018772103
IWM	ISHARES TR	16,000	$144	0.1%	—	—	Put	464287655